13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,193 holding rows worth $51,079,598,000.
- Accession
- 0001140361-17-006804
- Filer
- CIK 1521001
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,953 entries on the cover page, a total value of $51,079,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,079,598,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KILROY REALTY CORP COM | 49427F108 | REIT | 600 | $44,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 2,000 | $44,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,121 | $44,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,000 | $44,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,000 | $44,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 1,074 | $44,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,626 | $43,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 8,500 | $43,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,200 | $43,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,245 | $43,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,365 | $43,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,000 | $42,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 3,412 | $42,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,028 | $42,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,000 | $42,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 2,000 | $42,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,000 | $42,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 7,413 | $42,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,593 | $41,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 379 | $41,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,045 | $41,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 3,563 | $41,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,000 | $40,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,815 | $40,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,273 | $40,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,740 | $40,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 500 | $40,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,000 | $40,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 300 | $39,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,001 | $39,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,548 | $39,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 400 | $39,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 720 | $39,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,000 | $39,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 2,000 | $39,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 400 | $38,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 971 | $38,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,000 | $38,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,007 | $38,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,900 | $38,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 12,000 | $37,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,500 | $37,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 943 | $37,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,238 | $37,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 2,000 | $37,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 7,400 | $37,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 2,000 | $36,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 400 | $36,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,000 | $36,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,000 | $36,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,169 | $36,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,000 | $36,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,000 | $36,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,000 | $36,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,500 | $36,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 2,000 | $36,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 257 | $35,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 600 | $35,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 600 | $35,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,300 | $35,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,000 | $35,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 800 | $34,000 | thousands by filing date | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 400 | $34,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 1,200 | $34,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,000 | $34,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 2,000 | $34,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 4,000 | $34,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,000 | $34,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,000 | $34,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 2,000 | $34,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 2,000 | $34,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,179 | $33,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,000 | $33,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,000 | $33,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 2,000 | $33,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 387 | $33,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 8,400 | $32,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 2,000 | $32,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 977 | $32,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 888 | $32,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,000 | $32,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 779 | $32,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 4,000 | $31,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 427 | $31,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 924 | $31,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,000 | $31,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,571 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 244 | $30,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 725 | $30,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,600 | $30,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,600 | $30,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 1,600 | $30,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,400 | $30,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,086 | $29,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 552 | $29,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 200 | $29,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 1,300 | $29,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 2,000 | $29,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,601 | $29,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,570 | $29,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,387 | $29,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 264 | $29,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,400 | $29,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,000 | $28,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 2,000 | $28,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 190 | $28,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 765 | $28,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 375 | $28,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 800 | $28,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 8,200 | $28,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 1,130 | $28,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,000 | $28,000 | thousands by filing date | put |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,200 | $28,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 495 | $27,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 878 | $27,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 672 | $27,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,561 | $27,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 646 | $27,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,296 | $27,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,000 | $27,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 874 | $27,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 3,710 | $27,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,000 | $26,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,000 | $26,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,300 | $26,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,000 | $26,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 733 | $26,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,033 | $26,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,000 | $26,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,300 | $26,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,500 | $26,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,000 | $26,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 660 | $25,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 91 | $25,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,000 | $25,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 701 | $25,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,324 | $25,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,000 | $25,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,500 | $25,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,000 | $25,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 2,000 | $25,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 891 | $24,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 943 | $24,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 688 | $24,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,000 | $24,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,659 | $24,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 772 | $24,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,000 | $24,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 2,000 | $24,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,600 | $24,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 400 | $24,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,779 | $23,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 795 | $23,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 600 | $23,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 780 | $23,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,000 | $23,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,000 | $23,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 812 | $23,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,300 | $23,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,000 | $23,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 600 | $23,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 1,137 | $23,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 2,000 | $22,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 354 | $22,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 295 | $22,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,000 | $22,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 1,722 | $22,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 400 | $22,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $22,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 812 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 450 | $22,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 800 | $21,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 299 | $21,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 600 | $21,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 400 | $21,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $21,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 549 | $21,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 800 | $21,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 500 | $21,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 400 | $21,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,000 | $21,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 6,731 | $21,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $20,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,000 | $20,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 363 | $20,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,185 | $20,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 517 | $20,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,009 | $20,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $19,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,456 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 589 | $19,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,100 | $19,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 6,000 | $19,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 803 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 186 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 400 | $18,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 578 | $18,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 111 | $18,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,200 | $18,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 600 | $18,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,266 | $18,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,000 | $18,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 299 | $18,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 835 | $17,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,000 | $17,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 400 | $17,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 1,600 | $17,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 881 | $17,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 653 | $17,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 386 | $17,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,000 | $17,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,100 | $17,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,250 | $17,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,400 | $16,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 278 | $16,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 601 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,000 | $16,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 800 | $16,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 591 | $16,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,052 | $16,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,800 | $16,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 700 | $15,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 310 | $15,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 675 | $15,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 419 | $15,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 400 | $15,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 3,124 | $15,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 800 | $15,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 825 | $15,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 200 | $14,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 374 | $14,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 724 | $14,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $14,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 400 | $14,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 1,806 | $14,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 354 | $14,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 5,000 | $14,000 | thousands by filing date | call |
| ATYR PHARMA INC | 002120103 | COM | 6,300 | $14,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 600 | $13,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 200 | $13,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 467 | $13,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 800 | $13,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 522 | $13,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,200 | $13,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 259 | $13,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,700 | $13,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 667 | $12,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,081 | $12,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,000 | $12,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 908 | $12,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 138 | $12,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 242 | $12,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 435 | $12,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 412 | $12,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 709 | $12,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,458 | $12,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $12,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 800 | $12,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 800 | $12,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 703 | $12,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,400 | $12,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 364 | $11,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200 | $11,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 354 | $11,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 276 | $11,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 400 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 400 | $11,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 1,028 | $11,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 354 | $11,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 400 | $11,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 600 | $11,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 200 | $11,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 887 | $11,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $11,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,000 | $11,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,050 | $11,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,000 | $11,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 427 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 103 | $10,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 83 | $10,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 303 | $10,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 115 | $10,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $10,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 400 | $10,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 729 | $10,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 642 | $10,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,600 | $10,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 300 | $10,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 5,000 | $10,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 200 | $9,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 123 | $9,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,068 | $9,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 400 | $9,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 200 | $9,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 499 | $9,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 500 | $9,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 520 | $9,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 879 | $9,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $9,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 1,118 | $9,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 700 | $9,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 335 | $8,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 169 | $8,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 600 | $8,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 599 | $8,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 300 | $8,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 200 | $8,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 150 | $8,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 767 | $8,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 446 | $8,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 124 | $8,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,322 | $8,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 664 | $7,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 300 | $7,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,000 | $7,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 100 | $7,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 309 | $7,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,000 | $7,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 408 | $7,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 65 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 234 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 600 | $7,000 | thousands by filing date | call |
| CORIUM INTL INC | 21887L107 | COM | 1,783 | $7,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 460 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $6,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 592 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 600 | $6,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 159 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 203 | $6,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $6,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 200 | $6,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 31 | $6,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 400 | $6,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 300 | $6,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 300 | $6,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $6,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,600 | $6,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 284 | $6,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 3,212 | $6,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 106 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 165 | $5,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $5,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 1,300 | $5,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 393 | $5,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 200 | $5,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 107 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 400 | $5,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 226 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 300 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 196 | $5,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 400 | $5,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 300 | $5,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 415 | $5,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 368 | $5,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 200 | $5,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 93 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 38 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 232 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 370 | $4,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 300 | $4,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 100 | $4,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $4,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 600 | $4,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 33 | $4,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 394 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 357 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 300 | $4,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 215 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 100 | $4,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $4,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 203 | $4,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 173 | $4,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 296 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 700 | $4,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 100 | $4,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 911 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $4,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 200 | $3,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 9 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 100 | $3,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 900 | $3,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 208 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 300 | $3,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 60 | $3,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 100 | $3,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 29 | $3,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 89 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 300 | $3,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 288 | $3,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 100 | $3,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 149 | $3,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,764 | $3,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 100 | $3,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 207 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 100 | $3,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 300 | $3,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 255 | $3,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 60 | $2,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 14 | $2,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 30 | $2,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 73 | $2,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 105 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 82 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $2,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 162 | $2,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 46 | $2,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 13 | $2,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 176 | $2,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 83 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 446 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 96 | $2,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $2,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 906 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 317 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 83 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 300,095 | $2,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 573 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 100 | $1,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 82 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 224 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 15 | $1,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 100 | $1,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5 | $1,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $1,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 36 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 100 | $1,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 58 | $1,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 7 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 109 | $1,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 44 | $1,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 100 | $1,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 36 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 244 | $1,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 100 | $1,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 100 | $1,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 654 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006804 | this filing | 2017-02-14 | acceptance time not in the bulk data set |