13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,153 holding rows worth $35,656,014,000.
- Accession
- 0001140361-16-086115
- Filer
- CIK 1163653
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,526 entries on the cover page, a total value of $35,656,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,656,014,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WW GRAINGER INC COM | 384802104 | Stock | 17,008 | $3,817,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 137,500 | $3,804,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 16,943 | $3,791,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 87,810 | $3,790,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 4,700,000 | $3,786,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200,000 | $3,782,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 50,000 | $3,779,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 50,000 | $3,779,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 40,000 | $3,763,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 266,917 | $3,751,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 101,843 | $3,724,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 150,668 | $3,676,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,227,000 | $3,663,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,600 | $3,628,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,600 | $3,628,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 273,582 | $3,626,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 120,000 | $3,618,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 48,470 | $3,580,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 67,011 | $3,560,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 77,041 | $3,553,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 29,133 | $3,544,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 438,746 | $3,539,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12,729 | $3,522,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 65,000 | $3,515,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 329,266 | $3,511,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 3,195,000 | $3,511,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $3,498,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 50,200 | $3,495,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 3,450,000 | $3,483,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 38,476 | $3,477,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 4,136,000 | $3,442,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 19,132 | $3,438,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 90,349 | $3,432,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 90,095 | $3,422,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 46,621 | $3,418,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 170,657 | $3,417,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100,000 | $3,400,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 62,636 | $3,400,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 53,070 | $3,391,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 44,962 | $3,388,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 33,660 | $3,377,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 215,000 | $3,364,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 72,000 | $3,363,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 100,000 | $3,328,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 100,000 | $3,328,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 44,838 | $3,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 76,942 | $3,300,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 38,148 | $3,293,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 52,072 | $3,287,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 50,400 | $3,284,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,000 | $3,282,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 45,413 | $3,268,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 44,200 | $3,264,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 44,200 | $3,264,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 91,992 | $3,254,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 41,337 | $3,210,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 40,316 | $3,209,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 75,999 | $3,201,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 30,866 | $3,187,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25,000 | $3,184,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 67,202 | $3,174,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,500 | $3,172,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,500 | $3,172,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 31,097 | $3,161,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 136,400 | $3,153,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 25,900 | $3,150,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 325,000 | $3,149,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 38,040 | $3,131,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 24,680 | $3,117,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 63,025 | $3,113,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 41,080 | $3,103,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $3,098,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,400 | $3,081,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 34,814 | $3,071,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 16,931 | $3,071,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15,000 | $3,065,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 86,067 | $3,063,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 128,148 | $3,060,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,700 | $3,035,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 49,379 | $3,012,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 55,000 | $2,989,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,364 | $2,979,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 62,500 | $2,979,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 62,500 | $2,979,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,445,000 | $2,979,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 3,050,000 | $2,923,000 | thousands by filing date | principal |
| ST JUDE MED INC | 790849103 | COM | 36,620 | $2,918,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 96,559 | $2,914,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 125,000 | $2,913,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,433,000 | $2,912,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 30,000 | $2,907,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,555 | $2,888,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 60,000 | $2,873,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 73,348 | $2,847,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 67,459 | $2,846,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 106,900 | $2,834,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,000 | $2,834,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 28,000 | $2,813,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 43,900 | $2,812,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $2,804,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 34,306 | $2,798,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 55,680 | $2,793,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 176,405 | $2,791,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,478 | $2,779,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 829,330 | $2,762,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 35,000 | $2,715,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 35,000 | $2,715,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 31,748 | $2,697,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 67,093 | $2,690,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 102,824 | $2,686,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 81,311 | $2,667,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 20,400 | $2,654,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,672,000 | $2,649,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 20,000 | $2,635,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 26,700 | $2,619,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 179,146 | $2,596,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 87,355 | $2,587,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 24,800 | $2,574,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 30,000 | $2,548,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 31,100 | $2,537,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 177,300 | $2,531,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 57,000 | $2,526,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 23,400 | $2,513,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 46,156 | $2,508,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 28,660 | $2,497,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 65,253 | $2,492,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18,945 | $2,465,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 106,096 | $2,451,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 239,500 | $2,446,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 104,569 | $2,436,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 31,601 | $2,434,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 91,568 | $2,423,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,848,000 | $2,399,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,000,000 | $2,383,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 30,000 | $2,340,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 68,632 | $2,336,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 115,000 | $2,330,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,500,000 | $2,308,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 26,293 | $2,304,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,232 | $2,269,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 60,217 | $2,267,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 88,208 | $2,253,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 160,065 | $2,242,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,400 | $2,232,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 43,000 | $2,232,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,221,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,221,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,500 | $2,190,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,087 | $2,190,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8,096 | $2,188,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $2,174,000 | thousands by filing date | call |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,113,000 | $2,174,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 116,818 | $2,164,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 57,104 | $2,157,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 123,543 | $2,153,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 11,759 | $2,144,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 24,765 | $2,141,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,000 | $2,135,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 250,000 | $2,134,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 29,412 | $2,109,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 32,684 | $2,094,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,043,000 | $2,094,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 25,800 | $2,085,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 62,560 | $2,063,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 28,400 | $2,054,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 26,000 | $2,044,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 85,400 | $2,012,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 51,859 | $2,010,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 34,500 | $2,009,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20,000 | $2,009,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 203,800 | $2,009,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 81,192 | $1,988,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 45,550 | $1,970,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,000 | $1,965,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 95,000 | $1,942,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 25,000 | $1,938,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,509,000 | $1,909,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 52,952 | $1,882,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 55,065 | $1,878,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 40,350 | $1,873,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 47,652 | $1,870,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 21,200 | $1,858,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,300,000 | $1,851,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 24,736 | $1,843,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 25,784 | $1,823,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 50,116 | $1,822,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 500,000 | $1,818,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 90,000 | $1,802,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 125,000 | $1,800,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 53,651 | $1,792,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 238,730 | $1,783,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 49,500 | $1,762,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 200,000 | $1,754,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,000 | $1,740,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 60,299 | $1,691,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $1,689,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $1,689,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 21,651 | $1,688,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 23,100 | $1,683,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 380,000 | $1,680,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 50,322 | $1,675,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 197,410 | $1,671,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,963 | $1,663,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 54,291 | $1,657,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 90,800 | $1,649,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,619,000 | $1,649,000 | thousands by filing date | principal |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 30,000 | $1,628,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 54,200 | $1,614,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 20,000 | $1,608,000 | thousands by filing date | call |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,370,000 | $1,602,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 24,527 | $1,598,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 62,572 | $1,592,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $1,581,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,065,000 | $1,576,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 24,094 | $1,553,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 19,592 | $1,546,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 81,078 | $1,544,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 40,886 | $1,539,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 37,196 | $1,536,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,200 | $1,533,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 230,096 | $1,526,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 81,806 | $1,501,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 67,300 | $1,499,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 75,261 | $1,497,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 13,800 | $1,457,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 20,000 | $1,457,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 135,000 | $1,445,000 | thousands by filing date | call |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,482,000 | $1,431,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,241,000 | $1,418,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 24,137 | $1,405,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 44,456 | $1,385,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 26,776 | $1,382,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 71,674 | $1,354,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 17,319 | $1,343,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 25,000 | $1,340,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,623 | $1,332,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 25,632 | $1,317,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,000 | $1,306,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 2,100,000 | $1,292,000 | thousands by filing date | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 21,553 | $1,289,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,000 | $1,280,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 13,419 | $1,270,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 29,079 | $1,261,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 54,600 | $1,247,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 9,769 | $1,244,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 7,200 | $1,241,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,750 | $1,238,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,230,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100,000 | $1,216,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 220,000 | $1,210,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 19,000 | $1,199,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,182,000 | $1,198,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 12,240 | $1,186,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 11,174 | $1,185,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 86,000 | $1,177,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 114,181 | $1,166,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,354 | $1,165,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 8,766 | $1,164,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 12,335 | $1,157,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 19,724 | $1,145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 33,900 | $1,133,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 20,198 | $1,132,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 39,832 | $1,129,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 954,000 | $1,111,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 62,488 | $1,107,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,070 | $1,106,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 10,000 | $1,105,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 40,197 | $1,102,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,106 | $1,087,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 900,000 | $1,080,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 67,900 | $1,079,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 21,100 | $1,078,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,050 | $1,078,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 43,300 | $1,065,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 24,904 | $1,055,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,054,000 | $1,051,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 920,000 | $1,048,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 1,202,000 | $1,037,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 658,000 | $1,026,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 25,825 | $1,025,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,381 | $1,018,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,691 | $1,017,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 980,000 | $1,017,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 20,112 | $1,008,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 10,000 | $1,005,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 32,100 | $1,000,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 49,200 | $1,000,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 32,100 | $998,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 50,000 | $983,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 24,758 | $979,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,000 | $967,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 25,000 | $960,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,000 | $953,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 894,000 | $939,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 36,951 | $935,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 35,000 | $928,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $926,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 528,000 | $925,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 18,700 | $921,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 5,940 | $916,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 156,779 | $914,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 1,605,000 | $911,000 | thousands by filing date | principal |
| FLEX LTD ORD | Y2573F102 | Stock | 66,600 | $907,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 12,813 | $896,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,665 | $892,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 13,957 | $884,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,077 | $875,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 633,000 | $874,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 30,468 | $872,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 20,000 | $865,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,785 | $864,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 24,035 | $861,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 25,344 | $859,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,161 | $853,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 211,027 | $852,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 48,902 | $838,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,500 | $828,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 10,691 | $822,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 10,549 | $819,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,889 | $811,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 7,769 | $797,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $792,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 750,000 | $792,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 18,513 | $790,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 70,503 | $780,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 33,471 | $777,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,118 | $770,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 13,900 | $762,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 12,300 | $760,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 28,020 | $752,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,000 | $751,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 41,493 | $744,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,900 | $738,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 45,879 | $738,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,716 | $725,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,000 | $723,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 6,568 | $712,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,000 | $709,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,161 | $706,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 25,000 | $706,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 13,620 | $691,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 30,674 | $690,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,869 | $684,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 26,653 | $684,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,597 | $679,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 50,000 | $675,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 13,300 | $673,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 22,254 | $671,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 862 | $670,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,994 | $668,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 32,131 | $659,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 119,790 | $653,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 15,805 | $649,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 131,888 | $646,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 45,926 | $641,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,128 | $638,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 15,255 | $624,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 759 | $623,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,000 | $620,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 2,000 | $620,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 37,000 | $618,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,943 | $613,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 14,346 | $612,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 171,088 | $610,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 30,255 | $605,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,675 | $603,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 12,500 | $597,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 15,729 | $593,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 40,130 | $591,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 70,044 | $581,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,018 | $579,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 21,000 | $579,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 18,200 | $572,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,000 | $572,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,412 | $571,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,916 | $566,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 14,366 | $566,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 500,000 | $564,000 | thousands by filing date | principal |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,800 | $558,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 5,740 | $557,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 8,247 | $550,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 20,000 | $548,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 5,300 | $547,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 15,000 | $546,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,000 | $546,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 5,451 | $543,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 18,335 | $542,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,511 | $536,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 10,000 | $536,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,749 | $523,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,677 | $522,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,421 | $520,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 41,302 | $514,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,825 | $512,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 25,000 | $511,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 10,906 | $507,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 20,800 | $506,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 36,104 | $504,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,709 | $502,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 20,171 | $498,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,509 | $496,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,400 | $494,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,620 | $494,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,468 | $494,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 10,781 | $493,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 500,000 | $491,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 9,412 | $488,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 35,547 | $486,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,927 | $482,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,445 | $479,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,700 | $478,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 8,000 | $473,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 106,594 | $471,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 37,000 | $469,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 9,070 | $461,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 460,000 | $461,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,706 | $457,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,629 | $457,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 27,700 | $450,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 20,543 | $449,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,090 | $446,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $441,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,871 | $439,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,700 | $437,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 11,408 | $435,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,988 | $434,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 74,074 | $432,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 20,075 | $429,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 11,751 | $429,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,769 | $426,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 33,560 | $425,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 62,196 | $415,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 20,300 | $415,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 36,109 | $404,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,600 | $402,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,800 | $398,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 5,703 | $397,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 402,000 | $393,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 6,800 | $391,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 320,000 | $384,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 326,000 | $384,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 23,500 | $378,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 3,939 | $377,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,159 | $376,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,092 | $374,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,591 | $374,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,300 | $372,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,251 | $369,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,363 | $366,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 14,153 | $366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 16,847 | $364,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,621 | $358,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 35,000 | $358,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 25,500 | $356,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,122 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,225 | $354,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,000 | $354,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 6,700 | $352,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 11,400 | $352,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 12,580 | $352,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 14,000 | $352,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 12,644 | $351,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,372 | $348,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,300 | $344,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 13,990 | $344,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,597 | $344,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,260 | $342,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,000 | $341,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 14,603 | $339,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,641 | $338,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,086 | $337,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 8,779 | $337,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,785 | $337,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 7,321 | $336,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,526 | $333,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,900 | $332,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 8,300 | $329,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 18,353 | $328,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,107 | $325,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,585 | $323,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,000 | $319,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,556 | $317,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,161 | $317,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,159 | $314,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,231 | $312,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,000 | $312,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,565 | $308,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,060 | $305,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,579 | $305,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 37,306 | $304,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,812 | $299,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,000 | $297,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 6,035 | $297,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 24,012 | $296,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,649 | $295,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,480 | $294,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,260 | $293,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,700 | $292,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,383 | $292,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,375 | $291,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086115 | this filing | 2016-11-14 | acceptance time not in the bulk data set |