13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,191 holding rows worth $103,977,452,000.
- Accession
- 0001140361-17-042489
- Filer
- CIK 1348883
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,191 entries on the cover page, a total value of $103,977,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,977,452,000 with VALUE read as thousands by filing date, 13F file number 028-11611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,000 | $27,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,714 | $27,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 600 | $27,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 745 | $26,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 130 | $26,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 518 | $26,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15,000 | $26,000 | thousands by filing date | principal |
| AVEXIS INC | 05366U100 | COM | 268 | $26,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 125 | $26,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 29,000 | $26,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 200 | $25,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,400 | $25,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 253 | $25,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $24,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $24,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $24,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,520 | $24,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 600 | $24,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,444 | $24,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 600 | $23,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,475 | $23,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,601 | $23,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,355 | $23,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 13,000 | $23,000 | thousands by filing date | principal |
| CANADIANNATLRYCOF | 136375102 | STOK | 267 | $22,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 225 | $22,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 571 | $22,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 344 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 247 | $22,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 249 | $22,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 754 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 590 | $22,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 536 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 18,000 | $22,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 1,659 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 878 | $22,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,753 | $21,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,000 | $21,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 20,000 | $21,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 173 | $20,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 205 | $20,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 223 | $20,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,675 | $20,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $19,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 225 | $19,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,500 | $19,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 180 | $19,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,182 | $19,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,239 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,500 | $18,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,335 | $18,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 20,000 | $18,000 | thousands by filing date | principal |
| AVERY DENNISON CORP COM | 053611109 | Stock | 175 | $17,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,000 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $17,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,250 | $17,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,000 | $17,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 470 | $17,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 250 | $16,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 353 | $16,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,065 | $16,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $16,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $16,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 639 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $15,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,000 | $15,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 13,000 | $15,000 | thousands by filing date | principal |
| GLOBAL PMTS INC | 37940X102 | COM | 151 | $14,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 318 | $14,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $14,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 204 | $14,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 212 | $14,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 425 | $14,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,954 | $14,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 372 | $14,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500 | $13,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 312 | $13,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 600 | $13,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 2,330 | $13,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $12,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 122 | $12,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 329 | $12,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 700 | $12,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 313 | $12,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 850 | $12,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 10,000 | $12,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 589 | $11,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 573 | $11,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 396 | $11,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 600 | $10,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 250 | $10,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 170 | $10,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 200 | $10,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 305 | $10,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 976 | $10,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 180 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 312 | $9,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $9,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 396 | $8,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 181 | $8,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 319 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 335 | $8,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 150 | $7,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 15 | $7,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 115 | $7,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 81 | $7,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 102 | $7,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 107 | $7,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 320 | $7,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 136 | $7,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 450 | $7,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 160 | $7,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 204 | $7,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 150 | $7,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 50 | $6,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 138 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 76 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 362 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 70 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $5,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,000 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 200 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,212 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 633 | $4,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $4,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 28 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 60 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,000 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 150 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 275 | $4,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 39 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 48 | $4,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 35 | $3,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 125 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 86 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 105 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 75 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 102 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 358 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,250 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,500 | $3,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 234 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 69 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 189 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 112 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 138 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 138 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 150 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 65 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 750 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 41 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1 | $1,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 45 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 25 | $1,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 34 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 103 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 155 | $1,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 80 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 76 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 60 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $1,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 58 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 51 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 42 | $1,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 36 | $1,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 24 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 19 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 40 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 9 | $1,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 54 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042489 | this filing | 2017-11-14 | acceptance time not in the bulk data set |