13F-HR/A filed by Lombard Odier Asset Management (USA) Corp
Lombard Odier Asset Management (USA) Corp filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-21, with 30 holding rows worth $103,533,000.
- Accession
- 0001140361-17-008292
- Filer
- CIK 1491719
- Filed
- 2017-02-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 31 entries on the cover page, a total value of $103,533,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,533,000 with VALUE read as thousands by filing date, 13F file number 028-13939. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerCompagnie Lombard Odier SCmA028-16235
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,010,946 | $23,984,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 150,000 | $20,228,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 91,000 | $7,194,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 60,000 | $5,881,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 141,207 | $5,333,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 167,133 | $5,258,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 60,000 | $4,512,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 100,000 | $3,777,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 78,409 | $3,207,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 950,000 | $3,059,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 75,787 | $2,988,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 847,028 | $2,778,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 774,904 | $2,495,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,893 | $2,274,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 362,375 | $2,247,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,800 | $2,214,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 296,232 | $2,077,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,000 | $997,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 82,800 | $692,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 55,000 | $620,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 26,748 | $567,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 244,688 | $440,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 100,000 | $328,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 40,000 | $140,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 4,089 | $129,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 35,000 | $76,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 20,000 | $24,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 75,000 | $7,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 24,200 | $7,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007481 | superseded | 2017-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-008288 | base | 2017-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-008292 | this filing | 2017-02-21 | acceptance time not in the bulk data set |