13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,153 holding rows worth $35,656,014,000.
- Accession
- 0001140361-16-086115
- Filer
- CIK 1163653
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,526 entries on the cover page, a total value of $35,656,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,656,014,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDEX CORP COM | 31428X106 | Stock | 1,665 | $289,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,547 | $288,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,878 | $287,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 6,071 | $287,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,626 | $286,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,926 | $284,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 7,376 | $283,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,312 | $282,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,584 | $282,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,118 | $280,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,600 | $279,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 13,196 | $278,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,091 | $276,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,769 | $276,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 15,800 | $271,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 227,000 | $271,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 310,000 | $270,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 297,000 | $267,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 2,134 | $264,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,616 | $264,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 8,745 | $264,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 16,122 | $264,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,914 | $263,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,900 | $261,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,400 | $261,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,400 | $259,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,300 | $258,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,285 | $258,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 5,389 | $257,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,773 | $257,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 500,000 | $255,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 6,419 | $253,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 60,550 | $253,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 13,924 | $253,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 100,000 | $253,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,772 | $251,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,500 | $250,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 45,000 | $250,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 45,000 | $250,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,644 | $249,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,935 | $243,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,898 | $242,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,509 | $242,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,100 | $240,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,801 | $238,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,421 | $238,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,323 | $237,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,468 | $236,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,744 | $234,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,989 | $232,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,064 | $226,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,400 | $225,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,759 | $225,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,548 | $225,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,627 | $224,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,000 | $222,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 7,500 | $221,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,200 | $221,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 2,185 | $219,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,200 | $218,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,895 | $217,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,739 | $214,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,597 | $214,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,400 | $212,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,089 | $212,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,600 | $212,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,038 | $211,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4,500 | $210,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,747 | $209,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 8,189 | $206,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 3,196,000 | $206,000 | thousands by filing date | principal |
| MATTEL INC | 577081102 | COM | 6,667 | $204,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,575 | $203,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,720 | $203,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 35,484 | $199,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 13,629 | $198,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 13,826 | $197,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,185 | $193,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $180,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 192,000 | $178,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,771 | $176,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,126 | $170,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,202 | $168,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,324 | $159,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,500 | $156,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 37,300 | $153,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 6,937 | $150,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,539 | $143,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,300 | $143,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,026 | $125,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,596 | $112,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,881,900 | $110,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 854 | $107,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,100 | $107,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 98,000 | $107,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,254 | $104,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,100 | $103,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,057 | $102,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 78,000 | $96,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,916 | $92,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 962 | $90,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 16,453 | $90,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,598 | $89,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,524 | $84,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,700 | $82,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,700 | $82,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 75,000 | $82,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 80,000 | $81,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,115 | $80,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,734 | $80,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,539 | $75,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 4,200 | $72,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 796 | $64,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 15,399 | $64,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 63,000 | $61,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 907 | $58,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 50,000 | $56,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 5,600 | $55,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 721 | $54,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,900 | $51,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,194 | $50,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 31,000 | $42,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 6,951 | $39,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,066 | $39,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,341 | $36,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,837 | $35,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 22,000 | $26,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 1,313 | $25,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 16,000 | $25,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 7,000 | $21,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 800 | $17,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,200 | $16,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,300 | $15,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,300 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 380 | $12,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 699,200 | $11,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 13,000 | $11,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 626,639 | $10,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,100 | $9,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 70,000 | $8,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 312 | $8,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 600 | $8,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 8,000 | $7,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,000 | $6,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565100 | COM | 10,950 | $6,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 6,000 | $6,000 | thousands by filing date | principal |
| CALATLANTIC GROUP INC | 128195104 | COM | 156 | $5,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 7,100 | $5,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000 | $2,000 | thousands by filing date | principal |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 642 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 201 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086115 | this filing | 2016-11-14 | acceptance time not in the bulk data set |