13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 6,493 holding rows worth $164,161,374,000.
- Accession
- 0001140361-16-076539
- Filer
- CIK 1000275
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 25,334 entries on the cover page, a total value of $164,161,374,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,161,374,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 61,664 | $4,290,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $4,289,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 517,064 | $4,281,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 37,188 | $4,268,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 65,161 | $4,260,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 170,354 | $4,253,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 199,562 | $4,248,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,156 | $4,237,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 737,165 | $4,231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 41,163 | $4,212,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 175,000 | $4,195,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 175,000 | $4,195,000 | thousands by filing date | call |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,670,000 | $4,185,000 | thousands by filing date | principal |
| JOY GLOBAL INC | 481165108 | COM | 197,800 | $4,181,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 152,209 | $4,170,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 184,939 | $4,170,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 220,901 | $4,155,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 77,500 | $4,153,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 75,281 | $4,133,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 205,123 | $4,125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 117,566 | $4,102,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $4,101,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 34,663 | $4,082,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 57,014 | $4,061,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 57,319 | $4,058,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 980,000 | $4,057,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 93,500 | $4,055,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 7,890,000 | $4,053,000 | thousands by filing date | principal |
| MINDBODY INC | 60255W105 | COM CL A | 250,542 | $4,043,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 294,903 | $4,033,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 75,000 | $4,022,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 209,444 | $4,020,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 311,174 | $4,014,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 177,986 | $4,004,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 39,300 | $3,998,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 86,608 | $3,996,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 194,053 | $3,984,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 250,051 | $3,983,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 42,561 | $3,962,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 44,176 | $3,953,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 80,697 | $3,949,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 150,497 | $3,948,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 148,609 | $3,933,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 113,957 | $3,929,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 111,149 | $3,928,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 237,944 | $3,927,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 91,000 | $3,926,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 286,176 | $3,926,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 728,334 | $3,925,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 52,194 | $3,909,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 21,700 | $3,904,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 77,252 | $3,903,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 167,575 | $3,902,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 71,966 | $3,900,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 500,000 | $3,895,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 90,000 | $3,892,000 | thousands by filing date | call |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 59,167 | $3,892,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 46,476 | $3,886,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 92,055 | $3,879,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 146,808 | $3,873,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 25,678 | $3,872,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 72,879 | $3,869,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 62,693 | $3,867,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 50,425 | $3,860,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 51,984 | $3,856,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 299,799 | $3,849,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 238,900 | $3,844,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 139,032 | $3,839,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 65,410 | $3,821,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 29,000 | $3,809,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 113,923 | $3,802,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 75,047 | $3,800,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 44,735 | $3,793,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,491,701 | $3,789,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,105 | $3,773,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,033,528 | $3,773,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 56,437 | $3,765,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 189,014 | $3,760,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 53,851 | $3,742,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 71,565 | $3,739,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 67,758 | $3,727,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 180,756 | $3,725,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 67,587 | $3,723,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 242,379 | $3,721,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 233,400 | $3,718,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 248,144 | $3,717,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 148,982 | $3,714,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 75,937 | $3,712,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 72,823 | $3,711,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 59,954 | $3,706,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 718,734 | $3,695,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 23,500 | $3,690,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 299,926 | $3,682,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 32,600 | $3,680,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 73,874 | $3,669,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 503,434 | $3,660,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 57,330 | $3,654,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 29,700 | $3,645,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 152,680 | $3,643,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 135,286 | $3,643,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $3,640,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,978,000 | $3,639,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 310,156 | $3,628,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 128,171 | $3,627,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 54,100 | $3,621,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $3,610,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 839,313 | $3,609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 141,462 | $3,589,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 85,016 | $3,588,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 259,644 | $3,588,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 106,600 | $3,583,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 203,537 | $3,578,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 40,900 | $3,569,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 108,126 | $3,544,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 103,579 | $3,540,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 274,734 | $3,539,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 147,525 | $3,531,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 75,000 | $3,521,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 146,398 | $3,516,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 76,308 | $3,516,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 4,209 | $3,508,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 128,343 | $3,503,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 54,000 | $3,499,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 255,196 | $3,495,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 70,600 | $3,493,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 368,214 | $3,491,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 80,300 | $3,483,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 452,263 | $3,482,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 47,144 | $3,481,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 22,800 | $3,461,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 26,833 | $3,460,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 30,572 | $3,448,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 79,826 | $3,448,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 83,695 | $3,442,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 68,623 | $3,440,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 41,197 | $3,438,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 56,665 | $3,435,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 205,507 | $3,435,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 80,776 | $3,427,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 86,080 | $3,414,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 26,500 | $3,413,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 32,660 | $3,411,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 61,510 | $3,407,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 28,949 | $3,390,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,100 | $3,385,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 47,014 | $3,379,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,097,000 | $3,375,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 67,338 | $3,368,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 97,292 | $3,366,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 22,462 | $3,354,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 50,497 | $3,352,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 28,082 | $3,350,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 113,563 | $3,341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 84,605 | $3,329,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 29,600 | $3,327,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 28,537 | $3,323,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 240,600 | $3,323,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 705,780 | $3,317,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 675,000 | $3,301,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 254,270 | $3,295,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 43,400 | $3,290,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 33,405 | $3,288,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 44,251 | $3,277,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 78,500 | $3,272,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 109,448 | $3,259,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 57,363 | $3,254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 26,768 | $3,254,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 120,649 | $3,252,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 71,394 | $3,247,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 227,370 | $3,242,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 108,040 | $3,232,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 76,908 | $3,231,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 255,239 | $3,228,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 110,300 | $3,226,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 44,900 | $3,220,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 53,730 | $3,218,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 123,772 | $3,213,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 125,016 | $3,205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 227,123 | $3,198,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 167,415 | $3,196,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 455,061 | $3,195,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 24,274 | $3,189,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 211,800 | $3,175,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 60,600 | $3,175,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 39,709 | $3,165,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 23,558 | $3,163,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 102,835 | $3,154,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 105,629 | $3,140,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,226,000 | $3,129,000 | thousands by filing date | principal |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 31,528 | $3,128,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 71,003 | $3,127,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 265,610 | $3,126,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 97,861 | $3,123,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 340,430 | $3,119,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 60,197 | $3,114,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 225,243 | $3,113,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 185,840 | $3,111,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 375,280 | $3,111,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,900 | $3,105,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 162,896 | $3,105,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 25,169 | $3,089,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 87,589 | $3,078,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 125,000 | $3,068,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 228,870 | $3,063,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 199,387 | $3,059,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 101,600 | $3,058,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 47,500 | $3,054,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 119,000 | $3,054,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 173,192 | $3,054,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 146,859 | $3,049,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 82,286 | $3,047,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 56,544 | $3,044,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 123,449 | $3,044,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 670,843 | $3,039,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 47,872 | $3,033,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 67,642 | $3,028,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100,000 | $3,018,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 610,000 | $3,013,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 86,462 | $3,011,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 381,880 | $2,997,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 191,379 | $2,991,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 108,766 | $2,982,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 419,292 | $2,981,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 119,985 | $2,980,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 267,617 | $2,973,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 88,938 | $2,967,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 68,038 | $2,948,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 69,000 | $2,947,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 114,870 | $2,926,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 27,749 | $2,925,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 66,082 | $2,918,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 118,146 | $2,916,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 190,200 | $2,916,000 | thousands by filing date | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 120,365 | $2,915,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 123,656 | $2,914,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 169,027 | $2,912,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 58,099 | $2,910,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 475,297 | $2,909,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 171,165 | $2,902,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 67,947 | $2,897,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 124,983 | $2,894,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 18,000 | $2,893,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 184,292 | $2,892,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 74,498 | $2,892,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 37,670 | $2,879,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 75,295 | $2,877,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 967,898 | $2,875,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 717,279 | $2,875,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 47,364 | $2,861,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 45,812 | $2,861,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 53,700 | $2,860,000 | thousands by filing date | put |
| MARKIT LTD | G58249106 | SHS | 87,477 | $2,852,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 72,600 | $2,847,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 51,314 | $2,847,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 42,110 | $2,847,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 74,795 | $2,843,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 330,500 | $2,836,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 138,124 | $2,826,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 26,524 | $2,819,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 88,398 | $2,813,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 117,264 | $2,812,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 190,266 | $2,812,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 258,032 | $2,810,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 29,178 | $2,803,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 40,000 | $2,798,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 112,399 | $2,798,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 64,352 | $2,795,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 45,027 | $2,794,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 2,685,000 | $2,793,000 | thousands by filing date | principal |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 124,922 | $2,792,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 128,138 | $2,789,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 55,610 | $2,773,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 120,788 | $2,766,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,001 | $2,761,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 95,479 | $2,759,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 159,927 | $2,754,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 48,514 | $2,753,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 154,000 | $2,749,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 27,656 | $2,749,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 75,616 | $2,743,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 50,000 | $2,743,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 214,762 | $2,743,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 45,093 | $2,743,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 108,132 | $2,743,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 146,500 | $2,742,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 93,347 | $2,732,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 25,396 | $2,729,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 31,002 | $2,727,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 49,093 | $2,725,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 487,565 | $2,706,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 35,019 | $2,701,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 55,075 | $2,700,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 241,055 | $2,692,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 74,000 | $2,683,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 19,821 | $2,681,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 46,767 | $2,679,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 65,000 | $2,678,000 | thousands by filing date | put |
| iShares International Equity Factor ETF | 46434V274 | SHS | 119,709 | $2,673,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 39,567 | $2,670,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 32,170 | $2,669,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 47,930 | $2,668,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 286,571 | $2,668,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 164,300 | $2,668,000 | thousands by filing date | call |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 53,810 | $2,666,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 131,675 | $2,663,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 115,492 | $2,661,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 17,500 | $2,656,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 125,467 | $2,653,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 15,747 | $2,646,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 80,000 | $2,646,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 104,241 | $2,645,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 44,432 | $2,639,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 72,200 | $2,636,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 54,926 | $2,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 80,831 | $2,628,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 32,912 | $2,627,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 141,808 | $2,627,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 142,609 | $2,623,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 102,630 | $2,618,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 89,331 | $2,616,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 122,101 | $2,614,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 268,351 | $2,614,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 609,491 | $2,609,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 72,631 | $2,605,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 74,300 | $2,601,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 27,710 | $2,595,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 274,682 | $2,594,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 50,000 | $2,594,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,065,000 | $2,594,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282E102 | COM | 157,202 | $2,586,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 51,883 | $2,583,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 134,269 | $2,578,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,300,000 | $2,575,000 | thousands by filing date | principal |
| FORTINET INC COM | 34959E109 | Stock | 81,252 | $2,567,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 35,700 | $2,560,000 | thousands by filing date | call |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 31,876 | $2,559,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 102,943 | $2,557,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 230,527 | $2,553,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 112,092 | $2,553,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 27,581 | $2,552,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 105,697 | $2,547,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 102,881 | $2,544,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 85,160 | $2,539,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 649,190 | $2,539,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 93,099 | $2,538,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 311,050 | $2,538,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,300 | $2,537,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,702 | $2,537,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 78,109 | $2,537,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 25,858 | $2,536,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 237,255 | $2,532,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 86,100 | $2,525,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 173,787 | $2,525,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 96,855 | $2,520,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,500,000 | $2,520,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 22,300 | $2,517,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,249,000 | $2,516,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 58,951 | $2,512,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 63,696 | $2,512,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 97,860 | $2,510,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 38,962 | $2,509,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 65,900 | $2,507,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 34,617 | $2,506,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 198,900 | $2,502,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,000,000 | $2,500,000 | thousands by filing date | principal |
| ISHARES TR | 464287192 | US TRSPRTION | 18,622 | $2,497,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 140,955 | $2,497,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 40,800 | $2,495,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 54,033 | $2,495,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 508,978 | $2,494,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 39,943 | $2,490,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 125,674 | $2,488,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 39,354 | $2,481,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 76,956 | $2,481,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 91,411 | $2,479,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 112,159 | $2,479,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 167,178 | $2,476,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 88,981 | $2,471,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 248,493 | $2,461,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 50,000 | $2,452,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 46,493 | $2,450,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 282,576 | $2,442,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $2,441,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 10,260 | $2,431,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 120,000 | $2,423,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,500 | $2,422,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 156,200 | $2,421,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 20,000 | $2,420,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 114,000 | $2,419,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 225,747 | $2,415,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 178,734 | $2,414,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 353,394 | $2,414,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 32,400 | $2,412,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 227,290 | $2,412,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 669,125 | $2,409,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 98,212 | $2,401,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 94,596 | $2,400,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 45,009 | $2,399,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 239,444 | $2,399,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 191,265 | $2,398,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 98,596 | $2,396,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 176,000 | $2,395,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 57,815 | $2,394,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 83,100 | $2,393,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 89,249 | $2,387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 38,483 | $2,372,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 97,299 | $2,370,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 274,815 | $2,369,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 137,574 | $2,361,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 63,892 | $2,359,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 267,134 | $2,356,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 127,371 | $2,350,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 88,444 | $2,348,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 50,000 | $2,347,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 43,994 | $2,339,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 20,600 | $2,338,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 172,015 | $2,336,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 105,478 | $2,328,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U308 | HEALTH FITNESS | 96,887 | $2,326,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 76,021 | $2,324,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 62,561 | $2,322,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 392,484 | $2,315,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 49,099 | $2,311,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 162,654 | $2,310,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 77,833 | $2,309,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 151,340 | $2,302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 40,286 | $2,302,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 21,935 | $2,295,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 130,265 | $2,295,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 47,878 | $2,293,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 43,409 | $2,292,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $2,292,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 110,277 | $2,290,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 301,000 | $2,288,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 42,365 | $2,287,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 164,495 | $2,285,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 105,617 | $2,282,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 153,364 | $2,281,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 92,922 | $2,274,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 56,300 | $2,271,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 73,252 | $2,270,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 85,378 | $2,269,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 82,912 | $2,267,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 413,063 | $2,264,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 44,300 | $2,259,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 16,046 | $2,258,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 76,578 | $2,258,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 98,965 | $2,256,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 150,400 | $2,254,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 78,844 | $2,242,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 32,462 | $2,237,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 134,376 | $2,235,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,500,000 | $2,234,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 120,125 | $2,232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 56,055 | $2,228,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 91,437 | $2,228,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 95,000 | $2,224,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 90,000 | $2,215,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 14,598 | $2,211,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 39,845 | $2,209,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 86,684 | $2,209,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 42,840 | $2,207,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6,548 | $2,205,000 | thousands by filing date | principal |
| ARRIS INTL INC SHS | G0551A103 | SHS | 104,994 | $2,200,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 133,735 | $2,195,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 554,850 | $2,193,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 121,215 | $2,190,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 74,800 | $2,189,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 51,454 | $2,183,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 25,861 | $2,182,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 140,477 | $2,180,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 153,326 | $2,174,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 32,300 | $2,169,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 30,000 | $2,169,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 48,297 | $2,168,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 118,977 | $2,167,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 379,701 | $2,159,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 35,397 | $2,157,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 222,130 | $2,156,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 300,000 | $2,154,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 277,267 | $2,154,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 43,427 | $2,149,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 55,021 | $2,138,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 18,800 | $2,136,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 65,196 | $2,135,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 46,023 | $2,135,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 151,057 | $2,130,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 50,001 | $2,126,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 82,253 | $2,125,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 61,375 | $2,123,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $2,119,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 291,835 | $2,119,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 36,700 | $2,118,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 22,100 | $2,117,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 238,379 | $2,117,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 8,021 | $2,115,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 52,680 | $2,109,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 37,736 | $2,108,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,263,350 | $2,105,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 52,245 | $2,102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | this filing | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | base | 2016-08-24 | acceptance time not in the bulk data set |