13F-HR filed by Lombard Odier Asset Management (USA) Corp
Lombard Odier Asset Management (USA) Corp filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 137 holding rows worth $683,664,000 by the sum of the rows.
- Accession
- 0001140361-17-007481
- Filer
- CIK 1491719
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 137 entries on the cover page, a total value of $1,081,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $683,664,000 with VALUE read as thousands by filing date, 13F file number 028-13939. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $1,081,485,000, 58% more than the sum of the rows, $683,664,000. This page uses the sum of the rows.
Other managers
- included managerCompagnie Lombard Odier SCmA028-16235
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 500,000 | $41,260,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 310,000 | $33,979,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,000 | $20,228,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 85,000 | $19,000,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 170,519 | $13,304,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 697,600 | $13,206,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 75,789 | $12,817,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 94,211 | $12,803,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 182,820 | $12,748,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 113,678 | $11,713,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 75,787 | $11,619,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 197,044 | $10,940,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,126,000 | $10,382,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 64,418 | $10,258,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 37,993 | $10,210,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 98,596 | $9,968,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 54,912 | $9,888,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 75,787 | $9,382,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 170,198 | $9,206,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 88,514 | $8,945,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 310,506 | $8,818,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 176,120 | $8,167,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 90,000 | $7,766,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 64,418 | $7,658,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 269,320 | $7,563,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 94,733 | $7,461,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 600,000 | $7,290,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 62,000 | $7,074,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 130,548 | $7,046,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 582,339 | $6,930,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 118,359 | $6,826,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 65,000 | $6,735,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 149,632 | $6,677,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 189,284 | $6,670,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 150,000 | $6,626,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 114,178 | $6,472,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 75,789 | $6,423,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 175,757 | $6,417,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 43,954 | $6,275,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50,000 | $6,190,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 50,000 | $6,190,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 75,787 | $5,849,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 200,000 | $5,696,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 149,122 | $5,610,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,807 | $5,581,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 260,658 | $5,526,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 230,567 | $5,485,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 29,748 | $5,425,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 40,000 | $5,336,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 450,000 | $5,144,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 200,000 | $5,110,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 380,000 | $5,077,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,000 | $4,918,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 531,334 | $4,899,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 535,600 | $4,847,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 62,414 | $4,755,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 156,349 | $4,711,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 75,056 | $4,467,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 125,000 | $4,419,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 75,000 | $4,391,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,895 | $4,360,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 271,070 | $4,337,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100,000 | $4,293,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 114,100 | $4,245,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 62,757 | $4,077,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 49,317 | $3,923,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 312,100 | $3,714,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 19,832 | $3,629,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 406,976 | $3,626,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 53,497 | $3,606,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 232,229 | $3,569,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 62,949 | $3,498,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 200,000 | $3,430,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,422,930 | $3,405,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 171,989 | $3,392,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,200 | $3,310,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 95,900 | $3,198,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 110,550 | $3,148,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 45,118 | $3,089,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100,000 | $3,022,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 174,441 | $2,945,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100,100 | $2,803,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 297,237 | $2,690,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 500,000 | $2,650,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 102,759 | $2,632,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 45,000 | $2,522,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 293,600 | $2,493,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 207,135 | $2,457,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 200,000 | $2,140,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 95,000 | $2,119,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,000 | $2,085,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 25,223 | $2,069,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 50,000 | $2,026,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 170,032 | $1,981,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 200,000 | $1,976,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 28,000 | $1,826,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 250,000 | $1,688,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 89,164 | $1,578,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 60,000 | $1,427,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 57,295 | $1,406,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,180 | $1,367,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 50,400 | $1,356,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 35,000 | $1,353,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 419,769 | $1,347,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 40,000 | $1,328,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 100,000 | $1,310,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 16,000 | $1,306,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 25,748 | $1,270,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 80,000 | $1,184,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 40,000 | $1,119,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 210,235 | $1,055,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 25,709 | $1,031,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,000 | $1,007,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 576,665 | $998,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,000 | $978,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,000 | $974,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,000 | $928,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 30,000 | $907,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,850 | $793,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,000 | $769,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,000 | $769,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 86,100 | $709,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 39,900 | $707,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 59,456 | $636,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 784,322 | $612,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 25,000 | $598,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 25,000 | $586,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 15,000 | $585,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 10,000 | $575,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $567,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,000 | $534,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 77,913 | $529,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,000 | $293,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,000 | $280,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 20,000 | $261,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 10,000 | $229,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 200,000 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007481 | this filing | 2017-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-008288 | base | 2017-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-008292 | added | 2017-02-21 | acceptance time not in the bulk data set |