13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,261 holding rows worth $74,366,467,000.
- Accession
- 0001140361-18-023670
- Filer
- CIK 1521001
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 6,100 entries on the cover page, a total value of $74,366,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,366,467,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 53 | $3,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,149 | $3,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 51 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 153 | $3,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 69 | $3,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 170 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 230 | $3,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 136 | $3,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 68 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 244 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 83 | $3,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 204 | $3,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 187 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 306 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 209 | $3,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 41 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 85 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 34 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,300 | $3,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 82 | $2,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 8 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 56 | $2,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 125 | $2,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 40 | $2,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 17 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 18 | $2,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 34 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 34 | $2,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 20 | $2,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 24 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 24 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 72 | $2,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 17 | $2,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 34 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 22 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 24 | $2,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 42 | $2,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 79 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 54 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 59 | $2,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 51 | $2,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 31 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 51 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 333 | $2,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 51 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 41 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 94 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 151 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 24 | $2,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 17 | $2,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 153 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 510 | $2,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 102 | $2,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 34 | $2,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 68 | $2,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 96 | $2,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 1,333 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14 | $1,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 24 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 16 | $1,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 17 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 8 | $1,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 70 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 14 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 57 | $1,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 16 | $1,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 34 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8 | $1,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 16 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 6 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 16 | $1,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 26 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12 | $1,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 17 | $1,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 8 | $1,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 14 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 139 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 337 | $1,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 11 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 6 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 15 | $1,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 37 | $1,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 17 | $1,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 17 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4 | $1,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 20 | $1,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 25 | $1,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 24 | $1,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17 | $1,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 21 | $1,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 6 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 3 | $1,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 70 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 35 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 29 | $1,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 20 | $1,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 7 | $1,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7 | $1,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 85 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 8 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 170 | $1,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 24 | $1,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 14 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 13 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 62 | $1,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 34 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 277 | $1,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 13 | $1,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 28 | $1,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 151 | $1,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 24 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287168 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHD | 808524797 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDW | 78463X889 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Growth | 922908736 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Materials ETF | 92204A801 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD STAR FDS | 921909768 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Value ETF | 922908744 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTI | 922908769 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VWO | 922042858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIONS BANCORPORATION | 989701107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287101 | S&P 100 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNUM GROUP COM | 91529Y106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GROUP INC | 69924R108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023670 | this filing | 2018-05-15 | acceptance time not in the bulk data set |