13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-06-08, with 6,457 holding rows worth $160,860,856,000.
- Accession
- 0001140361-16-069030
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 26,349 entries on the cover page, a total value of $160,860,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEROIL CORP | 460951106 | COM | 18,955 | $603,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 16,320 | $603,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,867 | $602,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 37,594 | $602,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 78,234 | $601,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 24,626 | $600,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,156 | $599,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $599,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 56,924 | $598,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,493 | $597,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 116,045 | $596,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 42,836 | $594,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 97,209 | $592,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 54,887 | $592,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 27,198 | $591,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 12,454 | $591,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 42,200 | $591,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,051 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 19,166 | $589,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 39,779 | $588,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 23,463 | $588,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,600 | $587,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 16,758 | $586,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 24,159 | $586,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 46,994 | $586,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 49,759 | $585,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 42,791 | $585,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 66,074 | $584,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,774 | $583,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 11,442 | $583,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,400 | $582,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 23,365 | $582,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,054 | $581,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 5,492 | $581,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,630 | $579,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 46,425 | $578,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 14,066 | $577,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 31,221 | $577,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,800 | $575,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 78,905 | $574,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 24,349 | $574,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 20,007 | $574,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 21,418 | $573,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 26,335 | $569,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 5,698 | $569,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 131,522 | $569,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 39,046 | $569,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 54,116 | $568,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 10,052 | $568,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 133,490 | $567,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 13,749 | $566,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 10,754 | $565,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 19,979 | $565,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 7,135 | $564,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 15,473 | $564,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,713 | $563,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 13,806 | $563,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 19,534 | $563,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,900 | $562,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 33,650 | $561,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,731 | $560,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 13,874 | $558,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,000 | $556,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,000 | $556,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 15,633 | $556,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 44,952 | $556,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 24,145 | $555,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 33,062 | $552,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 7,600 | $552,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 20,579 | $552,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 24,222 | $552,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 39,756 | $552,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 33,591 | $551,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 21,481 | $551,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 34,934 | $550,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 43,682 | $549,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 22,948 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 14,500 | $549,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 60,000 | $548,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,016 | $548,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 11,752 | $547,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 132,400 | $547,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 387,705 | $547,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,900 | $546,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 20,354 | $544,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 60,000 | $543,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 16,574 | $542,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,993 | $539,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 15,718 | $538,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 71,737 | $538,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 17,620 | $536,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 12,913 | $536,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 1,621,664 | $535,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 25,329 | $535,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 11,270 | $534,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 59,600 | $531,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $531,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 21,280 | $529,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 90,099 | $529,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,463 | $527,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,759 | $526,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 34,376 | $526,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 34,648 | $526,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,350 | $523,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 34,913 | $523,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 24,549 | $523,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 21,090 | $522,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 34,000 | $521,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 52,000 | $521,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $520,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,300 | $519,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 38,073 | $518,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 15,322 | $518,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 22,668 | $516,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 6,140 | $516,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 24,735 | $515,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 24,071 | $513,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 13,200 | $512,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 9,799 | $511,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 58,376 | $511,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $511,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 48,800 | $511,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 37,341 | $511,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 22,942 | $510,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,957 | $509,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 57,089 | $508,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 46,414 | $507,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 35,468 | $507,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,522 | $506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 25,258 | $505,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 31,623 | $504,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 28,130 | $504,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 7,929 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,484 | $504,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $504,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 10,929 | $503,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 43,200 | $503,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 32,304 | $503,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,478 | $503,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 37,731 | $501,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,801 | $500,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 19,389 | $499,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,830 | $499,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 28,421 | $498,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 91,339 | $498,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 38,370 | $498,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,750 | $498,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,300 | $497,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 64,385 | $497,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,026 | $496,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 17,292 | $496,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 36,942 | $496,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,100 | $494,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 47,943 | $494,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 127,339 | $494,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $494,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,562 | $493,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,200 | $492,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,927 | $491,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,500 | $490,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 9,822 | $490,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 14,533 | $490,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 8,123 | $488,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 23,029 | $487,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 71,373 | $487,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,600 | $485,000 | thousands by filing date | call |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 34,796 | $485,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 22,665 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 9,563 | $484,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,321 | $484,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 11,934 | $484,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 154,113 | $484,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 117,197 | $484,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 7,368 | $483,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 25,000 | $483,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 19,268 | $482,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,764 | $481,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 27,757 | $481,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 26,577 | $481,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,441 | $480,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,000 | $480,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 23,076 | $480,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 30,322 | $480,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 2,000 | $480,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 19,750 | $480,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 153,281 | $477,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 23,199 | $477,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 22,750 | $477,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 73,200 | $477,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 25,862 | $476,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 167,020 | $474,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 9,000 | $474,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 61,670 | $474,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 35,500 | $472,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 22,788 | $472,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 13,860 | $470,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 39,284 | $470,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 2,542,400 | $470,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,417 | $469,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 21,860 | $469,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 151,212 | $469,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 31,749 | $469,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,855 | $468,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 19,248 | $468,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 61,897 | $468,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 21,800 | $467,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 124,222 | $466,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 85,821 | $466,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 39,661 | $466,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 35,407 | $465,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 25,576 | $465,000 | thousands by filing date | |
| DBX ETF TR | 233051572 | XTRCK MSC AUSTLA | 19,296 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 21,281 | $463,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 8,023 | $463,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,425 | $462,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 30,266 | $461,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,650 | $461,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 29,175 | $461,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,375 | $460,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 43,506 | $460,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 33,664 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 26,901 | $456,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 32,521 | $456,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,500 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,204 | $456,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 36,137 | $455,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 41,684 | $454,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 22,969 | $454,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 144,110 | $454,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 38,026 | $453,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 20,459 | $452,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 7,500 | $451,000 | thousands by filing date | put |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 4,579 | $451,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 10,645 | $449,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 53,032 | $448,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $448,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 55,528 | $448,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,642 | $445,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 13,719 | $444,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 18,862 | $444,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 63,314 | $443,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,960 | $443,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 10,617 | $442,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 19,176 | $442,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 13,250 | $442,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $442,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,800 | $441,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 27,846 | $439,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 38,365 | $439,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,784 | $438,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 21,011 | $438,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $438,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 11,554 | $438,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 23,524 | $437,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,515 | $437,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 54,493 | $436,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,106 | $436,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 30,000 | $434,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 30,000 | $434,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 62,052 | $434,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 52,200 | $433,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 100,096 | $433,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 20,824 | $432,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 31,046 | $432,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 37,684 | $431,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 84,439 | $430,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 40,765 | $430,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 36,401 | $430,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 19,848 | $429,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,405 | $429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,000 | $429,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 60,394 | $428,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $428,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 37,713 | $428,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,000 | $427,000 | thousands by filing date | call |
| Powershares ETF KBW Insurance | 73936q777 | COM | 8,695 | $427,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $426,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 19,485 | $426,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 12,174 | $426,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,429 | $424,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 26,953 | $424,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 15,685 | $423,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 32,603 | $422,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,000 | $422,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,495 | $422,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 43,620 | $422,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 63,210 | $422,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,900 | $421,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 4,284 | $420,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,472 | $420,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 27,500 | $420,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 52,300 | $420,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 12,384 | $420,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,700 | $419,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 16,998 | $419,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 23,262 | $419,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,100 | $418,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 26,881 | $418,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 39,900 | $418,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 11,351 | $418,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,999 | $417,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 185,063 | $416,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 19,774 | $416,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 48,695 | $415,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 765,102 | $415,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,214 | $412,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,250 | $412,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,211 | $412,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 37,509 | $411,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 33,021 | $411,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,800 | $410,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 22,582 | $410,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 29,000 | $410,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 66,169 | $409,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 36,906 | $409,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 17,207 | $408,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 42,809 | $408,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 26,255 | $408,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 36,885 | $408,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 32,881 | $407,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 13,960 | $407,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,392 | $406,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,235 | $406,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,700 | $406,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 160,606 | $406,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,000 | $405,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,200 | $405,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 17,864 | $405,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 50,060 | $404,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,100 | $404,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 10,015 | $403,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 23,305 | $403,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,751 | $402,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,457 | $401,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 67,070 | $401,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 20,428 | $401,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 33,257 | $401,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $400,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $400,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,000 | $400,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,332 | $400,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 6,258 | $399,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 22,075 | $399,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 15,807 | $398,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 40,000 | $398,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 150,000 | $398,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 50,000 | $397,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 59,521 | $396,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 8,087 | $395,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 12,131 | $395,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 28,474 | $395,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 48,966 | $395,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,626 | $394,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 10,000 | $393,000 | thousands by filing date | put |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $391,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,500 | $390,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 27,211 | $390,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 28,763 | $389,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 43,600 | $388,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 28,063 | $388,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 11,551 | $388,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 11,483 | $387,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $387,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 4,545 | $385,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 9,546 | $385,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 5,138 | $384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 25,655 | $384,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 23,001 | $384,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 64,559 | $383,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 38,725 | $383,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 24,271 | $382,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 22,536 | $382,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,504 | $382,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,886 | $381,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 94,439 | $381,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 11,581 | $381,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,600 | $380,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 14,053 | $380,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,042 | $379,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 12,631 | $379,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 14,199 | $379,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 270,430 | $379,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,602 | $378,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 402,128 | $378,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 50,190 | $378,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 11,572 | $378,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,029 | $377,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 45,920 | $377,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 15,039 | $376,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 66,651 | $375,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 29,832 | $375,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 13,964 | $374,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,466 | $373,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $373,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 28,049 | $372,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 40,594 | $372,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 61,086 | $371,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,185 | $370,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,679 | $369,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 40,000 | $369,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 59,946 | $369,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 15,903 | $369,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,100 | $367,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,108 | $367,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 18,428 | $366,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 64,090 | $366,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,331 | $366,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 12,274 | $365,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 9,779 | $364,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 13,634 | $363,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 25,220 | $363,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 45,148 | $363,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 17,503 | $362,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 12,571 | $362,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 70,775 | $362,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 5,163 | $362,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 16,925 | $361,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 17,564 | $360,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 15,499 | $359,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,522 | $359,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,659 | $357,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 31,751 | $357,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 24,360 | $357,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 15,172 | $356,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 8,532 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,354 | $354,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 8,461 | $353,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 43,802 | $353,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 25,052 | $353,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 20,220 | $353,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 22,355 | $353,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $353,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,295 | $352,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 35,700 | $352,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,443 | $352,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18,887 | $350,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 18,803 | $348,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 19,827 | $347,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 17,679 | $347,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 6,835 | $346,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 47,067 | $346,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 23,484 | $346,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 14,878 | $345,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,994 | $345,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 24,527 | $345,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 23,065 | $344,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 16,200 | $344,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 22,363 | $344,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 20,151 | $344,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 28,892 | $343,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 13,915 | $343,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,654 | $342,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 35,666 | $342,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 34,086 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,918 | $342,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $342,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 10,353 | $341,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 11,740 | $340,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 74,415 | $340,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,900 | $339,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,996 | $339,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,260 | $339,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 12,764 | $339,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,456 | $338,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,489 | $338,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 11,204 | $338,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 35,130 | $338,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 18,137 | $337,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 18,468 | $336,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 13,120 | $336,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,946 | $335,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 31,708 | $335,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $335,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,000 | $334,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 33,661 | $334,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 19,474 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,094 | $333,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,000 | $333,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 28,725 | $333,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 101,793 | $333,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,000 | $332,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 55,452 | $332,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 95,615 | $332,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 31,488 | $332,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 74,663 | $331,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,500 | $331,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 16,441 | $330,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,800 | $329,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 17,861 | $329,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,326 | $328,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 55,397 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,963 | $326,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 58,312 | $326,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100,000 | $326,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 17,608 | $326,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 20,701 | $324,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,600 | $324,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 20,135 | $324,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 97,800 | $323,000 | thousands by filing date | put |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 18,033 | $323,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | this filing | 2016-06-08 | acceptance time not in the bulk data set |