13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-17, with 141 holding rows worth $1,574,856,000.
- Accession
- 0001140361-16-087034
- Filer
- CIK 1222765
- Filed
- 2016-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 148 entries on the cover page, a total value of $1,574,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,574,856,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITC HLDGS CORP | 465685105 | COM | 3,692,171 | $171,612,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 581,103 | $111,060,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,155,439 | $92,158,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,291,565 | $77,546,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 694,510 | $76,875,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 684,322 | $72,586,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,981,111 | $62,821,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,104,180 | $62,662,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,184,980 | $56,986,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 913,974 | $48,157,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,281,651 | $41,244,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 890,654 | $40,899,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 710,648 | $38,681,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 400,000 | $35,980,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 387,624 | $33,956,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,031,015 | $32,157,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 768,182 | $31,035,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 3,359,140 | $30,131,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 483,698 | $29,012,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 1,255,878 | $26,273,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,199,521 | $22,107,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 668,792 | $21,943,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 794,756 | $20,958,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 517,247 | $20,804,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 618,300 | $19,594,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 980,000 | $18,973,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 324,727 | $16,535,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,069,784 | $14,817,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 421,788 | $14,400,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 284,060 | $12,243,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 837,665 | $12,230,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 400,000 | $12,220,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 938,979 | $11,578,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 357,930 | $9,929,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 381,481 | $8,496,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 137,786 | $8,286,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 472,399 | $8,220,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,052,508 | $8,104,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,255,520 | $7,973,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 117,264 | $7,779,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 42,350 | $6,367,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 58,077 | $6,352,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 273,481 | $6,222,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 110,068 | $5,912,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 89,033 | $5,888,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 55,000 | $5,611,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 245,800 | $5,390,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 105,800 | $4,501,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 80,000 | $4,379,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,002,500 | $3,619,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 134,529 | $3,537,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 104,147 | $3,535,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 50,000 | $3,243,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 254,009 | $3,002,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 190,000 | $2,799,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 50,000 | $2,646,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 53,244 | $2,605,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,073 | $2,488,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,548 | $2,464,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 35,000 | $2,398,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 79,865 | $2,318,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 59,819 | $2,279,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 450,000 | $2,246,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,000,000 | $2,208,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 2,000,000 | $1,981,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,000,000 | $1,894,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 20,775 | $1,770,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 30,000 | $1,648,000 | thousands by filing date | |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 1,500,000 | $1,497,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,469,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,000,000 | $1,424,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,500,000 | $1,367,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 27,878 | $1,328,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 1,000,000 | $1,203,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 19,865 | $1,160,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,242 | $1,104,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,149 | $977,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 24,182 | $950,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 28,399 | $939,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,027 | $892,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,027 | $886,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,057 | $883,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 18,349 | $879,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,827 | $874,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 18,126 | $855,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,196 | $635,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 24,400 | $612,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 24,722 | $592,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,734 | $434,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 30,600 | $387,000 | thousands by filing date | call |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 48,200 | $385,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 15,605 | $361,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100,000 | $288,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 1,400 | $242,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,750 | $241,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 13,250 | $240,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,000 | $232,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,250 | $227,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 139,000 | $226,000 | thousands by filing date | put |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 8,509 | $197,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 54,000 | $180,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50,000 | $170,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,750 | $170,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,000 | $168,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 8,950 | $141,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 4,000 | $135,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 6,750 | $130,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 123,300 | $127,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 14,750 | $127,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 826 | $123,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,000 | $111,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 39,300 | $110,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 159,200 | $107,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,000 | $91,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,000 | $78,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,000 | $78,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 65,000 | $68,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,000 | $65,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 17,500 | $59,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 63,300 | $42,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $38,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,000 | $34,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 147,300 | $26,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 115 | $26,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $24,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,500 | $20,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 91,000 | $16,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 175 | $13,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,000 | $13,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 500 | $13,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,100 | $11,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 37,200 | $9,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 10,200 | $7,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,000 | $6,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 2,500 | $5,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 33,500 | $2,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 87,000 | $2,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,000 | $1,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 5,000 | $1,000 | thousands by filing date | call |
| TRONC INC | 89703P107 | COM | 5,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-087034 | this filing | 2016-11-17 | acceptance time not in the bulk data set |