13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,589 holding rows worth $1,109,278,000.
- Accession
- 0001140361-17-042379
- Filer
- CIK 1387508
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,589 entries on the cover page, a total value of $1,109,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,109,271,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER INC | 887317303 | COM NEW | 328,397 | $33,644,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 93,628 | $30,008,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 398,194 | $26,376,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 199,500 | $24,890,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 606,617 | $23,858,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 199,634 | $17,584,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 142,412 | $17,064,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 146,244 | $16,539,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 85,891 | $14,676,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 274,296 | $14,617,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 936,016 | $13,806,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 269,685 | $13,751,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,713 | $13,353,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 61,461 | $12,596,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 41,400 | $10,401,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 8,100,000 | $9,852,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 9,745 | $9,368,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 56,043 | $8,582,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 63,879 | $8,350,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 75,902 | $8,085,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 44,779 | $8,052,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 88,703 | $7,664,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 623,915 | $7,456,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 336,960 | $7,413,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 690,409 | $7,318,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 717,645 | $7,069,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 204,853 | $6,799,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 99,731 | $6,434,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 33,843 | $6,262,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 61,202 | $5,847,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 32,400 | $5,826,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 38,900 | $5,658,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 46,356 | $5,620,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 68,486 | $5,603,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 139,240 | $5,599,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 30,639 | $5,556,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 103,023 | $5,366,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 245,628 | $5,281,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 82,780 | $5,157,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 151,337 | $4,850,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 125,802 | $4,697,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 58,500 | $4,673,000 | thousands by filing date | put |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 126,752 | $4,610,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 61,517 | $4,582,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 30,800 | $4,564,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 4,567,000 | $4,459,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 153,409 | $4,440,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 89,247 | $4,436,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30,312 | $4,433,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 135,926 | $4,260,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 59,108 | $4,247,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 222,963 | $4,192,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 360,750 | $4,087,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,050,000 | $4,045,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 33,900 | $3,947,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,564 | $3,855,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 84,226 | $3,820,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 269,305 | $3,819,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 42,431 | $3,766,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 97,800 | $3,650,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 89,269 | $3,648,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 181,379 | $3,629,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 54,714 | $3,607,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 108,688 | $3,599,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 91,533 | $3,561,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 28,512 | $3,504,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 52,713 | $3,502,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 50,000 | $3,453,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 44,139 | $3,421,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 108,800 | $3,396,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 9,192 | $3,341,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 17,031 | $3,336,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 41,803 | $3,228,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 27,045 | $3,193,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 112,682 | $3,104,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 154,467 | $3,020,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,755 | $3,004,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 45,000 | $2,967,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 145,500 | $2,911,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8,000 | $2,907,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 15,933 | $2,879,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,701 | $2,873,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 180,397 | $2,848,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 29,406 | $2,846,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 71,793 | $2,784,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 69,173 | $2,685,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 193,571 | $2,671,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 43,259 | $2,651,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 29,359 | $2,632,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,500,000 | $2,625,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 112,700 | $2,610,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 96,013 | $2,588,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 234,744 | $2,559,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 65,261 | $2,548,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 76,668 | $2,526,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 27,003 | $2,523,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 109,389 | $2,519,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 9,515 | $2,510,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 105,816 | $2,508,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 269,200 | $2,466,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 150,082 | $2,401,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,563 | $2,368,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 50,000 | $2,360,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 179,893 | $2,348,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 99,080 | $2,325,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 10,335 | $2,297,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 19,475 | $2,289,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 68,451 | $2,273,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 1,000,000 | $2,272,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 155,441 | $2,252,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 94,169 | $2,250,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 99,400 | $2,164,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 17,900 | $2,103,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,050,000 | $2,099,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,000,000 | $2,084,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 23,986 | $2,055,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 237,415 | $2,035,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 95,827 | $2,007,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 138,199 | $2,004,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 50,800 | $1,991,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 30,000 | $1,978,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 21,089 | $1,975,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 19,989 | $1,958,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,900,000 | $1,921,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 27,680 | $1,876,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 21,844 | $1,876,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 48,220 | $1,862,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 308,656 | $1,843,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 60,659 | $1,833,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 35,045 | $1,817,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 79,305 | $1,793,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,732 | $1,776,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,600 | $1,775,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 80,669 | $1,772,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 36,096 | $1,724,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 72,599 | $1,711,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 148,412 | $1,707,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 40,544 | $1,699,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 42,124 | $1,680,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 41,399 | $1,670,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,400 | $1,661,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 32,329 | $1,639,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 21,324 | $1,627,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 114,386 | $1,597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 28,000 | $1,589,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 204,031 | $1,587,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 103,245 | $1,574,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,302 | $1,568,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 108,966 | $1,564,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,225 | $1,563,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 21,755 | $1,561,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 121,003 | $1,560,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 74,296 | $1,543,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 46,924 | $1,529,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,450 | $1,521,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 165,200 | $1,507,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,800 | $1,504,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 25,700 | $1,491,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 57,038 | $1,486,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 14,546 | $1,483,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24,100 | $1,479,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 27,141 | $1,473,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 57,373 | $1,472,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 111,737 | $1,467,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 58,946 | $1,466,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 27,594 | $1,463,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,900 | $1,456,000 | thousands by filing date | call |
| BIOVERATIV INC | 09075E100 | COM | 25,500 | $1,455,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 59,821 | $1,443,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 72,410 | $1,438,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 56,690 | $1,437,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 22,935 | $1,417,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 11,900 | $1,414,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,600 | $1,410,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,985 | $1,401,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 149,480 | $1,401,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 66,147 | $1,388,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 11,500 | $1,378,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 59,257 | $1,375,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 50,771 | $1,369,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 79,810 | $1,367,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 41,500 | $1,360,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 46,540 | $1,358,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,100 | $1,350,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,200 | $1,349,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 734 | $1,344,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,700 | $1,335,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 14,667 | $1,333,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 95,568 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 33,800 | $1,312,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 148,300 | $1,304,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 56,700 | $1,282,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 41,291 | $1,278,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 66,333 | $1,274,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 282,247 | $1,262,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 17,329 | $1,232,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 61,485 | $1,228,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 26,270 | $1,205,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 28,579 | $1,204,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 80,101 | $1,198,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,547 | $1,196,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 9,336 | $1,195,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 46,000 | $1,190,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 48,481 | $1,190,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 13,621 | $1,183,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 19,273 | $1,173,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 25,300 | $1,171,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 140,000 | $1,166,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,075,000 | $1,166,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 22,450 | $1,163,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,187 | $1,158,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 139,600 | $1,157,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 18,653 | $1,148,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,692 | $1,142,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 45,000 | $1,139,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 13,449 | $1,132,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,000,000 | $1,129,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 64,120 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,087 | $1,123,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 42,000 | $1,123,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 19,777 | $1,113,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,500 | $1,111,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 35,657 | $1,108,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,639 | $1,106,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25,235 | $1,104,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 50,333 | $1,104,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 37,196 | $1,104,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 72,800 | $1,098,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,700 | $1,079,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 34,700 | $1,077,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 23,649 | $1,061,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 63,690 | $1,055,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 12,467 | $1,045,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 107,700 | $1,041,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 9,848 | $1,041,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,719 | $1,036,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 99,077 | $1,024,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 66,351 | $1,022,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 60,350 | $1,018,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,903 | $1,009,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 31,424 | $1,007,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 30,474 | $1,006,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 69,564 | $998,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 8,650 | $992,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 134,625 | $989,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 23,995 | $985,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 62,593 | $972,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 17,007 | $971,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 18,391 | $965,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 32,000 | $959,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 36,980 | $949,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 9,035 | $944,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 750,000 | $941,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 5,956 | $933,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 22,430 | $921,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 9,800 | $919,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 264,722 | $908,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,860 | $901,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $896,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 8,368 | $892,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 128,400 | $883,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 16,677 | $881,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 26,558 | $881,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,154 | $879,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 13,745 | $876,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,810 | $875,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 45,647 | $874,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 26,048 | $873,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 81,500 | $870,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 17,661 | $858,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 42,618 | $856,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 9,771 | $855,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 92,567 | $847,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 25,194 | $843,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 35,396 | $840,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 467,403 | $827,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 22,000 | $826,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,000 | $815,000 | thousands by filing date | put |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 24,644 | $801,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,000 | $792,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 144,140 | $787,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 60,404 | $779,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 16,400 | $774,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 11,358 | $773,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,853 | $764,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,366 | $759,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 16,393 | $758,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,631 | $757,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 203,851 | $756,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 750,000 | $756,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 70,000 | $753,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 15,300 | $749,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 3,077 | $746,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 21,578 | $746,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 78,639 | $744,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 38,891 | $742,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 36,771 | $738,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 107,366 | $735,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,339 | $728,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 227,347 | $728,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,618 | $723,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 40,050 | $717,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 15,775 | $706,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 6,532 | $704,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 7,405 | $704,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,965 | $701,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 10,075 | $700,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 22,586 | $696,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 6,335 | $692,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,610 | $679,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 74,200 | $674,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,588 | $673,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 54,819 | $672,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 15,243 | $667,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 35,500 | $664,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,463 | $662,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 32,674 | $662,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,967 | $656,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,300 | $653,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 23,140 | $653,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 29,965 | $651,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 44,055 | $648,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 22,794 | $636,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,000 | $628,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 32,349 | $624,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,500 | $623,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 96,804 | $623,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 21,527 | $616,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 10,502 | $615,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 38,043 | $614,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 12,110 | $613,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,640 | $611,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,049 | $605,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 29,178 | $593,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 13,832 | $593,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 35,454 | $592,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 11,500 | $586,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 4,422 | $582,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,048 | $578,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 13,990 | $578,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $577,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 7,763 | $572,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,869 | $571,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 37,711 | $569,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,030 | $565,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,375 | $563,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,085 | $560,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,066 | $558,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 76,500 | $556,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 600,000 | $555,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 14,392 | $554,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 51,500 | $552,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,871 | $549,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,630 | $548,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 69,397 | $548,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,878 | $547,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 10,007 | $539,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 39,852 | $538,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 48,688 | $537,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,204 | $534,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 12,980 | $530,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 10,801 | $524,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 19,876 | $524,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,920 | $524,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,663 | $519,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 35,804 | $519,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,124 | $518,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,606 | $517,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,007 | $516,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 19,046 | $514,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,016 | $512,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,645 | $512,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,566 | $509,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,985 | $509,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 45,148 | $506,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,552 | $505,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,395 | $504,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,000 | $502,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 3,032 | $496,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,000 | $495,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,747 | $493,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,900 | $492,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 16,800 | $492,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,000 | $491,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 16,243 | $489,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 27,247 | $488,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 36,466 | $486,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 18,774 | $486,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,424 | $479,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,067 | $476,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,257 | $476,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 9,923 | $475,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,813 | $473,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,207 | $473,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 16,200 | $473,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 21,189 | $471,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 489 | $469,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 27,743 | $467,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,247 | $462,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 32,742 | $457,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,800 | $448,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,921 | $447,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 23,088 | $447,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,254 | $446,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,292 | $446,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,639 | $445,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,972 | $445,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,000 | $444,000 | thousands by filing date | call |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 23,970 | $444,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,500 | $443,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 33,450 | $443,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 33,600 | $443,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 30,051 | $442,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,400 | $440,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 5,459 | $440,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,600 | $440,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 11,460 | $438,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,000 | $437,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,900 | $436,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,395 | $435,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,717 | $435,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,838 | $432,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 19,721 | $429,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 18,000 | $427,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,996 | $426,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 55,928 | $424,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 31,000 | $423,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,869 | $420,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,000 | $413,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,607 | $412,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,211 | $410,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 19,700 | $410,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,800 | $409,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 10,396 | $405,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 139,704 | $405,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,587 | $398,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 25,747 | $395,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 17,528 | $394,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,673 | $392,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 61,769 | $392,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,039 | $390,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,745 | $390,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 21,833 | $389,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,181 | $387,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 33,743 | $387,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 22,685 | $387,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 32,300 | $381,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,672 | $378,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,500 | $378,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 9,101 | $378,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,360 | $378,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,800 | $375,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 94,171 | $375,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,397 | $369,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,499 | $366,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,700 | $365,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,703 | $365,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 44,559 | $365,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 18,535 | $364,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,591 | $363,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 8,260 | $362,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,765 | $361,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,386 | $360,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,500 | $359,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,280 | $357,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,902 | $356,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 21,500 | $355,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,475 | $353,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,300 | $352,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,270 | $351,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,500 | $351,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,968 | $349,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,300 | $349,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,893 | $347,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 7,676 | $345,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,597 | $343,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,342 | $343,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 27,548 | $343,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 36,700 | $343,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 28,100 | $341,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 42,309 | $341,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,448 | $340,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,607 | $339,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 10,877 | $339,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,900 | $338,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,854 | $334,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 7,404 | $334,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,046 | $331,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,856 | $331,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,341 | $329,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,039 | $328,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,186 | $328,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,000 | $328,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 42,609 | $328,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 14,917 | $327,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,445 | $326,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,600 | $324,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 5,092 | $323,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 56,400 | $321,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 14,988 | $321,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042379 | this filing | 2017-11-14 | acceptance time not in the bulk data set |