13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 156 holding rows worth $2,019,167,000.
- Accession
- 0001140361-16-076381
- Filer
- CIK 1222765
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 192 entries on the cover page, a total value of $2,019,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,019,167,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,226,532 | $164,652,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 2,398,438 | $158,225,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,244,796 | $105,101,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 3,943,989 | $79,945,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,619,550 | $77,486,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,129,186 | $76,055,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,220,625 | $73,384,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 2,496,376 | $69,000,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 612,009 | $66,115,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 2,604,018 | $66,064,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 872,551 | $65,354,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 6,265,836 | $62,032,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,758,914 | $61,298,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 321,600 | $60,863,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 708,893 | $55,294,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 656,509 | $48,089,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,303,845 | $45,400,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 420,219 | $44,913,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 700,100 | $39,269,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 945,416 | $38,639,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 1,444,116 | $36,825,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,352,275 | $36,160,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATIONAL PLC COM USD1.00 | 115057260 | COMMON STOCK | 837,857 | $35,693,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 926,977 | $34,252,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,024,824 | $32,733,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 910,209 | $29,682,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 1,214,935 | $29,681,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,165,978 | $24,439,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 256,624 | $19,706,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 559,600 | $16,889,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 951,044 | $16,348,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 889,329 | $15,706,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 385,961 | $14,497,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 233,514 | $13,485,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,382,955 | $13,470,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 12,500,000 | $12,203,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 653,069 | $11,932,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,618,007 | $11,391,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 737,465 | $11,305,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 287,866 | $9,779,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 701,118 | $9,500,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 667,282 | $9,182,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 206,000 | $9,070,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 175,663 | $8,794,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 521,841 | $8,730,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 140,772 | $6,698,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 96,153 | $6,268,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 337,004 | $5,527,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 247,800 | $4,919,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 257,454 | $4,699,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 400,000 | $4,500,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 145,000 | $4,336,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 68,401 | $3,828,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 223,236 | $3,440,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 78,401 | $3,374,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 117,601 | $3,365,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 80,971 | $2,716,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 45,054 | $2,485,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 373,582 | $2,294,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 259,365 | $2,070,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368AC4 | Bond | 2,000,000 | $1,979,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 46,279 | $1,977,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 31,209 | $1,786,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36,950 | $1,602,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,486,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,500,000 | $1,335,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 20,000 | $1,206,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 1,000,000 | $1,196,000 | thousands by filing date | principal |
| Accenture PLC | 045008479 | Common Stock | 9,881 | $1,119,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,700 | $1,070,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,000,000 | $993,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $979,000 | thousands by filing date | principal |
| GENPACT LTD | 031412382 | Equity | 36,402 | $977,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 276,353 | $915,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,588 | $761,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,475 | $737,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,726 | $717,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 21,828 | $717,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,905 | $558,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 38,189 | $511,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 8,024 | $509,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 221,600 | $475,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 21,158 | $397,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 423,000 | $396,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 380,600 | $382,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 55,800 | $351,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 197,600 | $288,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 16,300 | $281,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 19,100 | $263,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 102,600 | $242,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 14,625 | $235,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 16,800 | $203,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,500 | $189,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 8,342 | $186,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,000 | $183,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,536 | $183,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,085 | $175,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,500 | $155,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 6,993 | $155,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,100 | $147,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 10,000 | $142,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,100 | $140,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,500 | $121,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,500 | $115,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 36,250 | $115,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,500 | $111,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,500 | $91,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,000 | $86,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 55,700 | $85,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,750 | $72,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,750 | $64,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 4,022,600 | $60,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 3,000 | $59,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,750 | $54,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,000 | $51,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,750 | $50,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 48,000 | $50,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 150,000 | $49,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,000 | $41,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,500 | $40,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 8,300 | $40,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 1,400 | $34,000 | thousands by filing date | |
| HORIZON PHARMA PLC COM USD0.0001 | 057484659 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 575 | $24,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 203,000 | $20,000 | thousands by filing date | call |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 412,800 | $20,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 2,000 | $19,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $14,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 500 | $13,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $13,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 300 | $12,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 300 | $12,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 500 | $12,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 600 | $11,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 300 | $11,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 451,200 | $11,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 500 | $10,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 800 | $9,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $9,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,500 | $9,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 550 | $9,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 100 | $8,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 5,000 | $8,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 2,100 | $7,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 325 | $7,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 70,500 | $7,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 123,000 | $6,000 | thousands by filing date | put |
| TRONC INC | 89703P107 | COM | 5,500 | $6,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 15 | $3,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,000 | $3,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 2,500 | $2,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 10,200 | $2,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 15,000 | $1,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 13,600 | $1,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARKETO INC | 57063L107 | COM | 7,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076381 | this filing | 2016-08-15 | acceptance time not in the bulk data set |