13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,261 holding rows worth $74,366,467,000.
- Accession
- 0001140361-18-023670
- Filer
- CIK 1521001
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 6,100 entries on the cover page, a total value of $74,366,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,366,467,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B135 | INT PFD STK FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641745 | CMCI ENRGY ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680103 | QUANTSHARE MOM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETRACS CMCI SILVER TR ETN | 902641794 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM ETF | 78355W866 | cs | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wilshire US REIT ETF | 18383M472 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X310 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641612 | AG MNTH SHR EX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L519 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC IPATH | 06740P155 | PRF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L811 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L852 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TAX INC | 53128T102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V571 | ISHARES TR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268G607 | ETRACS MP2X DJ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L792 | ETRACS 2XLEV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023670 | this filing | 2018-05-15 | acceptance time not in the bulk data set |