13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-24, with 6,493 holding rows worth $168,036,563,000.
- Accession
- 0001140361-16-077688
- Filer
- CIK 1000275
- Filed
- 2016-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 25,335 entries on the cover page, a total value of $168,036,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,036,563,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 127,500 | $9,314,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 297,300 | $9,305,000 | thousands by filing date | call |
| HYD | 92189F361 | ETF | 287,840 | $9,304,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 565,603 | $9,287,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 97,577 | $9,282,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 235,960 | $9,251,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 472,208 | $9,238,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 482,392 | $9,228,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 496,618 | $9,221,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 104,389 | $9,198,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 392,800 | $9,196,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 593,537 | $9,183,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 97,905 | $9,174,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 177,934 | $9,162,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 341,123 | $9,138,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 285,000 | $9,126,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 62,086 | $9,103,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 8,603,000 | $9,085,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 316,992 | $9,082,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 71,032 | $9,065,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 208,330 | $9,059,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 175,812 | $9,052,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 311,774 | $9,048,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 401,532 | $9,045,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 312,796 | $9,008,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 77,625 | $8,975,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 169,834 | $8,974,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 99,000 | $8,973,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 395,707 | $8,963,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 815,687 | $8,956,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 126,705 | $8,940,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 800,000 | $8,912,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 115,000 | $8,856,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 146,425 | $8,839,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 82,894 | $8,825,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,517,000 | $8,799,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 320,350 | $8,793,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 165,700 | $8,764,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 269,992 | $8,759,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 183,061 | $8,727,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 153,718 | $8,707,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 74,047 | $8,696,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 231,500 | $8,695,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 598,127 | $8,679,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 151,529 | $8,673,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 181,994 | $8,620,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 273,031 | $8,590,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 94,448 | $8,563,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 188,100 | $8,561,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 60,979 | $8,560,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 56,600 | $8,558,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 246,243 | $8,529,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 691,199 | $8,529,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 126,907 | $8,526,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 261,314 | $8,521,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 276,300 | $8,518,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 104,001 | $8,501,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 85,330 | $8,496,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 211,171 | $8,494,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 166,621 | $8,489,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $8,482,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 8,564,000 | $8,473,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 200,000 | $8,472,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 104,606 | $8,464,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 128,141 | $8,453,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 338,905 | $8,452,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4,745 | $8,449,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,765,185 | $8,437,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 394,855 | $8,382,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 207,282 | $8,376,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 64,400 | $8,364,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 167,206 | $8,360,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 94,100 | $8,326,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 174,926 | $8,317,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 137,433 | $8,290,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 330,425 | $8,283,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 602,992 | $8,279,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 306,610 | $8,272,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 179,226 | $8,263,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 275,900 | $8,227,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 219,093 | $8,219,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 125,489 | $8,209,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 9,260,000 | $8,195,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 175,660 | $8,187,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 216,600 | $8,177,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 176,722 | $8,170,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 154,481 | $8,170,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 155,846 | $8,168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 171,017 | $8,161,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 65,121 | $8,136,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 112,488 | $8,131,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,602,500 | $8,109,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 56,548 | $8,093,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 35,394 | $8,091,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 530,099 | $8,062,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 640,853 | $8,062,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 4,997,000 | $8,045,000 | thousands by filing date | principal |
| CANADIANNATLRYCOF | 136375102 | STOK | 135,700 | $8,014,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 110,064 | $8,012,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 75,261 | $7,999,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 81,100 | $7,998,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 112,482 | $7,955,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 238,220 | $7,951,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,300 | $7,950,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 106,353 | $7,949,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 196,500 | $7,925,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 195,090 | $7,905,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,002,384 | $7,900,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 363,352 | $7,859,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200,100 | $7,846,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 195,400 | $7,842,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 253,900 | $7,828,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 108,901 | $7,805,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 109,360 | $7,784,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 332,090 | $7,782,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 43,235 | $7,776,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 143,704 | $7,767,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 119,000 | $7,758,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 205,152 | $7,703,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 85,785 | $7,688,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76,539 | $7,665,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 7,356,000 | $7,664,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 67,006 | $7,659,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 602,874 | $7,657,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 109,346 | $7,643,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 317,422 | $7,633,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,574,000 | $7,631,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 106,900 | $7,626,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 176,838 | $7,618,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 648,866 | $7,604,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 424,908 | $7,590,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 755,199 | $7,590,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 140,000 | $7,571,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 168,049 | $7,571,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 39,162 | $7,566,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 499,395 | $7,566,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 300,896 | $7,562,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 2,518,263 | $7,554,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 298,400 | $7,552,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 162,912 | $7,549,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 431,345 | $7,527,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 8,517,000 | $7,495,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 591,762 | $7,492,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 186,366 | $7,487,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 209,270 | $7,485,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 118,044 | $7,464,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 151,309 | $7,409,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 54,622 | $7,404,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 267,743 | $7,403,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 249,720 | $7,403,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50,906 | $7,352,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 308,444 | $7,350,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 200,839 | $7,349,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 245,783 | $7,340,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 215,936 | $7,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 122,560 | $7,329,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,460,155 | $7,315,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 904,536 | $7,309,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 380,000 | $7,269,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 141,866 | $7,252,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 68,897 | $7,246,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 235,561 | $7,246,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 168,207 | $7,232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 290,367 | $7,222,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 480,900 | $7,219,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 300,130 | $7,203,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 500,913 | $7,198,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 338,496 | $7,182,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 526,856 | $7,171,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 164,400 | $7,168,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 87,113 | $7,152,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 335,100 | $7,114,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 71,311 | $7,113,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 240,458 | $7,112,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 124,896 | $7,104,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 160,300 | $7,095,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 215,756 | $7,075,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 136,918 | $7,073,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 98,371 | $7,052,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 78,459 | $7,047,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 95,800 | $7,046,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 362,057 | $7,043,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 28,810 | $7,019,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 280,420 | $6,994,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 180,000 | $6,993,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 45,000 | $6,993,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 195,700 | $6,985,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 438,593 | $6,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 216,030 | $6,982,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 74,949 | $6,963,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 221,403 | $6,948,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,753,401 | $6,906,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 321,644 | $6,888,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,662,602 | $6,883,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 393,387 | $6,864,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 318,524 | $6,860,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 675,453 | $6,849,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 160,094 | $6,830,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 129,751 | $6,819,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 185,364 | $6,759,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 76,353 | $6,753,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 276,644 | $6,744,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 6,195,000 | $6,733,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 404,937 | $6,721,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 231,048 | $6,715,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 190,623 | $6,710,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 59,113 | $6,701,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27,500 | $6,700,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 176,500 | $6,693,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 82,991 | $6,689,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 153,400 | $6,671,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 66,000 | $6,666,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 181,934 | $6,666,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 293,289 | $6,661,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 403,948 | $6,654,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 60,520 | $6,653,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,607,459 | $6,649,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,744,962 | $6,648,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 117,995 | $6,633,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 174,900 | $6,632,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 110,444 | $6,617,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 58,867 | $6,611,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 186,507 | $6,607,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 341,914 | $6,606,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 393,381 | $6,605,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 530,424 | $6,603,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 70,000 | $6,597,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 213,510 | $6,591,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 55,204 | $6,586,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 198,971 | $6,574,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 302,616 | $6,564,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 81,978 | $6,563,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 99,009 | $6,535,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 133,424 | $6,526,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 236,025 | $6,524,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 479,414 | $6,520,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 373,506 | $6,507,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 684,918 | $6,498,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 150,100 | $6,490,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 85,600 | $6,489,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 346,321 | $6,476,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 657,633 | $6,464,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 63,793 | $6,442,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 509,538 | $6,409,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 170,300 | $6,396,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 368,457 | $6,393,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 219,504 | $6,376,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 970,332 | $6,375,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 473,663 | $6,357,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 45,700 | $6,348,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 320,215 | $6,346,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 6,474,000 | $6,338,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 516,706 | $6,335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 112,334 | $6,303,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 71,440 | $6,301,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 72,600 | $6,300,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,902,000 | $6,287,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 379,413 | $6,283,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 112,957 | $6,269,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 97,400 | $6,263,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100,000 | $6,260,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100,000 | $6,260,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 69,949 | $6,257,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 212,101 | $6,251,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 167,222 | $6,217,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 111,600 | $6,213,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 475,645 | $6,207,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 299,502 | $6,200,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 267,194 | $6,198,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 67,381 | $6,175,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 232,929 | $6,161,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 34,705 | $6,153,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 599,190 | $6,148,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 53,653 | $6,144,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 150,125 | $6,128,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 140,500 | $6,126,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 223,502 | $6,126,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 94,609 | $6,125,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 73,357 | $6,121,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 255,931 | $6,094,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 458,933 | $6,076,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 144,659 | $6,076,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 914,450 | $6,063,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 290,888 | $6,053,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 271,482 | $6,047,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 78,627 | $6,036,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 234,977 | $6,024,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 240,545 | $6,024,000 | thousands by filing date | principal |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 512,600 | $6,003,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 476,300 | $5,992,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 72,180 | $5,969,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 6,060,000 | $5,951,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 560,160 | $5,949,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 598,509 | $5,949,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 309,646 | $5,938,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 117,756 | $5,932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 194,286 | $5,923,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 414,154 | $5,906,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 84,318 | $5,904,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 224,706 | $5,889,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 133,063 | $5,880,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,857,000 | $5,842,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 807,100 | $5,779,000 | thousands by filing date | put |
| ISHARES TR | 464288372 | COM | 142,751 | $5,776,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 270,400 | $5,773,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 804,969 | $5,765,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 764,987 | $5,760,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80,600 | $5,750,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 164,649 | $5,743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 488,140 | $5,730,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 579,474 | $5,726,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 80,212 | $5,725,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 749,791 | $5,699,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 79,357 | $5,699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 137,287 | $5,682,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 400,000 | $5,680,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 71,837 | $5,674,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 46,400 | $5,667,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 213,213 | $5,665,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 226,291 | $5,658,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 66,430 | $5,656,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 156,000 | $5,655,000 | thousands by filing date | put |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 6,000,000 | $5,648,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,000 | $5,633,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 116,900 | $5,623,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 116,967 | $5,602,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 66,711 | $5,585,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,094,937 | $5,584,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 166,246 | $5,571,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 142,824 | $5,570,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 111,579 | $5,557,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 68,789 | $5,543,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45,321 | $5,529,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 45,507 | $5,513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 71,448 | $5,510,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 99,514 | $5,506,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 94,976 | $5,506,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 115,339 | $5,503,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 170,600 | $5,493,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 323,800 | $5,476,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 37,639 | $5,473,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 57,875 | $5,454,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 105,400 | $5,437,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 195,700 | $5,427,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 417,774 | $5,427,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 187,709 | $5,421,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 609,000 | $5,408,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 332,428 | $5,406,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 106,400 | $5,401,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 164,771 | $5,395,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $5,393,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 5,875,000 | $5,383,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 197,443 | $5,380,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 191,583 | $5,376,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 115,823 | $5,375,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 251,847 | $5,369,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 152,700 | $5,355,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 299,146 | $5,324,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 196,838 | $5,315,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 51,782 | $5,301,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 122,600 | $5,289,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 32,000 | $5,285,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 1,228,400 | $5,282,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 131,425 | $5,253,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 117,900 | $5,234,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,183,124 | $5,229,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 48,685 | $5,222,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $5,220,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 117,560 | $5,211,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 30,341 | $5,203,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 82,727 | $5,196,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 221,702 | $5,196,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,978,000 | $5,178,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 212,100 | $5,167,000 | thousands by filing date | put |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 208,876 | $5,165,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 116,011 | $5,162,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 134,203 | $5,149,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 465,000 | $5,148,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 410,000 | $5,146,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 155,949 | $5,144,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 408,600 | $5,136,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 277,270 | $5,122,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 124,700 | $5,118,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 160,620 | $5,100,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 151,111 | $5,098,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 110,742 | $5,098,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 50,000 | $5,072,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 148,733 | $5,072,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 62,500 | $5,065,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 141,738 | $5,059,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 36,000 | $5,054,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,139,918 | $5,050,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 218,683 | $5,044,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 65,626 | $5,029,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 122,400 | $5,023,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 474,911 | $5,011,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 190,579 | $5,010,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 162,801 | $5,010,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 141,000 | $4,989,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 184,308 | $4,984,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 98,118 | $4,981,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 224,680 | $4,977,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 172,851 | $4,969,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 8,587,000 | $4,959,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 475,156 | $4,951,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 500,000 | $4,950,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 73,962 | $4,935,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 5,000,000 | $4,934,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 91,900 | $4,929,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 299,519 | $4,927,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 52,084 | $4,924,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 239,089 | $4,910,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 400,000 | $4,904,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 166,977 | $4,900,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,000,000 | $4,890,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 125,000 | $4,890,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 142,926 | $4,885,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 101,500 | $4,884,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 97,736 | $4,880,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 210,849 | $4,871,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 285,809 | $4,859,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 171,854 | $4,858,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 80,000 | $4,851,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 329,187 | $4,836,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 227,600 | $4,832,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 286,264 | $4,827,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 176,000 | $4,822,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 562,105 | $4,812,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 289,102 | $4,808,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 113,291 | $4,801,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 170,157 | $4,799,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 257,900 | $4,789,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 281,896 | $4,770,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,000 | $4,767,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 375,153 | $4,753,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,110,100 | $4,751,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 180,589 | $4,741,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100,851 | $4,737,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 213,758 | $4,737,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 64,400 | $4,736,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 234,700 | $4,732,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 93,216 | $4,709,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 38,619 | $4,705,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 171,058 | $4,704,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 158,658 | $4,703,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 53,100 | $4,698,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 153,142 | $4,695,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 4,700,000 | $4,694,000 | thousands by filing date | principal |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 84,041 | $4,684,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 95,000 | $4,682,000 | thousands by filing date | put |
| Vaneck Long Muni ETF | 92189F536 | ETF | 221,911 | $4,682,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 199,760 | $4,674,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 45,697 | $4,639,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 356,915 | $4,636,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 125,000 | $4,599,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 239,500 | $4,598,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 230,000 | $4,595,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 91,239 | $4,595,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 115,089 | $4,591,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,710,000 | $4,587,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 192,039 | $4,565,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,300 | $4,559,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 118,101 | $4,532,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 42,000 | $4,524,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 437,699 | $4,508,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 71,900 | $4,505,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 184,171 | $4,505,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 74,100 | $4,502,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 380,430 | $4,490,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 62,176 | $4,477,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 108,367 | $4,454,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 146,150 | $4,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 87,095 | $4,445,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 245,448 | $4,440,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 390,548 | $4,432,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 26,706 | $4,422,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 238,531 | $4,409,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 62,900 | $4,392,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 251,843 | $4,375,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 142,150 | $4,375,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 51,781 | $4,371,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 28,700 | $4,367,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 90,000 | $4,363,000 | thousands by filing date | put |
| POST PPTYS INC | 737464107 | COM | 71,454 | $4,362,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 109,492 | $4,360,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 317,959 | $4,359,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,648 | $4,359,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 80,000 | $4,355,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 109,624 | $4,347,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 4,200,000 | $4,344,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 92,901 | $4,342,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 50,000 | $4,339,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 68,638 | $4,338,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 68,000 | $4,330,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100,015 | $4,320,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 734,638 | $4,320,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 42,939 | $4,311,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 126,819 | $4,311,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 50,000 | $4,301,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 50,000 | $4,290,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | this filing | 2016-08-24 | acceptance time not in the bulk data set |