13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,589 holding rows worth $1,109,278,000.
- Accession
- 0001140361-17-042379
- Filer
- CIK 1387508
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,589 entries on the cover page, a total value of $1,109,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,109,271,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GSV CAPITAL CORP | 36191J101 | COM | 1,200 | $6,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 500 | $6,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 91 | $5,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 60 | $5,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $5,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 200 | $5,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 182 | $5,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,100 | $5,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 100 | $5,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 400 | $5,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,300 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,700 | $5,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,244 | $5,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,300 | $5,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 68 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 76 | $4,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,234 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 100 | $4,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 500 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 99 | $4,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 261 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 46 | $4,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 44 | $4,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 260 | $4,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 415 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 246 | $4,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 99 | $4,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 141 | $4,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 142 | $4,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 400 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 900 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 200 | $4,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 2,800 | $4,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 500 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 100 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 300 | $3,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 600 | $3,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 400 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 148 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 100 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 300 | $3,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 51 | $3,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 900 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $3,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 100 | $3,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 200 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 100 | $3,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 21 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 400 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 300 | $2,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,600 | $2,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 181 | $2,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 100 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $2,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 900 | $2,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,488 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 51 | $2,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 1,200 | $2,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 100 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 500 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 372 | $1,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 270 | $1,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 95 | $1,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 700 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 600 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 213 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 200 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 772 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 93 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 13,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 32,649 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042379 | this filing | 2017-11-14 | acceptance time not in the bulk data set |