13F-HR filed by BASSO CAPITAL MANAGEMENT, L.P.
BASSO CAPITAL MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 177 holding rows worth $767,324,000.
- Accession
- 0001140361-17-031874
- Filer
- CIK 1287978
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 177 entries on the cover page, a total value of $767,324,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $767,324,000 with VALUE read as thousands by filing date, 13F file number 028-10896. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 13,453,000 | $45,790,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 9,759,000 | $26,573,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 12,878,000 | $22,520,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 12,245,000 | $20,273,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 15,144,000 | $19,877,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,406,000 | $18,555,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 17,139,000 | $17,216,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 13,180,000 | $15,936,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,745,000 | $15,692,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 14,148,000 | $14,343,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 12,570,000 | $14,247,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,420,000 | $14,118,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 13,168,000 | $13,020,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 8,851,000 | $12,635,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 10,744,000 | $12,544,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 9,805,000 | $12,522,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 8,886,000 | $11,559,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,340,000 | $11,373,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,254,000 | $10,605,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 4,865,000 | $9,992,000 | thousands by filing date | principal |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 963,949 | $9,649,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 951,689 | $9,564,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,712,000 | $9,431,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,300,000 | $9,425,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 903,893 | $9,120,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 900,000 | $9,045,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 9,282,000 | $8,841,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,672,000 | $8,778,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 7,231,000 | $8,682,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 4,183,000 | $8,476,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,500,000 | $8,163,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 6,108,000 | $8,080,000 | thousands by filing date | principal |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 803,409 | $7,946,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 9,130,000 | $7,740,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 6,000,000 | $7,537,000 | thousands by filing date | principal |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 744,262 | $7,458,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 733,191 | $7,420,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 5,530,000 | $7,348,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 6,562,000 | $7,321,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 6,040,000 | $7,037,000 | thousands by filing date | principal |
| MATLIN & PARTNE | 57682V205 | Common Stock | 700,000 | $7,035,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 6,500,000 | $6,939,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,878,000 | $6,804,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 671,700 | $6,583,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,500,000 | $6,356,000 | thousands by filing date | principal |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 618,924 | $6,189,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 5,440,000 | $6,123,000 | thousands by filing date | principal |
| Janus Capital | 47102XAH8 | CONV | 4,069,000 | $5,961,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,080,000 | $5,786,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,455,000 | $5,750,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,630,000 | $5,716,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,825,000 | $5,592,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,970,000 | $5,489,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,900,000 | $5,448,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 5,442,000 | $5,437,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,750,000 | $5,256,000 | thousands by filing date | principal |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 512,300 | $5,251,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 500,358 | $5,224,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 4,905,000 | $4,880,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 3,500,000 | $4,541,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867109 | COM CL A | 449,505 | $4,509,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 444,156 | $4,419,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 434,305 | $4,395,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 250,000 | $4,350,000 | thousands by filing date | call |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 4,350,000 | $4,220,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,540,000 | $4,194,000 | thousands by filing date | principal |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 421,974 | $4,186,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 3,330,000 | $4,151,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,925,000 | $4,046,000 | thousands by filing date | principal |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 370,000 | $3,645,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 350,000 | $3,591,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,560,000 | $3,456,000 | thousands by filing date | principal |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 350,000 | $3,378,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,525,000 | $3,322,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,330,000 | $3,278,000 | thousands by filing date | principal |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 325,000 | $3,169,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 301,210 | $3,051,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 299,809 | $3,031,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 2,925,000 | $2,994,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,710,000 | $2,761,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 2,000,000 | $2,700,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,935,000 | $2,513,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,500,000 | $2,508,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,750,000 | $2,473,000 | thousands by filing date | principal |
| HARMONY MERGER CORP | 413247107 | COM | 235,896 | $2,437,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,320,000 | $2,297,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,000,000 | $2,290,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,900,000 | $2,199,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,945,000 | $2,131,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,230,000 | $2,021,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,000,000 | $1,980,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,625,000 | $1,873,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,850,000 | $1,868,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 177,750 | $1,824,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 1,693,000 | $1,805,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 75,000 | $1,788,000 | thousands by filing date | put |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 170,659 | $1,749,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,625,000 | $1,747,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,665,000 | $1,738,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,350,000 | $1,696,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 170,000 | $1,661,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 820 | $1,534,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 150,100 | $1,531,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 135,887 | $1,529,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 150,000 | $1,509,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 15,000 | $1,302,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 56,700 | $1,262,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 120,857 | $1,254,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 640,000 | $1,117,000 | thousands by filing date | principal |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 105,000 | $1,065,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,000,000 | $1,061,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,000,000 | $1,008,000 | thousands by filing date | principal |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 84,018 | $844,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26,300 | $756,000 | thousands by filing date | call |
| AXAR ACQUISITION CORP | 05455L102 | COM | 75,000 | $739,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 66,692 | $700,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 69,400 | $661,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 46,900 | $658,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 50,000 | $640,000 | thousands by filing date | put |
| FORUM MERGER CORP | 34985B103 | COM CL A | 65,300 | $634,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 100,000 | $585,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 50,000 | $532,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 40,700 | $525,000 | thousands by filing date | put |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 50,000 | $510,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 49,120 | $507,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 50,000 | $420,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 39,141 | $416,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 15,300 | $412,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 35,000 | $358,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 32,878 | $353,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 20,000 | $246,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 25,000 | $242,000 | thousands by filing date | put |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 20,000 | $216,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 20,000 | $213,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,000 | $193,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 270,000 | $174,000 | thousands by filing date | principal |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 16,411 | $168,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,000 | $166,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 15,000 | $153,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 10,000 | $101,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 8,363 | $86,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 150,000 | $60,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 125,000 | $48,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 30,000 | $48,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 101,700 | $45,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 50,000 | $40,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 22,467 | $40,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 30,000 | $35,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 18,904 | $34,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 58,900 | $32,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 20,000 | $30,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 60,000 | $22,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 34,900 | $21,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 14,800 | $19,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 14,100 | $19,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 15,800 | $19,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 52,500 | $17,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 23,300 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 17,871 | $16,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 30,700 | $15,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 630 | $14,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 35,000 | $14,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 81,500 | $12,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 29,900 | $11,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 32,825 | $10,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 25,992 | $10,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 98,127 | $8,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 9,900 | $8,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 25,954 | $7,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 6,525 | $6,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 7,466 | $4,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 3,949 | $3,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 5,400 | $2,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 7,500 | $2,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 4,200 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031874 | this filing | 2017-08-14 | acceptance time not in the bulk data set |