13F-HR filed by Spark Investment Management LLC
Spark Investment Management LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 706 holding rows worth $1,865,052,000.
- Accession
- 0001140361-17-041983
- Filer
- CIK 1554871
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 706 entries on the cover page, a total value of $1,865,052,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,865,052,000 with VALUE read as thousands by filing date, 13F file number 028-15007. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXA CORP | 300614500 | COM | 18,400 | $444,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,100 | $443,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 56,500 | $443,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 45,785 | $439,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 72,320 | $433,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 50,200 | $431,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 176,100 | $427,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 473,200 | $425,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,900 | $424,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 58,200 | $419,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,900 | $416,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 24,300 | $410,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 26,200 | $407,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,100 | $399,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 28,290 | $397,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 33,000 | $387,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 8,600 | $387,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,300 | $385,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 20,800 | $383,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,300 | $378,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 11,600 | $374,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 138,100 | $372,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 18,418 | $369,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 44,100 | $366,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 15,300 | $362,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,600 | $361,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,600 | $359,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,300 | $359,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,400 | $356,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,500 | $355,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 30,500 | $353,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,150 | $350,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 26,400 | $350,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 142,300 | $348,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 41,100 | $345,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,400 | $342,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 10,300 | $335,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 160,800 | $334,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,378 | $334,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 10,600 | $332,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 141,500 | $332,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 89,600 | $331,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,500 | $330,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,100 | $329,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 18,400 | $329,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,800 | $326,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 18,688 | $323,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 16,300 | $323,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,500 | $320,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 70,100 | $319,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 12,000 | $313,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,900 | $310,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 22,500 | $302,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 19,300 | $299,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 12,900 | $299,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 5,800 | $294,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,200 | $292,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 188,700 | $292,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 39,700 | $289,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 71,200 | $288,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,873 | $287,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,000 | $287,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 7,972 | $282,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,000 | $280,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 64,200 | $279,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 71,000 | $271,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,600 | $268,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,200 | $267,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 63,000 | $265,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 76,700 | $264,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,600 | $264,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 69,600 | $261,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,400 | $260,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 59,800 | $256,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,500 | $255,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 14,800 | $253,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 38,346 | $251,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 176,700 | $249,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 47,700 | $248,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 108,100 | $247,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,400 | $245,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,800 | $245,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,500 | $244,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,000 | $240,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 17,900 | $233,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 11,699 | $231,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,000 | $230,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,913 | $230,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 22,300 | $228,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,950 | $228,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,800 | $226,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,200 | $217,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,000 | $213,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,600 | $212,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,700 | $212,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,200 | $212,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,100 | $211,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,600 | $209,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,500 | $209,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,600 | $208,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 45,800 | $208,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 53,800 | $207,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 42,002 | $207,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 17,300 | $206,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 6,900 | $206,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 84,100 | $206,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 8,600 | $205,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,200 | $202,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 10,700 | $197,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 31,300 | $197,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 76,400 | $195,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 48,500 | $191,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 73,500 | $190,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 10,300 | $190,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 19,874 | $188,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 10,500 | $187,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 67,185 | $181,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 10,600 | $176,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 38,200 | $173,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 45,100 | $172,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 23,500 | $169,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 41,400 | $163,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 60,700 | $162,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,300 | $161,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 38,960 | $160,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 24,900 | $159,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 95,800 | $152,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 32,600 | $151,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 15,500 | $151,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 66,647 | $150,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 16,800 | $149,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 16,300 | $149,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 40,700 | $148,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 92,700 | $139,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 26,300 | $138,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 66,292 | $135,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 71,800 | $135,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 11,900 | $130,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 56,900 | $129,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 35,600 | $126,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 26,900 | $126,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 17,800 | $125,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 115,200 | $123,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 34,900 | $122,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 15,100 | $122,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 18,000 | $119,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 27,100 | $119,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 45,700 | $118,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 19,729 | $118,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 75,600 | $117,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,200 | $117,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 23,200 | $117,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,300 | $116,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 48,700 | $116,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 40,710 | $113,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 23,001 | $109,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 10,500 | $108,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 10,700 | $107,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 11,300 | $106,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 32,300 | $106,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 14,900 | $105,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 10,700 | $103,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 81,444 | $100,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 16,300 | $99,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 20,000 | $96,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 30,500 | $92,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 15,090 | $92,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 18,942 | $91,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 26,700 | $91,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 24,500 | $90,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 22,100 | $88,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 22,598 | $82,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 13,800 | $80,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,892 | $79,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 92,900 | $79,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 10,700 | $79,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 32,500 | $78,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 51,400 | $77,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26,700 | $77,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 160,100 | $73,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,600 | $71,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 12,493 | $69,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 18,900 | $69,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 24,300 | $63,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 23,100 | $62,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 44,500 | $60,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 57,600 | $58,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 11,300 | $58,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 19,500 | $56,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 30,358 | $54,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 12,600 | $51,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 24,800 | $49,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 35,008 | $47,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,800 | $45,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 106,242 | $44,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 32,814 | $43,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 21,400 | $35,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,900 | $34,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 20,000 | $33,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 11,600 | $27,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,100 | $25,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,700 | $24,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 11,000 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,400 | $15,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,500 | $14,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 12,400 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-041983 | this filing | 2017-11-13 | acceptance time not in the bulk data set |