13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-06-08, with 6,457 holding rows worth $160,860,856,000.
- Accession
- 0001140361-16-069030
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 26,349 entries on the cover page, a total value of $160,860,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYRIAD GENETICS INC | 62855J104 | COM | 8,580 | $322,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 51,000 | $322,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,700 | $322,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,803 | $322,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 12,846 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,590 | $321,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 39,566 | $321,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 14,394 | $321,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 13,975 | $320,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,151 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 5,037 | $319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 11,291 | $319,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,552 | $319,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 35,352 | $319,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 48,700 | $319,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,650 | $318,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,423 | $318,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 49,817 | $318,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 33,053 | $318,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,536 | $317,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 14,826 | $317,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 26,641 | $317,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 11,697 | $316,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 19,233 | $316,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 14,998 | $316,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 19,005 | $316,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 55,909 | $315,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 12,111 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,710 | $314,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 21,116 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 34,469 | $314,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,400 | $313,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,569 | $313,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 10,329 | $313,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,600 | $313,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,289 | $312,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 22,291 | $312,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,306 | $311,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 5,903 | $311,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 323,640 | $311,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 13,805 | $310,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 49,332 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,586 | $308,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 10,297 | $308,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 25,000 | $308,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 310,100 | $307,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 21,862 | $307,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,700 | $306,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,183 | $305,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 12,334 | $305,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 21,742 | $305,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,721 | $304,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 25,824 | $304,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 11,777 | $304,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,212 | $303,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,300 | $303,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,203 | $302,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 6,246 | $302,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 53,900 | $301,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 21,786 | $301,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 117,045 | $301,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 7,921 | $301,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 29,699 | $301,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 159,836 | $301,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 16,814 | $300,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 46,443 | $300,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,102 | $300,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,292 | $300,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,700 | $299,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 285,300 | $299,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 51,920 | $299,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,460 | $298,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,918 | $298,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,970 | $298,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 12,161 | $298,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $297,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 62,154 | $297,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 19,168 | $297,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 46,565 | $296,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 9,902 | $296,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 8,920 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 12,179 | $295,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 18,725 | $294,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 21,300 | $294,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $293,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,200 | $293,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,193 | $293,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,292 | $293,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 27,990 | $291,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 10,674 | $291,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,847 | $289,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,317 | $289,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,030 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,288 | $288,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,012 | $288,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 5,520 | $287,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,442 | $286,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 9,032 | $285,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 10,911 | $285,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $285,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,795 | $285,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 12,115 | $285,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,070 | $284,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 16,689 | $284,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 24,317 | $283,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 35,100 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,538 | $283,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,740 | $282,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 13,938 | $282,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 9,865 | $282,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 19,400 | $281,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,387 | $281,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 16,404 | $281,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 20,976 | $281,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,763 | $281,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 27,224 | $281,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,565 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 16,147 | $280,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 60,320 | $279,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,400 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,249 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 18,441 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 10,761 | $278,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 92,354 | $277,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $277,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $276,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 3,200 | $275,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 100,900 | $275,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,676 | $274,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,439 | $273,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 34,015 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 19,421 | $272,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,976 | $272,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,950 | $272,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 100,000 | $272,000 | thousands by filing date | principal |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,500 | $272,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 480,697 | $271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,740 | $271,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 15,649 | $271,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,899 | $271,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 10,025 | $271,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 21,579 | $271,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,000 | $271,000 | thousands by filing date | call |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 17,970 | $271,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,067 | $271,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,297 | $270,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,220 | $270,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $270,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 13,899 | $270,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,708 | $269,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 96,942 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,526 | $269,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,843 | $269,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 64,100 | $269,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 18,092 | $269,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 3,794 | $269,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,937 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,117 | $268,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 17,417 | $268,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19,810 | $267,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 14,856 | $267,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 35,558 | $267,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 19,881 | $267,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 28,893 | $266,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,712 | $265,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,432 | $265,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 45,161 | $265,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 24,041 | $264,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,001 | $263,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 19,299 | $263,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,381 | $263,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $263,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 3,230 | $263,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 21,023 | $262,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 25,990 | $262,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,800 | $262,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 114,387 | $262,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $262,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 36,000 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 5,446 | $261,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 18,547 | $260,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,360 | $260,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,000 | $259,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 9,153 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 18,412 | $259,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,700 | $259,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 21,167 | $259,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 35,365 | $258,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 32,552 | $258,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 8,746 | $258,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 16,451 | $257,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 32,733 | $257,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 26,235 | $257,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 7,218 | $256,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,422 | $255,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 37,552 | $255,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 37,574 | $254,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 22,595 | $254,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 49,600 | $254,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 8,452 | $254,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 10,000 | $254,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,578 | $253,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 12,740 | $253,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 12,935 | $253,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,694 | $252,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 19,301 | $252,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,960 | $251,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,900 | $251,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,485 | $251,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,829 | $250,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,768 | $250,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 30,734 | $250,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 19,745 | $250,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 24,902 | $250,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,204 | $249,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 10,336 | $249,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,752 | $249,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,201 | $248,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,325 | $248,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,590 | $248,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 154,784 | $248,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,899 | $248,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 32,933 | $247,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7,529 | $247,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 10,030 | $247,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 26,258 | $245,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 20,142 | $245,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,701 | $245,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 9,748 | $245,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,500 | $244,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,730 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 16,001 | $244,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 5,266 | $243,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 40,086 | $243,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,800 | $243,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 13,737 | $243,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 17,101 | $243,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 150,716 | $243,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,694 | $243,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 43,724 | $241,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,399 | $241,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 25,000 | $240,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,967 | $239,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,001 | $239,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,125 | $239,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 20,512 | $239,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 27,055 | $239,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,289 | $239,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,778 | $238,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,173 | $238,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 15,569 | $238,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,192 | $237,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 19,022 | $237,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 23,566 | $237,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $237,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 11,204 | $237,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 14,075 | $236,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,383 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,990 | $235,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 15,841 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 6,132 | $235,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 20,768 | $234,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,524 | $234,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,649 | $233,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 7,685 | $233,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 6,000 | $233,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 10,300 | $232,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 79,052 | $232,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 25,854 | $232,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 28,902 | $232,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 15,034 | $232,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,683 | $231,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 51,627 | $231,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 19,246 | $231,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 9,200 | $229,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 12,915 | $229,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,000 | $228,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 8,222 | $228,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,652 | $228,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,800 | $227,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,769 | $226,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 11,010 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,051 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,459 | $226,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,630 | $226,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 27,103 | $225,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,900 | $225,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 105,222 | $224,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 28,099 | $224,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 12,723 | $223,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,827 | $223,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,800 | $223,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,300 | $222,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 19,810 | $222,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,273 | $221,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 13,933 | $221,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 17,900 | $220,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $220,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,400 | $219,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 2,429 | $219,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,426 | $219,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $219,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 10,261 | $219,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 26,784 | $218,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,000 | $218,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 28,537 | $218,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 17,634 | $218,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 305,000 | $218,000 | thousands by filing date | principal |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,105 | $217,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 5,074 | $217,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,604 | $216,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 21,132 | $216,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,159 | $216,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,118 | $216,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 58,247 | $216,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 98,076 | $215,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,841 | $215,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,900 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 5,020 | $215,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,900 | $214,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 30,657 | $214,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,233 | $214,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 14,390 | $214,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,408 | $213,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,701 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,339 | $213,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 28,090 | $213,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 32,197 | $213,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 24,818 | $213,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 15,213 | $213,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 21,856 | $212,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,455 | $212,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 12,884 | $212,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,686 | $211,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,850 | $211,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,882 | $211,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 10,030 | $211,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,503 | $210,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,689 | $209,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $209,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 63,247 | $209,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 18,400 | $209,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 19,722 | $209,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,828 | $208,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 18,200 | $208,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,050 | $207,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,420 | $207,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 15,100 | $207,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,806 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 8,324 | $207,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,396 | $206,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36,900 | $206,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 22,204 | $206,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 15,398 | $206,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,300 | $205,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,051 | $205,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,254 | $205,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 18,860 | $205,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2,500 | $204,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,602 | $204,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,901 | $203,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,100 | $202,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 6,638 | $202,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $202,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 2,705 | $202,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,275 | $201,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,394 | $201,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,591 | $200,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 8,367 | $200,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 29,332 | $200,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 12,664 | $200,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 136,654 | $200,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 49,370 | $199,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 19,890 | $199,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 17,605 | $198,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,961 | $198,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 17,247 | $197,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,487 | $197,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,900 | $197,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,203 | $197,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,022 | $197,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 14,300 | $197,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,747 | $197,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 11,751 | $196,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 15,000 | $193,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,132 | $193,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,702 | $193,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 8,634 | $193,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $193,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 17,400 | $192,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,860 | $192,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13,220 | $192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,500 | $192,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,930 | $192,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $192,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,381 | $192,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 7,900 | $192,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,926 | $191,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,679 | $191,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 9,349 | $191,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,967 | $191,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 7,348 | $191,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,288 | $191,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 51,965 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,632 | $189,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,400 | $189,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,007 | $189,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,400 | $188,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 18,553 | $188,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 21,097 | $188,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,304 | $187,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,762 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 3,983 | $187,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 62,836 | $187,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 26,094 | $187,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 36,231 | $187,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,332 | $187,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,340 | $186,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 13,301 | $186,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 42,701 | $186,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,600 | $185,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,448 | $185,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 190,000 | $185,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 800 | $184,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 35,819 | $184,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 73,002 | $183,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,590 | $182,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,200 | $182,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 30,650 | $181,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,891 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 10,316 | $181,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,465 | $181,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $181,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,379 | $179,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 34,500 | $179,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 5,622 | $179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 16,037 | $179,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 7,160 | $179,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 15,417 | $179,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,600 | $178,000 | thousands by filing date | call |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 6,395 | $178,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,868 | $177,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 5,185 | $177,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,900 | $176,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,521 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,090 | $176,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 14,454 | $176,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,785 | $175,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,057 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,907 | $174,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,570 | $174,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 17,560 | $174,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 74,378 | $173,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 7,712 | $173,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,670 | $173,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 44,388 | $173,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 8,293 | $173,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,915 | $172,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 19,007 | $172,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,923 | $171,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,998 | $171,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 43,911 | $171,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,615 | $170,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,351 | $169,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 6,759 | $169,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,198 | $168,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,607 | $168,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,813 | $168,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 12,828 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,204 | $167,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,178 | $167,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,658 | $167,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 8,640 | $167,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3,234 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 8,342 | $166,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 6,565 | $166,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,610 | $166,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,489 | $165,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 18,299 | $165,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 40,850 | $165,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,725 | $164,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 18,731 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,814 | $164,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 23,086 | $164,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 11,729 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 10,160 | $164,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 7,574 | $164,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,400 | $163,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,639 | $163,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 5,454 | $163,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 6,909 | $163,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 7,507 | $163,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,595 | $162,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,500 | $162,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,699 | $162,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 32,073 | $162,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 6,870 | $161,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $160,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | this filing | 2016-06-08 | acceptance time not in the bulk data set |