13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-03-14, with 3,958 holding rows worth $112,009,505,000.
- Accession
- 0001140361-18-013464
- Filer
- CIK 824468
- Filed
- 2018-03-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 17,765 entries on the cover page, a total value of $112,009,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,009,505,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MSCI INC COM | 55354G100 | Stock | 3,400 | $430,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 43,079 | $430,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 11,801 | $428,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 450,000 | $425,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,117 | $424,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 16,087 | $424,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,845 | $422,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 13,300 | $421,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 13,106 | $421,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 30,220 | $420,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 54,338 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,427 | $419,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,723 | $417,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 18,984 | $417,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,796 | $416,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,709 | $416,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 47,400 | $415,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 11,461 | $415,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 38,025 | $414,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 300,000 | $413,000 | thousands by filing date | principal |
| YEXT INC | 98585N106 | COM | 34,118 | $410,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,652 | $408,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,000 | $408,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 8,394 | $407,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 14,313 | $407,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 12,933 | $407,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 67,180 | $401,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 54,589 | $400,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 60,276 | $399,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,933 | $398,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 6,671 | $392,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 13,379 | $391,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $391,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 88,600 | $390,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 21,123 | $390,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 14,402 | $389,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,175 | $389,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,251 | $389,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,816 | $386,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 40,053 | $384,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,729 | $384,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 15,521 | $382,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 32,447 | $382,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 25,000 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,742 | $382,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,084 | $381,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 26,424 | $379,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,012 | $375,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,240 | $375,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,163 | $375,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 300,000 | $375,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 14,297 | $374,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 17,438 | $373,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 40,902 | $372,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 25,028 | $370,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 14,823 | $369,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 31,031 | $368,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 8,058 | $367,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 155,052 | $366,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 35,544 | $363,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 14,742 | $362,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 19,569 | $361,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 25,117 | $360,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 14,479 | $358,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,918 | $356,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,846 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,971 | $353,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,782 | $353,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 13,877 | $352,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 46,617 | $352,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 60,160 | $350,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 75,272 | $350,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 65,632 | $349,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 17,408 | $349,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 300,000 | $349,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 15,565 | $347,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $347,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 24,848 | $346,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 19,072 | $345,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 12,040 | $344,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 69,570 | $342,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,572 | $342,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,000 | $341,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 55,536 | $340,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 34,890 | $338,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 23,916 | $337,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 81,307 | $337,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,540 | $336,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 80,917 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,022 | $334,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,900 | $333,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 5,237 | $333,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 8,254 | $333,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 15,000 | $332,000 | thousands by filing date | call |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 300,000 | $332,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 140,955 | $331,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 12,000 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,244 | $329,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 18,347 | $329,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $329,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,244 | $327,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,259 | $326,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,378 | $326,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,829 | $324,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,686 | $323,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 10,618 | $322,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 9,463 | $320,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,467 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,266 | $318,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 47,048 | $318,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 29,567 | $317,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 34,809 | $316,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,151 | $314,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 7,117 | $313,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,220 | $312,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 19,234 | $311,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 9,415 | $311,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,181 | $311,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 18,593 | $310,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 45,000 | $308,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 26,073 | $308,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,412 | $307,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 20,204 | $307,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,544 | $306,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,292 | $305,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,700 | $305,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 10,233 | $305,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 129,517 | $302,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 13,842 | $300,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 250,000 | $298,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 126,397 | $297,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 20,576 | $294,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,801 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 4,688 | $294,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 11,638 | $294,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,683 | $294,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,646 | $294,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 16,653 | $294,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,956 | $292,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,435 | $292,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 70,182 | $292,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 10,000 | $291,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 33,900 | $290,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,600 | $289,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 14,636 | $288,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 9,726 | $287,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 160,831 | $284,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,110 | $284,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,000 | $283,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,999 | $282,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 10,981 | $281,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,234 | $279,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 9,611 | $278,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,026 | $277,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 23,021 | $276,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 12,400 | $276,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,440 | $275,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 10,169 | $274,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 41,020 | $273,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 12,946 | $273,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 32,655 | $273,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 29,835 | $271,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 29,435 | $271,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 32,093 | $271,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $270,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 6,634 | $269,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,770 | $268,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,797 | $266,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 11,549 | $266,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 12,734 | $265,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 18,656 | $265,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 250,000 | $264,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,129 | $262,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 26,472 | $262,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 10,964 | $260,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 80,750 | $260,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $260,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $258,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,675 | $258,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 16,629 | $256,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 141,856 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 11,810 | $254,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,115 | $252,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 8,032 | $252,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 88,177 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,807 | $247,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 25,338 | $247,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 308,546 | $246,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,809 | $245,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 120,193 | $244,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $244,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 5,400 | $240,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 66,063 | $240,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 17,850 | $239,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,253 | $238,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,784 | $238,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,361 | $237,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $237,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,786 | $236,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 31,528 | $236,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,292 | $235,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 13,691 | $234,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 8,372 | $232,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 34,989 | $231,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,400 | $229,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,988 | $229,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 24,158 | $228,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 11,090 | $227,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,588 | $226,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 56,195 | $226,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 11,457 | $226,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,479 | $224,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,558 | $223,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,382 | $222,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 67,500 | $222,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 250,000 | $221,000 | thousands by filing date | principal |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,080 | $220,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 41,093 | $220,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 69,873 | $220,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 28,750 | $219,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,984 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 15,950 | $219,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,015 | $218,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,102 | $217,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 29,443 | $216,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 55,074 | $216,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,404 | $216,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 18,702 | $216,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 25,300 | $215,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $215,000 | thousands by filing date | principal |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 18,599 | $214,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 25,135 | $214,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,845 | $213,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,185 | $211,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 21,567 | $211,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 6,322 | $211,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 68,993 | $210,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,319 | $209,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 7,301 | $207,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 83,443 | $205,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 11,788 | $205,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 5,764 | $204,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 17,333 | $204,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 69,931 | $204,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 25,806 | $203,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,925 | $200,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 9,866 | $200,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 60,860 | $198,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $198,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,591 | $197,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 95,285 | $196,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 61,948 | $194,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 57,259 | $193,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 72,854 | $191,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 36,319 | $191,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 13,419 | $189,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 32,832 | $188,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,509 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $187,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,132 | $186,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 15,303 | $185,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,392 | $183,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,142 | $182,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 20,000 | $181,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,088 | $180,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 10,192 | $179,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 10,334 | $177,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 10,000 | $176,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 50,000 | $173,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 60,009 | $172,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 96,219 | $171,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 55,184 | $170,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 21,933 | $169,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 23,836 | $169,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 46,098 | $167,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 29,803 | $165,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 34,606 | $164,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 26,094 | $164,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 20,700 | $163,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,125 | $163,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 18,155 | $163,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 11,113 | $163,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 12,135 | $162,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 36,300 | $161,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 36,971 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $157,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 24,148 | $157,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 20,980 | $157,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 21,205 | $157,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,564 | $156,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 47,192 | $153,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 23,726 | $153,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 118,770 | $153,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 23,820 | $152,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 25,050 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,000 | $151,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,382 | $147,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,841 | $146,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,180 | $144,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 34,087 | $144,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,624 | $143,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 15,961 | $142,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 37,659 | $141,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,080 | $140,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 23,853 | $139,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,850 | $135,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 36,489 | $134,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 12,643 | $134,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 32,500 | $130,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 17,710 | $129,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,497 | $126,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 28,523 | $126,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 37,681 | $125,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 42,571 | $124,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 28,196 | $123,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 12,870 | $123,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,000 | $121,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,722 | $119,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,896 | $119,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 32,771 | $118,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,753 | $116,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 12,753 | $114,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 27,420 | $114,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,721 | $113,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 45,643 | $112,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 11,679 | $112,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,421 | $110,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,387 | $110,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 23,247 | $108,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,024 | $107,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,856 | $107,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,483 | $106,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 18,496 | $106,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,430 | $105,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 14,080 | $105,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 18,319 | $105,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 13,927 | $103,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,687 | $102,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,443 | $100,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,766 | $99,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,069 | $98,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,518 | $97,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,574 | $96,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,800 | $94,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 11,107 | $93,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,841 | $92,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,284 | $91,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,856 | $90,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 12,400 | $90,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 19,886 | $89,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,279 | $87,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 125,610 | $86,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 13,997 | $86,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 40,622 | $86,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 21,627 | $84,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,800 | $84,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 35,046 | $84,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 17,880 | $83,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 20,105 | $83,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 59,051 | $83,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 12,412 | $82,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 41,433 | $82,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,049 | $81,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,932 | $81,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,354 | $80,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 13,416 | $80,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 13,047 | $79,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,000 | $78,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,964 | $77,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,181 | $77,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,835 | $77,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,024 | $76,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 10,891 | $76,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 23,078 | $75,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,466 | $74,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 22,809 | $73,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,977 | $73,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,122 | $73,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 23,395 | $72,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 19,408 | $72,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,196 | $71,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,858 | $71,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 25,323 | $70,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 11,230 | $69,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 19,063 | $69,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,325 | $67,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,247 | $67,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,343 | $67,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,285 | $67,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,837 | $66,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 22,934 | $66,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 14,008 | $65,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,813 | $63,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 12,194 | $63,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,893 | $62,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,059 | $61,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,893 | $61,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,409 | $60,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,976 | $59,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 17,043 | $58,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 51,791 | $55,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 19,771 | $55,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,666 | $54,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 150,015 | $54,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 29,070 | $53,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 16,001 | $51,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,303 | $50,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,656 | $49,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 48,266 | $48,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,167 | $46,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 89,100 | $46,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 11,314 | $44,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $42,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 31,943 | $41,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 28,805 | $41,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 6,108 | $40,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,956 | $40,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 17,339 | $39,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,580 | $38,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 14,079 | $38,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,655 | $38,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 41,042 | $38,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,676 | $38,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,233 | $36,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 47,453 | $34,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,017 | $34,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 145,262 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 26,595 | $32,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,084 | $31,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 25,241 | $31,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 29,168 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,009 | $28,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,463 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 23,868 | $27,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,629 | $26,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 363 | $24,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,264 | $24,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 18,575 | $22,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 20,000 | $21,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 11,574 | $20,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,792 | $18,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 14,597 | $16,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 18,700 | $16,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 11,837 | $15,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 23,504 | $14,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 13,000 | $14,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 18,575 | $13,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 19,709 | $13,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 13,000 | $13,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,438 | $11,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 26,642 | $10,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 13,090 | $10,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 50,045 | $9,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 20,004 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $6,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 20,041 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 20,074 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008149 | superseded | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-013464 | this filing | 2018-03-14 | acceptance time not in the bulk data set |