13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 6,493 holding rows worth $164,161,374,000.
- Accession
- 0001140361-16-076539
- Filer
- CIK 1000275
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 25,334 entries on the cover page, a total value of $164,161,374,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,161,374,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 72,898 | $2,100,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 20,657 | $2,098,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 288,672 | $2,094,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 155,451 | $2,092,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 73,460 | $2,089,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60,743 | $2,088,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 132,054 | $2,079,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 77,925 | $2,078,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 336,426 | $2,075,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 198,220 | $2,075,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 43,455 | $2,075,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 41,128 | $2,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 40,454 | $2,071,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 54,308 | $2,069,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 118,720 | $2,067,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 53,180 | $2,066,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 40,789 | $2,064,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 105,097 | $2,061,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 86,774 | $2,060,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 21,050 | $2,060,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 38,330 | $2,057,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 15,951 | $2,057,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 153,195 | $2,056,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 79,275 | $2,056,000 | thousands by filing date | principal |
| EASTGROUP PPTYS INC | 277276101 | COM | 29,839 | $2,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 68,428 | $2,052,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 40,514 | $2,047,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 26,284 | $2,045,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 50,000 | $2,037,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 46,457 | $2,035,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 42,435 | $2,031,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 86,991 | $2,030,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 68,108 | $2,026,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 46,832 | $2,015,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 102,945 | $2,013,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 129,619 | $2,012,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 81,156 | $2,009,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 26,800 | $2,008,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,900 | $2,007,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 90,536 | $2,006,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 115,435 | $2,005,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 18,523 | $2,004,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 70,000 | $1,999,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 35,546 | $1,999,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 118,000 | $1,996,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 117,123 | $1,995,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 30,093 | $1,994,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 21,758 | $1,993,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 21,674 | $1,990,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 50,621 | $1,983,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 129,151 | $1,981,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 338,983 | $1,976,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 162,425 | $1,976,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 149,957 | $1,974,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 62,566 | $1,967,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 82,703 | $1,966,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 28,547 | $1,964,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 33,500 | $1,961,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 67,836 | $1,959,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 131,951 | $1,958,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 58,700 | $1,958,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 18,668 | $1,955,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 127,181 | $1,955,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 27,896 | $1,950,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 165,302 | $1,949,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,390 | $1,948,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 32,535 | $1,946,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 17,300 | $1,945,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 71,373 | $1,940,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,504,000 | $1,936,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 37,828 | $1,934,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 169,041 | $1,934,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 66,851 | $1,929,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 61,600 | $1,928,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8,813 | $1,927,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 173,283 | $1,921,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 39,430 | $1,918,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 28,665 | $1,915,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 41,424 | $1,914,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 13,132 | $1,912,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 234,920 | $1,910,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 44,284 | $1,909,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 73,676 | $1,906,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 267,194 | $1,905,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 28,447 | $1,894,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 73,554 | $1,894,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 77,942 | $1,893,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 403,203 | $1,891,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 50,000 | $1,890,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 50,000 | $1,890,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 26,687 | $1,888,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 287,200 | $1,887,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 19,700 | $1,886,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 41,400 | $1,884,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 76,075 | $1,881,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 40,874 | $1,879,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 69,370 | $1,872,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 79,162 | $1,871,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 24,552 | $1,864,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 39,920 | $1,863,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 129,515 | $1,860,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 71,454 | $1,857,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 74,177 | $1,853,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 40,000 | $1,852,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 255,089 | $1,841,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,000 | $1,840,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 37,568 | $1,838,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 31,115 | $1,838,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 39,100 | $1,837,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 43,419 | $1,837,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 48,960 | $1,837,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 38,078 | $1,835,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 38,899 | $1,835,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 88,487 | $1,833,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 168,936 | $1,832,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 65,551 | $1,828,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100,000 | $1,827,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 118,098 | $1,820,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 24,522 | $1,819,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 52,216 | $1,818,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 33,762 | $1,817,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 74,136 | $1,806,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 24,424 | $1,805,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 42,519 | $1,804,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 41,798 | $1,804,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25,879 | $1,797,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 107,649 | $1,797,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 50,100 | $1,797,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 44,700 | $1,794,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 14,900 | $1,793,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 33,100 | $1,792,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 34,794 | $1,792,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 105,641 | $1,792,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 60,000 | $1,790,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 107,503 | $1,785,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 15,700 | $1,782,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 207,863 | $1,779,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 100,001 | $1,777,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,400 | $1,772,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 163,680 | $1,771,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 589,950 | $1,770,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 37,729 | $1,767,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 56,997 | $1,767,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 100,000 | $1,763,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26,633 | $1,762,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 74,067 | $1,760,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 74,185 | $1,758,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 82,146 | $1,757,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 191,500 | $1,756,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 160,000 | $1,755,000 | thousands by filing date | put |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 36,486 | $1,751,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 108,927 | $1,750,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 99,451 | $1,750,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 23,924 | $1,748,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 66,476 | $1,747,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 105,300 | $1,744,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 42,592 | $1,743,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 26,200 | $1,741,000 | thousands by filing date | put |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 71,677 | $1,737,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 497,251 | $1,730,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 56,500 | $1,729,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 165,928 | $1,728,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 102,162 | $1,727,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 75,383 | $1,726,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 23,600 | $1,722,000 | thousands by filing date | call |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 82,766 | $1,722,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70,500 | $1,721,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 100,308 | $1,721,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,465 | $1,718,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 63,809 | $1,718,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 9,200 | $1,717,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 923,000 | $1,717,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 173,336 | $1,716,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 115,134 | $1,708,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 63,717 | $1,706,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 80,226 | $1,703,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 79,058 | $1,702,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,851 | $1,700,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 48,681 | $1,699,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 113,000 | $1,696,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 13,000 | $1,695,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 87,529 | $1,695,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 32,440 | $1,691,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 84,787 | $1,690,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 80,088 | $1,689,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 47,462 | $1,686,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 62,271 | $1,684,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 29,394 | $1,684,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 112,935 | $1,683,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 70,438 | $1,683,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 120,937 | $1,674,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 22,912 | $1,674,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 9,300 | $1,673,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 674,642 | $1,673,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 29,338 | $1,672,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 44,222 | $1,672,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 141,649 | $1,671,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 46,484 | $1,670,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 31,771 | $1,665,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 43,929 | $1,665,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 91,227 | $1,655,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 144,089 | $1,654,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 81,197 | $1,652,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 14,512 | $1,651,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100,200 | $1,650,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 200,000 | $1,648,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 60,210 | $1,647,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 83,030 | $1,644,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 109,658 | $1,644,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 31,610 | $1,640,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 56,781 | $1,640,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 39,316 | $1,639,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 69,665 | $1,636,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 45,944 | $1,631,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 14,040 | $1,627,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 146,019 | $1,627,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 85,000 | $1,626,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 73,606 | $1,623,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,400 | $1,620,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 17,583 | $1,618,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 31,700 | $1,617,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 34,803 | $1,615,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 176,093 | $1,614,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 52,259 | $1,609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,613 | $1,608,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 26,669 | $1,608,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 171,765 | $1,605,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 21,800 | $1,603,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 27,740 | $1,602,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 94,356 | $1,602,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 88,729 | $1,596,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 31,912 | $1,596,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 58,600 | $1,592,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 15,212 | $1,590,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 61,068 | $1,584,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 47,572 | $1,577,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 81,225 | $1,577,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 207,300 | $1,576,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 120,023 | $1,575,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 142,297 | $1,575,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 37,260 | $1,574,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,586,656 | $1,570,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 174,167 | $1,560,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 43,800 | $1,560,000 | thousands by filing date | call |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 149,532 | $1,560,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 25,321 | $1,554,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 87,325 | $1,542,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 63,693 | $1,541,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 60,423 | $1,540,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 72,370 | $1,540,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 390,489 | $1,531,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 48,125 | $1,529,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 107,933 | $1,529,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 121,611 | $1,528,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 49,866 | $1,525,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,000 | $1,524,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 184,877 | $1,523,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 22,600 | $1,518,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,000 | $1,518,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48,331 | $1,516,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 37,500 | $1,515,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 78,415 | $1,515,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 53,177 | $1,514,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 68,982 | $1,514,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 46,788 | $1,513,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 140,000 | $1,513,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 96,865 | $1,513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 48,500 | $1,512,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 59,225 | $1,509,000 | thousands by filing date | principal |
| CRH PLC ADS | 12626K203 | ADR | 50,977 | $1,507,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 134,487 | $1,507,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 76,360 | $1,500,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 90,630 | $1,500,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18,900 | $1,499,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 54,027 | $1,495,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 27,726 | $1,494,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 95,060 | $1,493,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 74,643 | $1,492,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 33,043 | $1,491,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 67,646 | $1,491,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 76,705 | $1,487,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 128,678 | $1,486,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 23,651 | $1,483,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 57,030 | $1,482,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 41,976 | $1,482,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 59,655 | $1,479,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 88,372 | $1,478,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,000 | $1,477,000 | thousands by filing date | put |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 28,290 | $1,477,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 183,627 | $1,476,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 32,034 | $1,474,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 97,155 | $1,465,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 40,993 | $1,463,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 59,705 | $1,463,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 111,719 | $1,461,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 37,788 | $1,458,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,800 | $1,456,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 185,952 | $1,454,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 30,314 | $1,450,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 40,683 | $1,449,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 236,714 | $1,444,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 108,661 | $1,443,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 84,568 | $1,441,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,115,000 | $1,441,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 42,798 | $1,437,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 28,267 | $1,435,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 130,199 | $1,435,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 164,491 | $1,434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 57,684 | $1,434,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 36,800 | $1,430,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 41,981 | $1,429,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 124,998 | $1,429,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 27,248 | $1,428,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 33,200 | $1,426,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 28,427 | $1,423,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37,997 | $1,423,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 287,638 | $1,421,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 62,122 | $1,420,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 80,000 | $1,417,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 35,526 | $1,416,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 73,500 | $1,411,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 73,705 | $1,405,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 35,103 | $1,405,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 370,753 | $1,402,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,932 | $1,401,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 50,915 | $1,400,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 44,286 | $1,398,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 300,000 | $1,398,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 12,000 | $1,396,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 30,670 | $1,396,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 84,581 | $1,395,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 69,756 | $1,395,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 106,613 | $1,395,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 60,524 | $1,393,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 64,687 | $1,393,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,320,000 | $1,387,000 | thousands by filing date | principal |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 74,338 | $1,383,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 130,822 | $1,381,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 75,040 | $1,381,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 46,060 | $1,377,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 110,006 | $1,377,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 177,218 | $1,373,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 16,810 | $1,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 37,910 | $1,370,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 100,000 | $1,367,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 47,646 | $1,366,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 36,481 | $1,362,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 87,853 | $1,361,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 170,171 | $1,358,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 96,815 | $1,352,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 65,543 | $1,346,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 31,030 | $1,346,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,900 | $1,346,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 18,030 | $1,346,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 207,839 | $1,345,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 76,000 | $1,343,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 30,036 | $1,343,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 52,765 | $1,341,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 38,751 | $1,339,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 17,291 | $1,336,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 52,510 | $1,332,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 13,253 | $1,332,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 27,626 | $1,330,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 12,500 | $1,329,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 53,559 | $1,329,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 120,000 | $1,328,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 33,921 | $1,328,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 72,986 | $1,325,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 53,785 | $1,323,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 74,266 | $1,323,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 56,861 | $1,320,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 40,506 | $1,319,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,952 | $1,318,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 52,683 | $1,316,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 38,905 | $1,315,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 42,740 | $1,315,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 51,412 | $1,314,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 27,938 | $1,313,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 35,034 | $1,312,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 50,840 | $1,308,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 15,078 | $1,307,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,942 | $1,306,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 37,292 | $1,304,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 20,158 | $1,303,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 66,520 | $1,302,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 40,394 | $1,292,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 49,999 | $1,292,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 91,896 | $1,291,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 142,833 | $1,290,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 40,336 | $1,289,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 250,707 | $1,289,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 60,600 | $1,286,000 | thousands by filing date | put |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 63,425 | $1,285,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 56,571 | $1,284,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 50,726 | $1,284,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 43,502 | $1,281,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 116,112 | $1,280,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 42,627 | $1,279,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 65,419 | $1,279,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 355,983 | $1,278,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 72,356 | $1,278,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 137,861 | $1,277,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 130,521 | $1,276,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 92,437 | $1,276,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15,606 | $1,276,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 71,567 | $1,274,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 88,555 | $1,274,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 27,600 | $1,273,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 45,046 | $1,272,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 36,240 | $1,272,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 40,280 | $1,271,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 59,690 | $1,269,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,793 | $1,268,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 811,129 | $1,265,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 74,700 | $1,262,000 | thousands by filing date | put |
| ISHARES TR | 46434VAJ9 | Cmn | 50,235 | $1,258,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,570 | $1,257,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 11,833 | $1,256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 26,448 | $1,256,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 55,400 | $1,254,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 249,805 | $1,254,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 65,308 | $1,251,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 33,945 | $1,249,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 9,000 | $1,242,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 14,196 | $1,241,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 80,078 | $1,240,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 27,323 | $1,240,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 36,838 | $1,239,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 30,474 | $1,239,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 65,615 | $1,237,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 113,583 | $1,235,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 70,154 | $1,234,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 133,304 | $1,233,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 101,919 | $1,231,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,231,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 39,146 | $1,230,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,891 | $1,230,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 52,830 | $1,229,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 47,516 | $1,229,000 | thousands by filing date | principal |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 67,758 | $1,227,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 48,626 | $1,225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 37,621 | $1,224,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 61,964 | $1,221,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 44,295 | $1,221,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 218,439 | $1,221,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 24,547 | $1,219,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 45,101 | $1,218,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $1,215,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 45,532 | $1,214,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 51,923 | $1,210,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 60,100 | $1,210,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 38,713 | $1,209,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,895 | $1,209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 23,913 | $1,208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 26,975 | $1,207,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 27,922 | $1,207,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 88,840 | $1,207,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 23,672 | $1,207,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 71,077 | $1,205,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 99,988 | $1,204,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 20,009 | $1,203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 20,743 | $1,202,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 215,355 | $1,202,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 27,292 | $1,201,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 68,799 | $1,201,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 44,393 | $1,198,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 132,192 | $1,197,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 41,320 | $1,197,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 46,555 | $1,195,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 68,378 | $1,191,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 229,888 | $1,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 46,002 | $1,187,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 58,300 | $1,185,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 30,810 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 22,031 | $1,183,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 67,239 | $1,181,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 130,096 | $1,178,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 31,608 | $1,173,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 39,956 | $1,173,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 74,786 | $1,173,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 27,224 | $1,169,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18,511 | $1,168,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 19,765 | $1,167,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,700 | $1,167,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 55,719 | $1,164,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 72,273 | $1,164,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 60,900 | $1,160,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 36,250 | $1,159,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 46,462 | $1,158,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 37,982 | $1,157,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 57,923 | $1,157,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 31,800 | $1,154,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 150,000 | $1,154,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 91,800 | $1,152,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 25,900 | $1,149,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 28,189 | $1,149,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 20,543 | $1,148,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 58,557 | $1,148,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 33,573 | $1,146,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 41,608 | $1,145,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | this filing | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | base | 2016-08-24 | acceptance time not in the bulk data set |