13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,193 holding rows worth $51,079,598,000.
- Accession
- 0001140361-17-006804
- Filer
- CIK 1521001
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,953 entries on the cover page, a total value of $51,079,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,079,598,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRH | 902641612 | AG MNTH SHR EX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L519 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC IPATH | 06740P155 | PRF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L811 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L852 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V571 | ISHARES TR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BulletShares 2024 Corporate | 18383M233 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268G607 | ETRACS MP2X DJ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIMBLE STORAGE INC | 65440R101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Neothetics Inc | 64066G101 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L792 | ETRACS 2XLEV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QESP | 78463X343 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y636 | MKT ADPTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006804 | this filing | 2017-02-14 | acceptance time not in the bulk data set |