13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-03-14, with 3,958 holding rows worth $112,009,505,000.
- Accession
- 0001140361-18-013464
- Filer
- CIK 824468
- Filed
- 2018-03-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 17,765 entries on the cover page, a total value of $112,009,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,009,505,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATO CORP NEW | 149205106 | CL A | 62,407 | $993,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 19,400 | $992,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 22,074 | $989,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 46,891 | $989,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 68,858 | $985,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 55,337 | $982,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 111,704 | $982,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 24,482 | $980,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 172,235 | $979,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 72,914 | $979,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 7,293 | $978,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,200 | $977,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 28,547 | $977,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 31,227 | $975,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 96,385 | $972,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 100,000 | $970,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 24,820 | $967,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 15,114 | $965,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 36,909 | $960,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 79,329 | $959,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $958,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 46,650 | $956,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 56,011 | $952,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,104 | $952,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,631 | $950,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 18,725 | $950,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 40,062 | $949,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 970,000 | $949,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 18,544 | $948,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,062 | $948,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 18,581 | $948,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 60,776 | $947,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 49,131 | $946,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 940,000 | $945,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 37,815 | $944,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 426,351 | $944,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 32,577 | $943,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 37,088 | $943,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 30,943 | $942,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 60,180 | $941,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 59,921 | $938,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 155,122 | $937,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 100,000 | $937,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 92,197 | $936,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 24,727 | $935,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 81,135 | $933,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27,482 | $933,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 59,831 | $931,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 20,661 | $930,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 27,937 | $930,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 74,049 | $930,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 381,359 | $930,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 35,000 | $928,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 55,045 | $927,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 49,848 | $926,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,469 | $926,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,437 | $924,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 68,600 | $922,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 21,421 | $921,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,782 | $921,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 25,854 | $920,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 61,097 | $920,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 15,507 | $920,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 48,633 | $918,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 65,200 | $917,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 21,050 | $914,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 254,361 | $911,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,000 | $910,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 10,679 | $910,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 9,828 | $909,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 44,988 | $907,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 24,257 | $907,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 800 | $906,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 47,900 | $905,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 13,679 | $904,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 53,309 | $903,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,749 | $902,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 37,227 | $900,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 31,757 | $899,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 47,169 | $898,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20,482 | $896,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 40,000 | $885,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 19,182 | $883,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 20,378 | $883,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 31,955 | $883,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 48,724 | $881,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 30,056 | $881,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 24,582 | $880,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 63,105 | $880,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 18,990 | $879,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 24,555 | $874,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,167 | $874,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 570,000 | $873,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50,000 | $872,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 47,640 | $872,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 36,799 | $872,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 83,337 | $871,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 41,287 | $870,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 38,497 | $870,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 44,617 | $869,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 65,934 | $866,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 67,070 | $865,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 315,063 | $864,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 31,261 | $863,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,665 | $861,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 29,547 | $861,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 18,868 | $860,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 25,335 | $859,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 119,990 | $858,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 22,883 | $856,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 71,322 | $855,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 59,356 | $854,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 9,322 | $853,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 75,944 | $851,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 17,800 | $850,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,613 | $848,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 59,198 | $848,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,142 | $847,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 68,092 | $847,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 17,297 | $840,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,610 | $838,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,406 | $837,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 36,018 | $835,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,100 | $833,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,600 | $833,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 80,380 | $832,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 15,668 | $832,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 16,794 | $828,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 24,848 | $828,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 15,111 | $826,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 48,893 | $823,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 18,330 | $822,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 28,110 | $820,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 13,958 | $819,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 31,515 | $818,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 58,828 | $818,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 127,793 | $818,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 94,512 | $818,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,862 | $817,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 210,751 | $817,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,718 | $816,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 90,800 | $815,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 140,437 | $812,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 25,197 | $812,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 956,411 | $812,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 890,000 | $812,000 | thousands by filing date | principal |
| RPX CORP | 74972G103 | COM | 60,132 | $808,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 13,610 | $806,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 80,328 | $806,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 32,113 | $804,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 88,000 | $803,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,837 | $802,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 27,052 | $802,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 23,170 | $801,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 174,525 | $801,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 59,670 | $798,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 23,651 | $797,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 34,103 | $796,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 94,352 | $795,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 50,029 | $793,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 81,928 | $790,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 16,000 | $789,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 51,522 | $789,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 35,913 | $786,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 27,560 | $785,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 54,585 | $782,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 326,716 | $781,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 16,914 | $781,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 46,560 | $781,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 35,000 | $778,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 51,223 | $776,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 40,231 | $775,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 30,939 | $772,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,047 | $771,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 271,306 | $771,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 41,682 | $771,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,996 | $770,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 31,150 | $770,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,015 | $770,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 51,781 | $769,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 37,820 | $768,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 400,000 | $764,000 | thousands by filing date | principal |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 44,652 | $763,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 62,363 | $763,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 203,000 | $762,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 89,271 | $761,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 23,489 | $761,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 17,723 | $760,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30,760 | $759,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8,608 | $759,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,708 | $758,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,500 | $757,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 38,564 | $754,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 39,351 | $753,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,236 | $751,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,521 | $750,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 60,981 | $750,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 170 | $750,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,865 | $749,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 278,089 | $749,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 70,000 | $749,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 16,376 | $748,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 32,283 | $748,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 19,732 | $747,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 24,466 | $745,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 46,796 | $744,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,644 | $743,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,181 | $742,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 35,762 | $741,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 82,802 | $740,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 35,061 | $739,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,744 | $739,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 48,060 | $738,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 25,995 | $737,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 62,565 | $736,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30,779 | $733,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 50,404 | $733,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8,000 | $732,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 69,754 | $731,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,100 | $730,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 170,103 | $729,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 22,410 | $728,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 20,367 | $728,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,107 | $727,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 38,510 | $727,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 18,603 | $725,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 34,974 | $723,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 46,307 | $716,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,438 | $715,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 18,417 | $714,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 58,480 | $713,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 38,453 | $712,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 66,717 | $707,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 16,629 | $707,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 37,312 | $705,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 210,624 | $704,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 45,222 | $702,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 222,300 | $702,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 36,867 | $701,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $701,000 | thousands by filing date | principal |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,336 | $699,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 85,728 | $699,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 176,300 | $698,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,975 | $697,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 33,046 | $697,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 33,300 | $696,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31,615 | $696,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 54,897 | $693,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 46,380 | $692,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 18,265 | $689,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 70,393 | $688,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,326 | $687,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 131,486 | $687,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 15,143 | $686,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 19,350 | $683,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 23,769 | $681,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 24,861 | $680,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 57,102 | $680,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 35,742 | $678,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 70,606 | $678,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 76,334 | $677,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,329 | $675,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 31,191 | $675,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 29,650 | $672,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 12,444 | $671,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 75,000 | $670,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 36,342 | $670,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 19,114 | $669,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,928 | $668,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 59,233 | $667,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 101,064 | $667,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 23,921 | $665,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 56,017 | $665,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 12,791 | $665,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 44,690 | $664,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,702 | $661,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 8,141 | $657,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 11,711 | $657,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 101,200 | $656,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 95,118 | $652,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 292,398 | $652,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 25,397 | $651,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 30,314 | $650,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 31,018 | $650,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 28,397 | $649,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 77,319 | $649,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 48,068 | $648,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 38,832 | $647,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 31,895 | $646,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 69,737 | $646,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 30,084 | $645,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 17,327 | $643,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 27,364 | $643,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 56,208 | $643,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 65,774 | $642,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 7,143 | $641,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,546 | $641,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 21,506 | $640,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $639,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 23,420 | $639,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 18,046 | $638,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 34,463 | $637,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 31,650 | $637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 12,178 | $635,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 22,628 | $633,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 39,566 | $631,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 32,910 | $631,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 35,297 | $629,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 41,327 | $628,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,881 | $628,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 81,142 | $626,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 34,279 | $625,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 16,826 | $624,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 91,144 | $623,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 59,151 | $623,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 18,583 | $622,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 51,323 | $622,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 42,000 | $621,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 52,072 | $620,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,000 | $618,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22,116 | $617,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 39,319 | $616,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 11,355 | $615,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 50,615 | $615,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 550,000 | $614,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 18,257 | $613,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,795 | $612,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 25,733 | $612,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 19,216 | $610,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 25,503 | $610,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 25,916 | $609,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 6,200 | $608,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 244,205 | $608,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,640 | $605,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 23,417 | $605,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 52,503 | $604,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,693 | $601,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 22,457 | $601,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,388 | $599,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 27,876 | $599,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,659 | $598,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,348 | $597,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 28,312 | $597,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 22,982 | $592,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 32,281 | $589,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,355 | $588,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 32,514 | $586,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 23,172 | $585,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 22,324 | $585,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 22,151 | $585,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 62,015 | $583,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 18,405 | $582,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 26,281 | $581,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 124,315 | $578,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 25,841 | $577,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 112,778 | $576,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 21,983 | $576,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 39,751 | $576,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 36,606 | $576,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,102 | $574,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 58,133 | $574,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,831 | $570,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 33,320 | $568,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 28,752 | $565,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 49,917 | $564,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 18,147 | $564,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 42,442 | $562,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 16,508 | $562,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 79,075 | $562,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 18,864 | $562,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 75,660 | $560,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,418 | $560,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 27,291 | $559,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 50,000 | $558,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 79,534 | $558,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 37,357 | $557,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 83,035 | $556,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 27,643 | $554,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 18,701 | $553,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,653 | $553,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 22,903 | $551,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 19,987 | $551,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 66,893 | $548,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,286 | $548,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 58,472 | $548,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 49,624 | $547,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,508 | $546,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 100,043 | $545,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,527 | $544,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 28,158 | $543,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 21,698 | $543,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 500,000 | $542,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 34,896 | $541,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,855 | $541,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 26,470 | $541,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,768 | $540,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 810,200 | $538,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 35,378 | $537,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,057 | $537,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 29,000 | $536,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 29,084 | $536,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 16,431 | $536,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,123 | $536,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 37,285 | $536,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,650 | $535,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 67,115 | $535,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 750,000 | $532,000 | thousands by filing date | principal |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 16,287 | $529,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 33,341 | $529,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 31,257 | $529,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,535 | $527,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,188 | $527,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 69,531 | $527,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,900 | $525,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 34,380 | $523,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 42,194 | $523,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 31,522 | $523,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 17,473 | $522,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 500,000 | $521,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 6,045 | $520,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,073 | $520,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 50,336 | $518,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,564 | $517,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 17,937 | $517,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 7,387 | $516,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 25,329 | $516,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 28,032 | $512,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 32,523 | $511,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,104 | $508,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 181,213 | $507,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,917 | $505,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 16,493 | $504,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 17,738 | $502,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 347,000 | $500,000 | thousands by filing date | principal |
| Golden Entertainment Inc | 381013101 | Common Stock | 15,329 | $499,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,312 | $499,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,876 | $498,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 50,474 | $498,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 88,398 | $498,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,103 | $497,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 60,262 | $497,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 47,925 | $495,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,200 | $495,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 170,897 | $491,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 191,088 | $489,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 132,087 | $488,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 47,139 | $487,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 14,173 | $485,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,519 | $485,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 47,963 | $485,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 40,845 | $485,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 123,247 | $484,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 27,734 | $482,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,892 | $479,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 8,000 | $479,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 37,930 | $478,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,686 | $476,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 23,852 | $476,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 31,974 | $475,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,688 | $473,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 37,019 | $473,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 28,321 | $470,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 43,556 | $470,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,533 | $468,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 16,184 | $465,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 500,000 | $465,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 108,677 | $464,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 28,115 | $464,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 90,489 | $463,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 57,459 | $463,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,036 | $462,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,164 | $462,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 107,233 | $462,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 59,404 | $462,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24,167 | $459,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 14,713 | $459,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 12,685 | $457,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,984 | $457,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $457,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 33,487 | $455,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 11,300 | $455,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 20,762 | $453,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 22,070 | $452,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 15,000 | $451,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 300,000 | $451,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 5,825 | $450,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 13,817 | $449,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 51,864 | $449,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,117 | $444,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 500,000 | $444,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 99,872 | $441,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 250,000 | $441,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 8,312 | $440,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 16,360 | $437,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 23,766 | $437,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 18,255 | $437,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 54,417 | $435,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,076 | $433,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $432,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 104,316 | $432,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008149 | superseded | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-013464 | this filing | 2018-03-14 | acceptance time not in the bulk data set |