13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 111 holding rows worth $1,468,065,000.
- Accession
- 0001140361-17-006401
- Filer
- CIK 1222765
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 113 entries on the cover page, a total value of $1,468,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,468,066,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ST JUDE MED INC | 790849103 | COM | 1,872,298 | $150,140,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,587,216 | $76,424,000 | thousands by filing date | |
| Endurance Specialty Holdings Ltd | 016404934 | Equity | 805,873 | $74,463,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 555,947 | $61,799,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,047,748 | $58,255,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,221,499 | $53,074,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 504,927 | $52,315,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 530,200 | $51,965,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,527,599 | $50,716,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,021,361 | $48,596,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,976,634 | $47,281,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,138,223 | $46,770,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 481,700 | $46,499,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,608,662 | $45,043,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 712,740 | $44,439,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 412,583 | $32,615,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 555,730 | $31,315,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 666,977 | $27,099,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 728,442 | $26,872,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 743,467 | $25,760,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 432,856 | $23,249,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,129,339 | $21,966,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,091,793 | $20,558,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 1,124,788 | $19,290,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 456,312 | $17,646,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,339,811 | $16,734,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 707,383 | $16,638,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 457,669 | $15,602,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,000,400 | $13,525,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 567,092 | $13,298,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 218,139 | $12,238,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 447,536 | $12,173,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 137,345 | $11,327,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 200,000 | $10,838,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 410,800 | $9,161,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,036,736 | $8,553,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 366,217 | $8,474,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 933,500 | $8,149,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 960,199 | $7,797,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 52,399 | $7,536,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 58,077 | $6,743,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 525,742 | $6,482,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 148,182 | $6,270,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 110,700 | $6,239,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 467,310 | $5,977,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 298,898 | $5,574,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 73,476 | $5,074,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 53,265 | $4,757,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 457,188 | $4,549,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 132,400 | $4,422,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 350,762 | $4,402,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 148,931 | $4,319,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 380,591 | $4,285,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 56,229 | $4,155,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 60,000 | $3,912,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 113,245 | $3,833,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 207,387 | $3,797,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 203,000 | $3,658,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,002,500 | $3,409,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 255,000 | $3,325,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 58,580 | $3,029,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 143,800 | $2,685,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000,000 | $2,558,000 | thousands by filing date | principal |
| INTELIQUENT INC | 45825N107 | COM | 110,256 | $2,527,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 37,400 | $2,363,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,300,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,500,000 | $1,708,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,500,000 | $1,706,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,500,000 | $1,538,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,518,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 20,540 | $1,389,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,500,000 | $1,351,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 16,591 | $1,309,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,312 | $1,267,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10,483 | $1,258,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 27,259 | $1,205,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,438 | $1,191,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 254,539 | $1,189,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 17,868 | $1,169,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,000,000 | $1,040,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,584 | $1,014,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,712 | $1,002,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,424 | $836,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,959 | $796,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,620 | $767,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,153 | $698,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 21,325 | $677,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 10,395 | $629,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,554 | $606,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,842 | $589,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,760 | $560,000 | thousands by filing date | |
| Accenture PLC | 045008479 | Common Stock | 4,320 | $506,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 10,135 | $487,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,706 | $423,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 15,043 | $405,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,180 | $400,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 140,000 | $301,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,000 | $263,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,445 | $255,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,252 | $209,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 150,000 | $178,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 158,100 | $174,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 63,500 | $156,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,800 | $125,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 12,073 | $116,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,000 | $103,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 90,000 | $61,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 75,000 | $23,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 75,000 | $19,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100,000 | $8,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 21,500 | $6,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006401 | this filing | 2017-02-14 | acceptance time not in the bulk data set |