13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,316 holding rows worth $1,245,338,000.
- Accession
- 0001140361-18-007549
- Filer
- CIK 1387508
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,316 entries on the cover page, a total value of $1,245,338,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,245,346,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 388,304 | $45,467,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 235,900 | $36,744,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 392,607 | $35,912,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 459,827 | $32,119,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 247,258 | $28,875,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 203,900 | $25,867,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 254,054 | $21,691,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 145,539 | $19,738,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 73,200 | $19,534,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 451,164 | $18,552,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 16,847,000 | $16,500,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 94,932 | $14,726,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 418,535 | $13,489,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 88,000 | $13,416,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 674,446 | $12,106,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 762,276 | $11,533,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 328,795 | $11,218,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 128,600 | $10,781,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 65,590 | $10,729,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 60,022 | $10,591,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 126,261 | $10,305,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 81,496 | $9,907,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,334 | $9,832,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 62,570 | $9,783,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,330 | $9,742,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 205,000 | $9,584,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 105,078 | $8,988,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 102,500 | $8,304,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 485,439 | $8,131,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 22,375 | $7,517,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 123,565 | $6,968,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 62,716 | $6,621,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 247,776 | $6,616,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 76,222 | $6,008,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 58,906 | $5,951,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 604,888 | $5,922,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 32,375 | $5,840,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44,370 | $5,835,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 116,250 | $5,693,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 586,759 | $5,692,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 64,671 | $5,643,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 102,567 | $5,631,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 453,930 | $5,452,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 178,518 | $5,284,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 224,436 | $5,164,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 85,947 | $5,071,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 39,300 | $4,859,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 288,469 | $4,812,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 105,557 | $4,745,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 74,425 | $4,713,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 117,600 | $4,477,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 105,335 | $4,250,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 754,209 | $4,110,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 39,068 | $4,104,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,050,000 | $4,053,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 95,155 | $4,041,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 160,908 | $4,015,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 52,700 | $3,949,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 103,300 | $3,933,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 177,360 | $3,897,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20,000 | $3,839,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 127,735 | $3,771,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 50,000 | $3,747,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 37,951 | $3,738,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 72,831 | $3,723,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 27,366 | $3,685,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 23,765 | $3,561,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,006 | $3,529,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 38,129 | $3,492,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 1,000,000 | $3,491,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 46,522 | $3,462,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 142,842 | $3,421,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 101,845 | $3,409,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 52,902 | $3,387,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 32,642 | $3,337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 85,000 | $3,160,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 225,634 | $3,136,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 126,294 | $3,092,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,813 | $3,056,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 157,386 | $2,975,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 52,000 | $2,965,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 100,859 | $2,940,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 200,378 | $2,881,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 91,100 | $2,875,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 30,961 | $2,834,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3,000,000 | $2,792,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 50,543 | $2,774,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 227,587 | $2,765,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 49,241 | $2,725,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 26,005 | $2,716,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26,913 | $2,715,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 22,166 | $2,672,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 83,806 | $2,613,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 113,200 | $2,608,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,500,000 | $2,558,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 13,148 | $2,524,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 38,447 | $2,516,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 158,181 | $2,507,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 80,000 | $2,482,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 173,352 | $2,477,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $2,473,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 68,000 | $2,463,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 37,250 | $2,389,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,755 | $2,378,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 71,748 | $2,350,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 47,802 | $2,349,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 164,565 | $2,315,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 38,568 | $2,273,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 50,100 | $2,264,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 27,308 | $2,220,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 23,694 | $2,198,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 39,070 | $2,198,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,340 | $2,194,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 95,313 | $2,187,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,626 | $2,171,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 92,600 | $2,166,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,476 | $2,154,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,901 | $2,128,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 47,100 | $2,128,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,050,000 | $2,128,000 | thousands by filing date | principal |
| BIOVERATIV INC | 09075E100 | COM | 39,300 | $2,119,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 120,000 | $2,094,000 | thousands by filing date | call |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 61,206 | $2,071,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 39,079 | $2,070,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,000,000 | $2,058,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 89,300 | $2,055,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 27,463 | $2,050,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 20,189 | $2,038,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 16,050 | $2,026,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 36,061 | $2,006,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 52,446 | $1,997,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 15,200 | $1,976,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,400 | $1,954,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,000,000 | $1,939,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,900,000 | $1,937,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642403 | COM PAR | 60,229 | $1,937,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 113,658 | $1,915,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 31,967 | $1,910,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 63,359 | $1,889,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 63,036 | $1,885,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 61,118 | $1,883,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 38,632 | $1,879,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 40,981 | $1,874,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 135,696 | $1,850,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 29,250 | $1,849,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 19,720 | $1,837,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 58,458 | $1,830,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 217,121 | $1,826,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 28,446 | $1,814,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 44,007 | $1,801,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 82,991 | $1,766,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 7,222 | $1,724,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 25,370 | $1,713,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 48,786 | $1,710,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 26,800 | $1,709,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 57,074 | $1,696,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 47,179 | $1,685,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,700 | $1,676,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 1,625,000 | $1,673,000 | thousands by filing date | principal |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 62,965 | $1,667,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 30,181 | $1,626,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 48,638 | $1,612,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 40,310 | $1,610,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 22,135 | $1,607,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,135 | $1,585,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 56,600 | $1,580,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 263,831 | $1,554,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 121,617 | $1,552,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 18,000 | $1,545,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 32,043 | $1,544,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 31,498 | $1,539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 15,500 | $1,516,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 272,825 | $1,511,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,200 | $1,509,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 25,066 | $1,488,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 20,020 | $1,472,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 37,362 | $1,471,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 84,600 | $1,470,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 16,486 | $1,468,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 35,000 | $1,457,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 27,466 | $1,455,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 17,374 | $1,453,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 153,637 | $1,423,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 25,761 | $1,417,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 276,678 | $1,414,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 94,200 | $1,412,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 104,901 | $1,383,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 94,907 | $1,382,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 50,648 | $1,378,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 62,761 | $1,362,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,000 | $1,360,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 61,631 | $1,346,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,076,000 | $1,346,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 23,990 | $1,343,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 132,631 | $1,341,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 99,082 | $1,332,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,200 | $1,326,000 | thousands by filing date | put |
| USA TRUCK INC | 902925106 | COM | 73,145 | $1,326,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 10,798 | $1,320,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 45,378 | $1,312,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 73,550 | $1,312,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,699 | $1,307,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 101,291 | $1,301,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 109,778 | $1,301,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,408 | $1,275,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,900 | $1,273,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 169,300 | $1,270,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 24,286 | $1,250,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15,000 | $1,243,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 20,373 | $1,238,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 9,600 | $1,231,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 42,137 | $1,224,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,359 | $1,222,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,817 | $1,216,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 52,732 | $1,216,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 103,600 | $1,214,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 30,616 | $1,214,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 53,443 | $1,213,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 45,462 | $1,205,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 49,647 | $1,195,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 20,941 | $1,192,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 69,313 | $1,185,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,075,000 | $1,171,000 | thousands by filing date | principal |
| DDR CORP | 23317H102 | COM | 130,000 | $1,165,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 16,858 | $1,164,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 26,945 | $1,155,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 48,952 | $1,154,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 36,327 | $1,145,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20,900 | $1,144,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,288 | $1,142,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 14,705 | $1,141,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,341 | $1,140,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,300 | $1,139,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 32,976 | $1,136,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 63,379 | $1,124,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 56,532 | $1,109,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,565 | $1,107,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,759 | $1,105,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 19,343 | $1,104,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,077 | $1,104,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,500 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,500 | $1,103,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 39,100 | $1,091,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 41,446 | $1,079,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,444 | $1,069,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,757 | $1,066,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 20,158 | $1,058,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18,300 | $1,050,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 26,879 | $1,044,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 9,273 | $1,042,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 33,950 | $1,038,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 113,542 | $1,031,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 64,674 | $1,028,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 21,000 | $1,026,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 53,860 | $1,023,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 10,359 | $1,016,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 36,600 | $1,001,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 7,281 | $999,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 55,468 | $998,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,203 | $977,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 16,250 | $977,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 34,478 | $976,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 105,150 | $945,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 52,163 | $944,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 142,370 | $937,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 51,801 | $936,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,014 | $932,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 19,255 | $932,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10,652 | $923,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 31,669 | $923,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 38,365 | $921,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,000 | $920,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,683 | $919,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,236 | $913,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,983 | $911,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 17,012 | $910,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 11,317 | $904,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,711 | $899,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,942 | $895,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,731 | $889,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 44,900 | $889,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 25,200 | $878,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 13,794 | $873,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 17,302 | $868,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 34,601 | $858,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 16,639 | $857,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 21,400 | $853,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 78,927 | $852,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 59,250 | $848,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,415 | $846,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,175 | $846,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 30,450 | $830,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 38,599 | $822,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 7,200 | $814,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 23,100 | $812,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,771 | $803,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 31,317 | $802,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 56,800 | $801,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 48,570 | $798,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,000 | $795,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 20,735 | $794,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,329 | $794,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,089 | $792,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,200 | $781,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 15,683 | $780,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 67,675 | $778,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 18,239 | $777,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,629 | $775,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 9,799 | $775,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 36,618 | $772,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,935 | $768,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 37,148 | $755,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 720 | $753,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,536 | $753,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 12,797 | $752,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 750,000 | $751,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 32,300 | $749,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 53,240 | $749,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,514 | $742,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 15,780 | $741,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 71,574 | $736,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,536 | $733,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 74,612 | $730,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 113,836 | $729,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 237,516 | $724,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 13,062 | $722,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 15,149 | $717,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 14,426 | $714,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 19,882 | $713,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 48,848 | $703,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,438 | $695,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,926 | $693,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,164 | $691,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,630 | $688,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 9,960 | $687,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36,188 | $686,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 151,368 | $684,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 130,000 | $680,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,884 | $671,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 56,589 | $671,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,250 | $670,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,283 | $669,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,890 | $666,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,182 | $663,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,548 | $661,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,402 | $657,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,300 | $651,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 43,743 | $648,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,197 | $643,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 15,781 | $642,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 18,891 | $639,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,850 | $637,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,225 | $636,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 9,844 | $635,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 20,688 | $633,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 25,150 | $633,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,739 | $631,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,107 | $630,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,820 | $629,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,800 | $624,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 21,372 | $619,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,900 | $610,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 5,353 | $608,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,657 | $607,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49,784 | $607,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 80,494 | $607,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 16,982 | $607,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 17,408 | $602,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 16,276 | $599,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 20,943 | $598,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 33,995 | $597,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 68,093 | $596,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 24,397 | $594,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 832 | $592,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 25,106 | $589,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 31,500 | $588,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 16,800 | $587,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 9,867 | $582,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,264 | $582,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 6,400 | $581,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,535 | $579,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 44,430 | $578,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,586 | $572,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,343 | $571,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,700 | $567,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 9,316 | $566,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,516 | $566,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 8,573 | $563,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 251,341 | $560,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35,603 | $558,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 48,767 | $558,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,504 | $552,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 18,677 | $550,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,448 | $548,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,289 | $546,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 18,364 | $546,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,606 | $544,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 48,681 | $543,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,000 | $541,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 16,707 | $539,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 26,634 | $538,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 8,262 | $534,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 47,883 | $532,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $531,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 9,537 | $530,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,064 | $530,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,391 | $529,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,620 | $529,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,600 | $528,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 9,128 | $525,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,690 | $523,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,000 | $522,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 5,670 | $521,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,561 | $521,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 25,457 | $521,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 11,131 | $519,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,700 | $518,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 28,065 | $518,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 16,559 | $517,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,875 | $515,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 42,417 | $514,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,244 | $513,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,612 | $513,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,328 | $512,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 27,000 | $512,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 26,300 | $508,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 13,927 | $507,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,336 | $504,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10,500 | $501,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 8,800 | $496,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 11,351 | $496,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 9,580 | $495,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,322 | $494,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,619 | $493,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,100 | $491,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 18,722 | $487,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 37,494 | $480,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 14,051 | $476,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,510 | $473,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,836 | $471,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 11,122 | $468,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,207 | $466,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 45,721 | $466,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 27,507 | $459,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,048 | $458,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 35,795 | $458,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,235 | $451,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 34,169 | $448,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 8,364 | $445,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,978 | $439,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,595 | $438,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 109,325 | $437,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,832 | $436,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,353 | $434,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,700 | $433,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 3,326 | $432,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,900 | $428,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,800 | $427,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 14,100 | $426,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 462,191 | $426,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,386 | $425,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 31,777 | $424,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 19,885 | $416,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,615 | $412,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,762 | $408,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 48,891 | $408,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,733 | $407,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 8,195 | $405,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,000 | $402,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 5,617 | $401,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 30,137 | $399,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,625 | $397,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 23,500 | $396,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,992 | $395,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,815 | $393,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 58,853 | $393,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 9,100 | $392,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,755 | $392,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,658 | $391,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,937 | $391,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,000 | $390,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,489 | $381,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 18,375 | $379,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,210 | $379,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 46,338 | $378,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 21,048 | $377,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,780 | $376,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 44,647 | $375,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,200 | $373,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,212 | $373,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,111 | $373,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,247 | $373,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,108 | $370,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 65,000 | $369,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,255 | $367,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 131,501 | $367,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 10,901 | $363,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,406 | $362,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 13,132 | $361,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-007549 | this filing | 2018-02-14 | acceptance time not in the bulk data set |