13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 1,124 holding rows worth $99,795,739,000.
- Accession
- 0001140361-17-020463
- Filer
- CIK 1348883
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,124 entries on the cover page, a total value of $99,795,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,795,739,000 with VALUE read as thousands by filing date, 13F file number 028-11611. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $21,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 188 | $20,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 267 | $20,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $20,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 200 | $20,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 125 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 551 | $20,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 472 | $20,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,100 | $19,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,000 | $19,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 223 | $19,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 2,330 | $19,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 536 | $19,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 159 | $18,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 178 | $18,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 344 | $18,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 205 | $18,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,500 | $18,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,500 | $18,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 180 | $18,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,355 | $18,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,000 | $17,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 601 | $17,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 447 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $17,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,319 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $16,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,938 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,250 | $16,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $16,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,775 | $16,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 180 | $15,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 173 | $15,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 204 | $14,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 396 | $14,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 425 | $14,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 3,218 | $14,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 602 | $14,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,000 | $14,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 152 | $13,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 212 | $13,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 312 | $13,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 182 | $13,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 372 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 148 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,167 | $12,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 600 | $12,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 329 | $12,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 123 | $11,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 529 | $11,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 313 | $11,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 400 | $11,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 135 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 415 | $10,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 170 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 566 | $10,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 237 | $10,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,000 | $10,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 350 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 312 | $9,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 257 | $9,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 222 | $9,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 976 | $9,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 352 | $8,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 180 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 335 | $8,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $8,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 193 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 432 | $8,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 900 | $8,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 200 | $8,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 233 | $8,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,162 | $8,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 383 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 300 | $7,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 128 | $7,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $7,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 174 | $7,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 320 | $7,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,000 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 349 | $6,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 182 | $6,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 130 | $6,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 329 | $6,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 121 | $6,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 522 | $6,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 156 | $6,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 126 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,250 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,500 | $6,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 180 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 102 | $5,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 567 | $5,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $4,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 124 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 132 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $4,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 331 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 670 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 203 | $4,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 200 | $4,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 750 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 154 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 102 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 138 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 138 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 150 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 358 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 189 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 112 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 908 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 234 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 103 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020463 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-024294 | base | 2017-06-07 | acceptance time not in the bulk data set |