13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-24, with 6,493 holding rows worth $168,036,563,000.
- Accession
- 0001140361-16-077688
- Filer
- CIK 1000275
- Filed
- 2016-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 25,335 entries on the cover page, a total value of $168,036,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,036,563,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IXIA | 45071R109 | COM | 1,921,210 | $18,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 261,222 | $18,839,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 475,064 | $18,825,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,214,589 | $18,765,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 230,476 | $18,682,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 8,014,000 | $18,673,000 | thousands by filing date | principal |
| ARAMARK COM | 03852U106 | Stock | 557,764 | $18,641,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 183,652 | $18,594,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 968,991 | $18,538,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 10,175,000 | $18,525,000 | thousands by filing date | principal |
| MAXIMUS INC | 577933104 | COM | 334,517 | $18,522,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 175,677 | $18,501,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 103,200 | $18,473,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 52,828 | $18,449,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 742,183 | $18,435,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 228,398 | $18,397,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 173,997 | $18,389,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 518,930 | $18,364,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 317,327 | $18,316,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50,112 | $18,287,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 368,850 | $18,217,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 457,762 | $18,210,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 318,700 | $18,204,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,506,311 | $18,196,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 137,700 | $18,163,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15,692,000 | $18,144,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 333,194 | $18,129,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 18,122,000 | $17,998,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 438,388 | $17,986,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 484,583 | $17,984,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,300,551 | $17,921,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 309,389 | $17,914,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 568,482 | $17,901,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,011,977 | $17,867,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 17,356,000 | $17,867,000 | thousands by filing date | principal |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 306,009 | $17,838,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 411,645 | $17,784,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,631,867 | $17,755,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 607,152 | $17,704,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 641,740 | $17,693,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 549,838 | $17,693,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 162,000 | $17,656,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 185,104 | $17,615,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 484,950 | $17,594,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,030,275 | $17,586,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 192,200 | $17,583,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 16,175,000 | $17,469,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,461,271 | $17,463,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 155,860 | $17,463,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 461,559 | $17,442,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 757,492 | $17,431,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 497,274 | $17,384,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 164,506 | $17,321,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 737,328 | $17,321,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 344,200 | $17,289,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 267,000 | $17,267,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 267,000 | $17,267,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 256,660 | $17,237,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 897,000 | $17,204,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 137,143 | $17,131,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 196,174 | $17,120,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 309,900 | $17,106,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 212,055 | $17,104,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,166,586 | $17,102,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 230,252 | $17,097,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 841,224 | $17,085,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 699,440 | $17,073,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 320,500 | $17,067,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 175,990 | $17,042,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 365,331 | $17,000,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 499,802 | $16,999,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 322,316 | $16,895,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 520,801 | $16,847,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 580,771 | $16,836,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 104,611 | $16,811,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 690,306 | $16,774,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 357,146 | $16,764,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 702,020 | $16,750,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,250,533 | $16,732,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 308,919 | $16,726,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 472,727 | $16,724,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,437,900 | $16,637,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 967,788 | $16,636,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 247,755 | $16,625,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 310,297 | $16,625,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 144,091 | $16,622,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 484,523 | $16,594,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 534,460 | $16,531,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 481,900 | $16,491,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 327,546 | $16,433,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 324,288 | $16,431,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 378,713 | $16,409,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 471,245 | $16,391,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 543,106 | $16,388,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 360,082 | $16,388,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 578,400 | $16,375,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 745,049 | $16,346,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 191,297 | $16,340,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 726,445 | $16,287,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 646,109 | $16,237,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 394,230 | $16,199,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,176,800 | $16,193,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 12,900 | $16,104,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 609,353 | $16,002,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 727,785 | $15,931,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 84,100 | $15,916,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 20,836,000 | $15,914,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 1,246,605 | $15,894,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 175,700 | $15,887,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 574,601 | $15,881,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 124,900 | $15,796,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 353,346 | $15,777,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 470,984 | $15,773,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 210,222 | $15,696,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 220,443 | $15,666,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 89,300 | $15,639,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 333,359 | $15,598,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 253,844 | $15,597,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 135,100 | $15,570,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 153,887 | $15,563,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 623,589 | $15,534,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,508,165 | $15,500,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 349,425 | $15,500,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 743,392 | $15,479,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 412,965 | $15,474,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 443,164 | $15,472,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 368,036 | $15,442,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 108,234 | $15,434,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 731,822 | $15,376,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 640,666 | $15,375,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 118,000 | $15,325,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 335,433 | $15,315,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 157,391 | $15,266,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 303,600 | $15,250,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 529,702 | $15,246,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 235,000 | $15,228,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 199,500 | $15,196,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 269,392 | $15,167,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 240,369 | $15,159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 750,100 | $15,145,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 262,505 | $15,111,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 185,209 | $15,067,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 638,975 | $15,009,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 635,547 | $14,986,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 706,860 | $14,943,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,134,100 | $14,936,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 390,888 | $14,917,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 194,097 | $14,906,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,193,172 | $14,903,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 360,500 | $14,853,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 303,000 | $14,850,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 164,208 | $14,847,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 620,453 | $14,842,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 38,245 | $14,829,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 326,500 | $14,800,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,278,800 | $14,795,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 342,392 | $14,788,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 253,781 | $14,785,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 178,940 | $14,785,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 196,311 | $14,741,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 491,600 | $14,728,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 294,427 | $14,698,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,044,901 | $14,680,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 387,400 | $14,624,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 305,257 | $14,619,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 184,511 | $14,600,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 309,793 | $14,599,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,190,114 | $14,586,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 922,400 | $14,565,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 101,397 | $14,542,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 680,900 | $14,538,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 168,832 | $14,510,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 279,138 | $14,479,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 293,556 | $14,472,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 544,472 | $14,472,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 192,500 | $14,451,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 212,581 | $14,436,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 134,000 | $14,434,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 311,040 | $14,414,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 231,980 | $14,404,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 335,500 | $14,403,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 304,700 | $14,400,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 465,513 | $14,375,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 590,029 | $14,373,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 102,129 | $14,367,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 234,956 | $14,365,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,033,870 | $14,361,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 323,431 | $14,357,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 62,100 | $14,351,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 124,944 | $14,347,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 293,361 | $14,330,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 172,000 | $14,322,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 435,181 | $14,297,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 90,433 | $14,272,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 401,331 | $14,246,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 142,412 | $14,239,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 390,300 | $14,219,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 293,917 | $14,218,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 897,429 | $14,206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 575,557 | $14,205,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 211,155 | $14,174,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 298,200 | $14,153,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 313,039 | $14,129,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 58,400 | $14,122,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 945,598 | $14,089,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 144,554 | $14,064,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 227,100 | $14,059,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 152,607 | $14,005,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 122,664 | $13,963,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 111,994 | $13,962,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 171,654 | $13,917,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 512,833 | $13,877,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 84,000 | $13,873,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 579,772 | $13,829,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 531,913 | $13,824,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 108,200 | $13,817,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 396,592 | $13,798,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 431,065 | $13,768,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,669,125 | $13,753,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,112,035 | $13,744,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 312,875 | $13,716,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 316,603 | $13,683,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 189,966 | $13,680,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 110,365 | $13,674,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 629,175 | $13,665,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,215,890 | $13,654,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 412,700 | $13,648,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 12,232,000 | $13,608,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 300,956 | $13,595,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 380,979 | $13,585,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 466,578 | $13,572,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 162,500 | $13,555,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 274,160 | $13,546,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 188,038 | $13,538,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 222,322 | $13,513,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 210,084 | $13,508,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 366,054 | $13,500,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 105,324 | $13,487,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 301,704 | $13,393,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 527,427 | $13,385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 495,127 | $13,384,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 78,390 | $13,370,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 496,585 | $13,363,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 239,805 | $13,343,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 107,468 | $13,328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 312,387 | $13,280,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 62,587 | $13,264,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 228,247 | $13,264,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 599,814 | $13,220,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 762,012 | $13,205,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 306,590 | $13,202,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 431,440 | $13,189,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,473,605 | $13,173,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 350,924 | $13,167,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 420,602 | $13,165,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,231,896 | $13,157,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 527,690 | $13,102,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,278,330 | $13,052,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 253,616 | $13,051,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 274,632 | $13,043,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 399,158 | $13,033,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,288,475 | $13,026,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 325,420 | $13,007,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 286,800 | $12,992,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 265,000 | $12,988,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 146,446 | $12,985,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 171,800 | $12,982,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 32,211 | $12,973,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 314,231 | $12,948,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 282,421 | $12,942,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 366,392 | $12,933,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 257,941 | $12,926,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 154,900 | $12,922,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 384,210 | $12,921,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 84,900 | $12,886,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 744,014 | $12,879,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 725,021 | $12,854,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 725,177 | $12,842,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 79,488 | $12,831,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 356,104 | $12,767,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 736,328 | $12,747,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,515,740 | $12,730,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 335,541 | $12,724,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 302,761 | $12,676,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 375,416 | $12,659,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 367,834 | $12,624,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 394,491 | $12,618,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 476,309 | $12,613,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 903,057 | $12,571,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 277,382 | $12,553,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 553,949 | $12,536,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 376,783 | $12,517,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 85,287 | $12,510,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 371,476 | $12,500,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 299,438 | $12,499,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 422,299 | $12,491,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 277,145 | $12,489,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 88,369 | $12,478,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 578,317 | $12,457,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 171,824 | $12,446,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,056,062 | $12,440,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 312,200 | $12,434,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 198,400 | $12,430,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,193,324 | $12,422,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 309,854 | $12,413,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 103,100 | $12,407,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 106,145 | $12,393,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 360,734 | $12,345,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 433,533 | $12,339,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 548,029 | $12,325,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 141,782 | $12,294,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 180,900 | $12,283,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 319,575 | $12,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 565,594 | $12,245,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 12,297,000 | $12,223,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 289,138 | $12,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 305,928 | $12,203,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 137,498 | $12,194,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 351,545 | $12,178,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 214,390 | $12,139,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 94,724 | $12,124,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 180,000 | $12,084,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 456,536 | $12,080,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 126,000 | $12,063,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 303,004 | $12,029,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 181,438 | $12,028,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 739,781 | $12,022,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 444,501 | $11,983,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 81,083 | $11,970,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 341,333 | $11,949,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 773,541 | $11,944,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,113,222 | $11,934,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 625,038 | $11,932,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 326,600 | $11,924,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 110,150 | $11,902,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 838,030 | $11,901,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 211,503 | $11,893,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 187,600 | $11,892,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 150,000 | $11,876,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 64,394 | $11,854,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 108,517 | $11,852,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 270,027 | $11,833,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 261,200 | $11,822,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 253,377 | $11,781,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 483,300 | $11,774,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 508,791 | $11,704,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 621,671 | $11,681,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 555,339 | $11,673,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 111,191 | $11,666,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 223,350 | $11,643,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 222,787 | $11,598,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 475,963 | $11,581,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 145,900 | $11,576,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 490,295 | $11,566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 152,514 | $11,554,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 251,619 | $11,541,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 265,100 | $11,529,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 165,000 | $11,521,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 47,600 | $11,511,000 | thousands by filing date | call |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 141,722 | $11,466,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 194,340 | $11,455,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200,030 | $11,445,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,063,293 | $11,441,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 72,800 | $11,433,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 170,284 | $11,430,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 213,200 | $11,421,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 761,213 | $11,410,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 182,558 | $11,368,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 481,944 | $11,340,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 397,000 | $11,338,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 275,871 | $11,336,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 168,751 | $11,331,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 131,593 | $11,320,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 163,108 | $11,306,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 105,410 | $11,222,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 124,287 | $11,198,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 322,975 | $11,188,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 549,613 | $11,185,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 102,881 | $11,131,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 185,181 | $11,111,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 11,351,000 | $11,096,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 287,772 | $11,071,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 225,674 | $11,068,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,227,000 | $11,068,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 558,927 | $11,067,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 445,324 | $11,058,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 202,193 | $11,056,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 84,900 | $11,050,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 196,540 | $11,023,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 165,670 | $11,022,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 103,467 | $11,003,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,511,066 | $11,000,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 120,200 | $10,996,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 545,601 | $10,982,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 231,335 | $10,977,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 442,461 | $10,957,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 235,875 | $10,934,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,001,755 | $10,919,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 108,900 | $10,903,000 | thousands by filing date | call |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 64,386 | $10,888,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 162,600 | $10,883,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 100,794 | $10,880,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 377,325 | $10,874,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 404,879 | $10,864,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 183,000 | $10,813,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 162,295 | $10,812,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 116,793 | $10,808,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 82,336 | $10,808,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 193,600 | $10,807,000 | thousands by filing date | put |
| SNYDERS LANCE INC | 833551104 | COM | 318,479 | $10,793,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 410,100 | $10,757,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 56,800 | $10,749,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 237,775 | $10,748,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 5,213,835 | $10,741,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 59,500 | $10,733,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 363,422 | $10,728,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 482,460 | $10,724,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 59,800 | $10,704,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 346,794 | $10,674,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 41,657 | $10,664,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 422,320 | $10,656,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 42,970 | $10,655,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 172,251 | $10,638,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 215,000 | $10,638,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 159,365 | $10,593,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,244,321 | $10,589,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 53,846 | $10,551,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 313,920 | $10,529,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 42,300 | $10,498,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,124,774 | $10,495,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 136,144 | $10,469,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 341,454 | $10,449,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 111,304 | $10,442,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 224,558 | $10,399,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 537,077 | $10,360,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100,100 | $10,351,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 265,252 | $10,335,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 384,094 | $10,310,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 123,500 | $10,303,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 485,997 | $10,294,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 686,261 | $10,286,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 251,800 | $10,258,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 215,914 | $10,247,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 168,600 | $10,224,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 44,971 | $10,220,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 47,900 | $10,168,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 89,932 | $10,164,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 563,522 | $10,150,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 354,844 | $10,133,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 106,187 | $10,114,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 846,683 | $10,069,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,439,668 | $10,064,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 151,714 | $10,054,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 459,391 | $10,037,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 957,858 | $10,037,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 361,800 | $10,025,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 82,000 | $10,015,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 285,655 | $10,003,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 767,541 | $9,993,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 102,510 | $9,990,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 248,233 | $9,989,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 161,100 | $9,973,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 715,457 | $9,960,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 166,291 | $9,946,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 47,294 | $9,945,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,627,587 | $9,895,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 215,745 | $9,894,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 10,000,000 | $9,880,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 435,600 | $9,858,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 182,136 | $9,822,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 244,903 | $9,811,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 529,843 | $9,791,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 250,000 | $9,780,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 92,282 | $9,773,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 243,781 | $9,771,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 450,967 | $9,768,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 91,549 | $9,733,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 75,824 | $9,658,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 160,700 | $9,658,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 186,200 | $9,658,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 415,527 | $9,606,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 934,990 | $9,603,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 11,044,000 | $9,574,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 262,600 | $9,566,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 49,746 | $9,551,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 119,386 | $9,549,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 195,000 | $9,539,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 838,609 | $9,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 352,074 | $9,503,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 507,500 | $9,500,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 251,616 | $9,498,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 128,900 | $9,480,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 216,770 | $9,457,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 749,236 | $9,448,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 100,100 | $9,434,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 280,200 | $9,417,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 512,455 | $9,403,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 449,331 | $9,360,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 209,461 | $9,317,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 190,000 | $9,316,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | this filing | 2016-08-24 | acceptance time not in the bulk data set |