13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 779 holding rows worth $336,821,000.
- Accession
- 0001140361-17-006948
- Filer
- CIK 1425165
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 779 entries on the cover page, a total value of $336,821,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $336,821,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVER FINL SVCS | 254709108 | COM | 71 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 47 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 225 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 217 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 76 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 58 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 140 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 100 | $5,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 2,575 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 180 | $5,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 124 | $5,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 98 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 330 | $5,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 61 | $5,000 | thousands by filing date | |
| SHL TELEMEDICINE ORD F | M84047105 | cs | 700 | $5,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 200 | $5,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 33 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 61 | $4,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 30 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 96 | $4,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100 | $4,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 29 | $4,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 224 | $4,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 44 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 54 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 43 | $4,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 150 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 16 | $4,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 61 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 64 | $4,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 73 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 180 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 74 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 239 | $4,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 55 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 71 | $4,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 35 | $4,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 68 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 41 | $4,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10 | $4,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 58 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 168 | $4,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 22 | $4,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 70 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100 | $4,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 40 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 225 | $4,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 150 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 160 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 450 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 133 | $4,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 225 | $4,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 500 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 47 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 50 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 80 | $3,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 45 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 39 | $3,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 43 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 34 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 200 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 78 | $3,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 36 | $3,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 15 | $3,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 28 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 53 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 73 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 31 | $3,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 42 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $3,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 25 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 62 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 39 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 159 | $3,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 59 | $3,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 28 | $3,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 41 | $3,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 41 | $3,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 225 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 47 | $3,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 26 | $3,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 49 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 500 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 38 | $3,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 69 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 150 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 44 | $3,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $3,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 358 | $3,000 | thousands by filing date | |
| U.S. BANCORP | 902973866 | Preferred Share | 3 | $3,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 33 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 300 | $3,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 19 | $3,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 49 | $3,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 100 | $3,000 | thousands by filing date | |
| SHINSEI BANK LTD | J7385L103 | COM | 2,000 | $3,000 | thousands by filing date | |
| 5BARZ INTL INC COM | 33833F100 | COM | 50,000 | $3,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,000 | $3,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 50 | $2,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 29 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 46 | $2,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 45 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 33 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 16 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 28 | $2,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 35 | $2,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 35 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 28 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 315 | $2,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 25 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25 | $2,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 43 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 16 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 35 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 107 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 194 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 78 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 34 | $2,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 26 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 22 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 86 | $2,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 60 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 49 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 35 | $2,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18 | $2,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 49 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 250 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 32 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 50 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 53 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 400 | $2,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 39 | $2,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 83 | $2,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 29 | $2,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 100 | $2,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 75 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 60 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 205 | $2,000 | thousands by filing date | |
| NanoTech Entertainment Inc | 63009y203 | CS | 82,323 | $2,000 | thousands by filing date | |
| BROOKFIELD ASS 5.4 PFD | 112585740 | ps | 125 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12 | $1,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 20 | $1,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 30 | $1,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 24 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 34 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 17 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 154 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 42 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 25 | $1,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 29 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 29 | $1,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 13 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30 | $1,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 41 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 96 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 16 | $1,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 27 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 34 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 18 | $1,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 66 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 50 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 25 | $1,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 21 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 46 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 70 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 90 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 40 | $1,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 25 | $1,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 50 | $1,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 26 | $1,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 300 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 100 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 22 | $1,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 21 | $1,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 19 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 76 | $1,000 | thousands by filing date | |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 616,600 | $1,000 | thousands by filing date | |
| Endeavour Mining Corp | G3040R158 | COM | 34 | $1,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 150 | $1,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 66 | $1,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTALLEX INTL CORP COM NPV | 22942F101 | Equities | 1,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUJIFILM HLDGS CORP ADR | 35958N107 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANCELLOR GROUP INC | 15883D101 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adelphia Commun Cp Clxxx | 006ESC917 | Common | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEN BIOTECH INC F | 15130L104 | FOREIGN CANADIAN | 1,491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPE HLDGS INC XXX | 91912N105 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBB INTERACT SERVICES | 94748P104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Energy Networks Corp | 379382104 | Common / Ordinary Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAPLES INC | 855030102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIRMAX INTERNTNL IN XXX | 169382108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA URANIUM CORP XXX | 91154T109 | cs | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CGAME INC | 16946P107 | cs | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE ENERGY GROUP | 20061Q106 | cs | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER LASER SYS A NXXX | 740522107 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGIC RESOURCES LTD | 862773108 | cs | 5,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T H Q INC NEW | 872443601 | cs | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAM MARKETING INC | 261990352 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDNA INC XXX | 45169P106 | cs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTHOUSE INTL INC | 709640106 | cs | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERLINX INC NEW | 73933F204 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 2,156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELATEL GLOBAL COMM NEW | 92256R207 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENRON CAPITAL LLC PFD MIPS 8percent | P37307108 | Preferred | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solaris Power Cells Inc (NV) | 83416X101 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC WARRANT | Y2187A135 | WARRANT | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rizzoli Corriere D Ord | T79823158 | Common | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHMED SVCS LTD | 422246306 | cs | 489,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENONICS HOLDINGS | 984117101 | cs | 16,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC | 37246C406 | COM PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED MED ISOTOPE | 00765X201 | cs | 435 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAY STAKES CORPORATI | 07263T103 | cs | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITEM EXPLORATION F | 254920101 | cs | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTEM INC F | 36729R104 | cs | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID MINES LTD ORDF | Q4968A143 | cs | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDI 9.5 PFD | 460321409 | ps | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING 9 PFD | 460321508 | ps | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006948 | this filing | 2017-02-14 | acceptance time not in the bulk data set |