13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,316 holding rows worth $1,245,338,000.
- Accession
- 0001140361-18-007549
- Filer
- CIK 1387508
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,316 entries on the cover page, a total value of $1,245,338,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,245,346,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,500 | $38,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,064 | $37,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,300 | $37,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 9,695 | $37,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,188 | $37,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 700 | $36,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,800 | $36,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,200 | $36,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 700 | $36,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,783 | $36,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 205 | $35,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,534 | $35,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 520 | $35,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 583 | $35,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,600 | $35,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,600 | $35,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,949 | $35,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,300 | $34,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 251 | $34,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 259 | $34,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 12,200 | $34,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,000 | $33,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 500 | $33,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 940 | $33,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 571 | $33,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 600 | $33,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 5,107 | $33,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,321 | $33,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 1,457 | $33,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 688 | $32,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,000 | $32,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,862 | $32,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,914 | $32,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,075 | $32,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 475 | $32,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 175 | $31,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 611 | $31,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 800 | $31,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 200 | $31,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 691 | $31,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,500 | $31,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 3,543 | $31,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,544 | $31,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,400 | $30,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,200 | $30,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 800 | $30,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 361 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 6,691 | $30,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 700 | $29,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 840 | $29,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 234 | $29,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 584 | $29,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,443 | $29,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,280 | $29,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,500 | $29,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $28,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,500 | $28,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,304 | $28,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 9,448 | $28,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 2,207 | $28,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,500 | $28,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,559 | $28,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 350 | $27,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,600 | $27,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 1,256 | $27,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,068 | $27,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,153 | $27,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 2,300 | $27,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,071 | $27,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,206 | $27,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 430 | $26,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 230 | $26,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 665 | $26,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 537 | $26,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,076 | $26,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 4,000 | $26,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,400 | $26,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,354 | $26,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 900 | $26,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 530 | $25,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,320 | $25,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,400 | $25,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 530 | $25,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 615 | $25,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,639 | $25,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 730 | $25,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,610 | $25,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 510 | $25,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 580 | $25,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 300 | $25,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,700 | $25,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,953 | $25,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 1,074 | $25,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,570 | $25,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,370 | $25,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 650 | $25,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,403 | $25,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,490 | $25,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 380 | $24,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 820 | $24,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 484 | $24,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 943 | $24,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $24,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 723 | $24,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,150 | $24,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 360 | $24,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 600 | $24,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,020 | $24,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 200 | $24,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 300 | $23,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,086 | $23,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 993 | $23,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,000 | $23,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 394 | $23,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,311 | $23,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 403 | $23,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 308 | $22,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $22,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,835 | $22,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,000 | $22,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,000 | $22,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,201 | $22,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,619 | $22,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,269 | $22,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 779 | $22,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,290 | $22,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 200 | $21,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $21,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,852 | $21,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 437 | $21,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $21,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 1,679 | $21,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 640 | $20,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 244 | $20,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 371 | $20,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,423 | $20,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 200 | $20,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,051 | $20,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 752 | $20,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 996 | $20,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 1,317 | $20,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 600 | $19,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 100 | $19,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 384 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 301 | $19,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 300 | $19,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 800 | $19,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,876 | $19,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,200 | $19,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 200 | $18,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 350 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 257 | $18,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $18,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 5,216 | $18,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,800 | $18,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 800 | $18,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 300 | $17,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 192 | $17,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,120 | $17,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,175 | $17,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,050 | $16,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,772 | $16,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 290 | $16,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 294 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 400 | $16,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,410 | $16,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 294 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 700 | $15,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 692 | $15,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200 | $15,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 7,900 | $15,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,397 | $14,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 900 | $14,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 950 | $14,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 315 | $14,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 300 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 235 | $14,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 323 | $14,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,400 | $14,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,472 | $14,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 200 | $13,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,396 | $13,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 962 | $13,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 267 | $12,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 201 | $12,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 252 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 252 | $12,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 896 | $12,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 445 | $12,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 600 | $12,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 484 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $11,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,100 | $11,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 200 | $11,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,200 | $11,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 700 | $11,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 573 | $11,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 803 | $11,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,700 | $11,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 200 | $11,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,460 | $11,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,500 | $11,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 588 | $10,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 300 | $10,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,267 | $10,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,436 | $10,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,829 | $10,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 823 | $9,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 100 | $9,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,108 | $9,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 152 | $9,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 345 | $9,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 146 | $9,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,353 | $9,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 400 | $9,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,163 | $9,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 187 | $9,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 438 | $9,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,984 | $9,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,505 | $9,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,256 | $9,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 4,947 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 20,000 | $9,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 58 | $8,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 268 | $8,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 123 | $8,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 221 | $8,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 395 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,116 | $8,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 401 | $8,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 162 | $8,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,169 | $8,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 928 | $8,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 325 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 196 | $7,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 500 | $7,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 47 | $7,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 313 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 485 | $7,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,693 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 559 | $7,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 306 | $7,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 384 | $7,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 922 | $7,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 271 | $6,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,419 | $6,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 200 | $6,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 97 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,370 | $6,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 3,331 | $6,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,900 | $6,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 636 | $6,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 100 | $6,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,050 | $6,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 782 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 99 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 100 | $5,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 500 | $5,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 200 | $5,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 251 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 200 | $5,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 700 | $5,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,181 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,660 | $5,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 490 | $5,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 300 | $5,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 102 | $5,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 288 | $5,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 490 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 194 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 136 | $4,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 100 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 98 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,707 | $4,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 500 | $4,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 155 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 19 | $4,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 179 | $4,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 200 | $4,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 596 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $4,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 339 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 140 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 54 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 100 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 300 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 45 | $3,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 182 | $3,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 152 | $3,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 600 | $3,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 98 | $3,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,602 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 139 | $3,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 100 | $3,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 100 | $2,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 94 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,306 | $2,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,476 | $2,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 553 | $2,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 193 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 369 | $1,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 100 | $1,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 100 | $1,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 29 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 92 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 490 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-007549 | this filing | 2018-02-14 | acceptance time not in the bulk data set |