13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 779 holding rows worth $336,821,000.
- Accession
- 0001140361-17-006948
- Filer
- CIK 1425165
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 779 entries on the cover page, a total value of $336,821,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $336,821,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 800,762 | $42,649,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 527,275 | $22,973,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 329,398 | $15,841,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 572,720 | $12,949,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 141,529 | $12,774,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 508,372 | $10,961,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 235,731 | $10,026,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 287,715 | $7,964,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 226,385 | $7,154,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 205,017 | $6,659,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 287,613 | $6,644,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 57,112 | $6,615,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 96,594 | $6,564,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 94,846 | $6,363,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 66,003 | $5,695,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 90,687 | $5,679,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 68,570 | $5,052,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 72,186 | $4,990,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 68,325 | $4,935,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 82,159 | $4,528,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 41,717 | $4,513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 230,762 | $4,456,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 198,241 | $4,381,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,760 | $4,344,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 72,250 | $4,222,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 67,488 | $4,149,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,156 | $4,058,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 133,266 | $4,027,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 72,500 | $3,976,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 45,752 | $3,964,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,889 | $3,874,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 65,901 | $3,518,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 26,082 | $3,495,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 53,421 | $2,966,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 23,129 | $2,677,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 41,530 | $2,465,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 41,633 | $2,256,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 25,414 | $2,053,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 39,267 | $1,907,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 132,693 | $1,899,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 29,950 | $1,696,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,537 | $1,554,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 104,447 | $1,477,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,498 | $1,411,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 98,945 | $1,358,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 43,786 | $1,272,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 64,073 | $1,240,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,737 | $1,222,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 21,000 | $1,214,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 80,137 | $1,162,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 16,254 | $1,099,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,635 | $1,016,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100,500 | $1,002,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 48,302 | $917,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 70,321 | $894,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,094 | $820,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,996 | $807,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,613 | $772,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,936 | $751,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,842 | $730,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,999 | $630,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,546 | $575,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,966 | $573,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,727 | $560,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 17,600 | $556,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,471 | $544,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,917 | $539,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,785 | $510,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,170 | $490,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,453 | $487,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,668 | $486,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,612 | $476,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,355 | $466,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,513 | $456,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,600 | $441,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,443 | $438,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 17,084 | $433,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,627 | $418,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,091 | $414,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,774 | $411,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 527 | $407,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,607 | $396,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,704 | $396,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 10,000 | $380,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,369 | $376,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,220 | $373,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,776 | $367,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,070 | $363,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,300 | $336,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,825 | $307,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,746 | $306,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,990 | $301,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,076 | $297,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,800 | $295,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,000 | $285,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,452 | $277,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,205 | $276,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,810 | $276,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,999 | $274,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,544 | $265,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,626 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,770 | $255,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 54,000 | $250,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 19,600 | $247,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,414 | $246,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 1 | $244,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,212 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 910 | $241,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,878 | $240,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,784 | $235,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,894 | $234,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,012 | $232,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,350 | $229,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,227 | $229,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,483 | $225,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,956 | $223,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,829 | $220,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,042 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,200 | $202,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,723 | $193,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,449 | $192,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,088 | $192,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,567 | $190,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,475 | $186,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,280 | $184,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,130 | $184,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,620 | $181,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,440 | $180,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,137 | $177,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,560 | $174,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,870 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,548 | $169,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,165 | $168,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,600 | $164,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,314 | $160,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,631 | $152,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,757 | $150,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,383 | $148,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,313 | $146,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,608 | $139,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 6,000 | $134,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,310 | $132,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 546 | $131,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,500 | $131,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,415 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,212 | $128,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,900 | $123,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,000 | $121,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,545 | $121,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 985 | $120,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,128 | $120,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,460 | $117,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,530 | $115,000 | thousands by filing date | |
| Agnc Invt Corp Cum | 00123Q203 | Equity | 4,500 | $114,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,004 | $111,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,428 | $108,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 759 | $107,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,023 | $105,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,038 | $105,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 4,276 | $104,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 4,168 | $104,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,000 | $103,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,337 | $102,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 8,012 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 970 | $101,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,950 | $101,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 10,075 | $101,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 682 | $100,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,113 | $99,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,500 | $98,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,891 | $97,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,500 | $96,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 800 | $96,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,065 | $94,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,118 | $90,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,000 | $90,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,095 | $85,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,725 | $85,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 750 | $84,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,527 | $83,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 328 | $82,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,789 | $81,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,933 | $80,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,250 | $79,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 668 | $77,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,783 | $77,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,047 | $75,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,586 | $74,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,378 | $74,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,105 | $73,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,056 | $73,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 6,000 | $73,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 514 | $73,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 810 | $72,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 931 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 50,000 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,542 | $70,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 972 | $69,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 988 | $68,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 177 | $67,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 702 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 4,750 | $67,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,800 | $66,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,416 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,875 | $65,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 285 | $64,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 725 | $64,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,000 | $64,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,800 | $60,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,294 | $60,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 832 | $59,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 561 | $58,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,031 | $58,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 800 | $57,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 763 | $56,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 521 | $56,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,316 | $56,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 517 | $55,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,693 | $55,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 144 | $55,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 4,000 | $55,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,436 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,600 | $54,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,227 | $52,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,500 | $51,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 700 | $51,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,000 | $51,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 2,000 | $51,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 534 | $50,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 2,275 | $50,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 400 | $50,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 566 | $48,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,250 | $48,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,174 | $48,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $48,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 500 | $47,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 644 | $47,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,237 | $47,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 600 | $47,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 2,000 | $47,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 288 | $46,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 621 | $46,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 371 | $45,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 651 | $45,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 4,894 | $45,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 320 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 500 | $44,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,000 | $44,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,500 | $44,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,074 | $44,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 739 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,000 | $42,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 400 | $41,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 833 | $41,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,120 | $41,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 402 | $41,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,240 | $41,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 1,774 | $41,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,240 | $40,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 700 | $40,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 884 | $39,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 300 | $39,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 371 | $39,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 783 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,045 | $37,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 3,232 | $37,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,250 | $37,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,373 | $37,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 400 | $37,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 1,725 | $37,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 750 | $36,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,000 | $36,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,000 | $35,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 300 | $35,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 434 | $35,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,459 | $34,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 510 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,257 | $33,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,580 | $33,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,084 | $32,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,448 | $32,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 404 | $32,000 | thousands by filing date | |
| Heineken Holding NV | N39338194 | COM | 462 | $32,000 | thousands by filing date | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 1,400 | $32,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 423 | $31,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,300 | $31,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 830 | $31,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,333 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 304 | $30,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 283 | $30,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 525 | $30,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 500 | $30,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 500 | $30,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,000 | $29,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,043 | $29,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 2,200 | $29,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 560 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,051 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 170 | $28,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 262 | $28,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 360 | $27,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,310 | $27,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 600 | $27,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 750 | $27,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 350 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 300 | $27,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 517 | $27,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 500 | $27,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 3,204 | $27,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 229 | $26,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 550 | $26,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,730 | $26,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 321 | $25,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 236 | $25,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150 | $25,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 956 | $25,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $25,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 1,000 | $25,000 | thousands by filing date | |
| IJH | 464287507 | COM | 146 | $24,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 203 | $24,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 284 | $24,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 194 | $24,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $24,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 760 | $23,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 510 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 239 | $23,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 860 | $23,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 300 | $23,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 7,618 | $23,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 600 | $23,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 900 | $23,000 | thousands by filing date | |
| CYS INVTS INC PFDSER B | 12673A306 | EQUITIES | 1,000 | $23,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 450 | $22,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 128 | $22,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 163 | $22,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 747 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,500 | $22,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,300 | $22,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,640 | $21,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 116 | $21,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,513 | $21,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,278 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,000 | $21,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 402 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,000 | $21,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 540 | $20,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,250 | $20,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,113 | $20,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 500 | $20,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,775 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,080 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 700 | $20,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 500 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,600 | $20,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 1,753 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 300 | $20,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 101 | $19,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $19,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,000 | $19,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $19,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 355 | $19,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 250 | $19,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 3,150 | $19,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 621 | $18,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 297 | $18,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 410 | $18,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 400 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 365 | $18,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 710 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 600 | $18,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,250 | $18,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 400 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 149 | $17,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 348 | $17,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 200 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 400 | $17,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 300 | $17,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 775 | $17,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 308 | $16,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,053 | $16,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 520 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 150 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,059 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,500 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 600 | $16,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 5,000 | $16,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 944 | $16,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 300 | $16,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 300 | $16,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 150 | $16,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 108 | $15,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 142 | $15,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 75 | $15,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 109 | $15,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,000 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 537 | $15,000 | thousands by filing date | |
| NORTHSTAR RLTY FINCORP | 66704R308 | EQUITIES | 600 | $15,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 132 | $14,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 320 | $14,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 200 | $14,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 500 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,035 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 90 | $14,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $14,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 231 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 250 | $14,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $14,000 | thousands by filing date | |
| VOLKSWAGEN AG | D94523103 | COM | 100 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,904 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 323 | $13,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 300 | $13,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 300 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 70 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 250 | $13,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 334 | $13,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 300 | $13,000 | thousands by filing date | |
| DYNEX CAPITAL 8.5% PFD | 26817Q704 | ps | 500 | $13,000 | thousands by filing date | |
| TOOTSIE ROLL INDS B XXX | 890516206 | cs | 334 | $13,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 159 | $12,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 200 | $12,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $12,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 42 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 75 | $12,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 370 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,022 | $12,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 329 | $12,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 787 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 260 | $11,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 300 | $11,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $11,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 375 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 750 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 150 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 419 | $11,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 142 | $10,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 106 | $10,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,192 | $10,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 700 | $10,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 20 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 249 | $10,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 400 | $10,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 75 | $9,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 50 | $9,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $9,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 48 | $9,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6 | $9,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,275 | $9,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 500 | $9,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,000 | $9,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 80 | $8,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 336 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $8,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 80 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 577 | $8,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 300 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 250 | $8,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 247 | $8,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $8,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 325 | $8,000 | thousands by filing date | |
| FAIRFAX FINANCIA 5 PFD | 303901847 | ps | 550 | $8,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 51 | $7,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 300 | $7,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 52 | $7,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 750 | $7,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 602 | $7,000 | thousands by filing date | |
| FAST RETAILING CO LTD | J1346E100 | FOREIGN | 20 | $7,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 109 | $7,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 3,000 | $7,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822705 | COM | 300 | $7,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50 | $6,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 1,500 | $6,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,500 | $6,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 89 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 83 | $6,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 419 | $6,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 246 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100 | $6,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 76 | $6,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 101 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,861 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 101 | $6,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 41 | $5,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 50 | $5,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 44 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 50 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 56 | $5,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 40 | $5,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 90 | $5,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 62 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 64 | $5,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 38 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 117 | $5,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 74 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 102 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006948 | this filing | 2017-02-14 | acceptance time not in the bulk data set |