13F-HR filed by BASSO CAPITAL MANAGEMENT, L.P.
BASSO CAPITAL MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 192 holding rows worth $807,179,000.
- Accession
- 0001140361-17-042352
- Filer
- CIK 1287978
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 192 entries on the cover page, a total value of $807,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $807,179,000 with VALUE read as thousands by filing date, 13F file number 028-10896. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 8,429,000 | $26,224,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 100,000 | $25,123,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 13,403,000 | $24,490,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 23,539,000 | $23,541,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 13,033,000 | $22,538,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 14,584,000 | $20,049,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14,550,000 | $18,851,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 13,771,000 | $16,007,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 10,350,000 | $15,927,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 13,284,000 | $15,575,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,830,000 | $13,675,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 9,905,000 | $13,397,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 14,000,000 | $12,845,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 9,915,000 | $12,511,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,762,000 | $12,434,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 12,529,000 | $12,357,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 9,932,000 | $12,266,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 12,205,000 | $11,824,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 9,880,000 | $11,214,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 9,815,000 | $10,973,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,648,000 | $10,701,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,604,000 | $10,590,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 6,865,000 | $10,366,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 8,859,000 | $10,201,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 7,180,000 | $10,092,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,090,000 | $9,779,000 | thousands by filing date | principal |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 963,949 | $9,697,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 7,000,000 | $9,675,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 8,162,000 | $9,453,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 903,893 | $9,265,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 890,640 | $8,906,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 4,183,000 | $8,727,000 | thousands by filing date | principal |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 762,482 | $8,044,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 808,517 | $7,956,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 793,382 | $7,934,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 6,380,000 | $7,833,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 7,500,000 | $7,730,000 | thousands by filing date | principal |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 772,400 | $7,531,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 7,550,000 | $7,521,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 6,100,000 | $7,318,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 733,191 | $7,317,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,045,000 | $7,252,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 6,782,000 | $7,096,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 721,700 | $7,073,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 7,905,000 | $7,060,000 | thousands by filing date | principal |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 685,000 | $6,850,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 650,000 | $6,344,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6,475,000 | $6,304,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867109 | COM CL A | 624,505 | $6,226,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,378,000 | $6,143,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,472,000 | $5,859,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,128,000 | $5,846,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 4,130,000 | $5,757,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 5,240,000 | $5,712,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 3,967,000 | $5,707,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,740,000 | $5,697,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 576,100 | $5,680,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 550,000 | $5,390,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 5,210,000 | $5,249,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 4,200,000 | $5,247,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 5,000,000 | $5,075,000 | thousands by filing date | principal |
| MATLIN & PARTNE | 57682V205 | Common Stock | 500,000 | $5,075,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 4,930,000 | $4,942,000 | thousands by filing date | principal |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 483,123 | $4,880,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,681,000 | $4,850,000 | thousands by filing date | principal |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 477,115 | $4,738,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 466,107 | $4,684,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 460,359 | $4,659,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 4,688,000 | $4,641,000 | thousands by filing date | principal |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 434,305 | $4,352,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,920,000 | $4,322,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 3,000,000 | $4,234,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 400,000 | $4,130,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,530,000 | $4,017,000 | thousands by filing date | principal |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 350,358 | $3,595,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 355,000 | $3,490,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,250,000 | $3,283,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 3,161,000 | $3,274,000 | thousands by filing date | principal |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 308,105 | $3,093,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 300,000 | $3,030,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,743,000 | $3,024,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 2,910,000 | $2,997,000 | thousands by filing date | principal |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 301,950 | $2,951,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,002,000 | $2,916,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 280,000 | $2,884,000 | thousands by filing date | |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 2,700,000 | $2,825,000 | thousands by filing date | principal |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 265,000 | $2,740,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 2,450 | $2,597,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,346 | $2,464,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 244,531 | $2,387,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 243,100 | $2,351,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,750,000 | $2,314,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,000,000 | $2,285,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 220,000 | $2,145,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 204,100 | $2,082,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,230,000 | $2,068,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 200,000 | $2,060,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,850,000 | $1,871,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 178,330 | $1,855,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,860,000 | $1,851,000 | thousands by filing date | principal |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 176,210 | $1,792,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 150,000 | $1,508,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,400,000 | $1,453,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 138,206 | $1,448,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,310,000 | $1,416,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 15,000 | $1,308,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 56,700 | $1,282,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 120,857 | $1,267,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 120,100 | $1,224,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 50,000 | $1,205,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 100,000 | $1,179,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 53,200 | $1,179,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,000,000 | $1,067,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,000,000 | $996,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,110,000 | $985,000 | thousands by filing date | principal |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 94,809 | $968,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 46,900 | $866,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 84,018 | $854,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 750,000 | $846,000 | thousands by filing date | principal |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 80,000 | $782,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 75,000 | $758,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26,300 | $748,000 | thousands by filing date | call |
| ATLANTIC ACQUISITION CORP | 048206205 | UNIT 02/08/2019 | 72,500 | $745,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 70,000 | $723,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 73,100 | $713,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 50,000 | $706,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 6,692 | $698,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,100 | $680,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 69,400 | $668,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 60,300 | $622,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 64,900 | $592,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 50,000 | $581,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q207 | UNIT 08/15/2022 | 56,000 | $573,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 55,000 | $565,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 50,000 | $508,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 50,000 | $494,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,000 | $492,000 | thousands by filing date | put |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 50,000 | $488,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 45,000 | $455,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,700 | $435,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 39,141 | $409,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 42,000 | $408,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 32,878 | $349,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 20,000 | $217,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 20,000 | $215,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 16,411 | $172,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,000 | $159,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 15,000 | $154,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 6,800 | $105,000 | thousands by filing date | call |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 10,050 | $103,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 50,000 | $96,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 146,700 | $87,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,350 | $72,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 180,000 | $72,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 150,000 | $65,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 39,600 | $60,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 125,000 | $45,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 105,245 | $44,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 4,025 | $40,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 50,000 | $39,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 30,000 | $39,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,600 | $38,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 46,362 | $34,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 48,700 | $24,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 18,704 | $22,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 60,624 | $22,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 14,854 | $21,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 60,000 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 19,971 | $17,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 13,900 | $16,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 22,721 | $15,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 50,000 | $15,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 50,000 | $15,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 32,550 | $13,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 35,000 | $13,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 30,000 | $12,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 20,400 | $10,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 13,265 | $10,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 81,500 | $9,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 30,000 | $9,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 32,500 | $8,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 8,509 | $8,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 13,300 | $6,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 14,900 | $5,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 10,100 | $5,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 10,000 | $4,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 4,895 | $3,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 12,100 | $2,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 6,150 | $2,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 7,700 | $2,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 3,300 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042352 | this filing | 2017-11-14 | acceptance time not in the bulk data set |