13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-06-08, with 6,457 holding rows worth $160,860,856,000.
- Accession
- 0001140361-16-069030
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 26,349 entries on the cover page, a total value of $160,860,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 27,000 | $3,759,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 27,000 | $3,759,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 50,000 | $3,750,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 51,600 | $3,744,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 303,000 | $3,732,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 95,669 | $3,724,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 267,635 | $3,720,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 230,101 | $3,716,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 240,115 | $3,715,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 257,041 | $3,712,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 193,994 | $3,709,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 175,000 | $3,707,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 175,000 | $3,707,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 108,145 | $3,707,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,036,681 | $3,701,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 25,981 | $3,701,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 55,928 | $3,690,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 204,964 | $3,687,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 82,500 | $3,686,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 143,712 | $3,685,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 59,057 | $3,678,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 178,278 | $3,672,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 53,209 | $3,659,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 234,856 | $3,655,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 525,132 | $3,649,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,577 | $3,638,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $3,631,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 307,211 | $3,631,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 124,705 | $3,629,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 118,167 | $3,628,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 63,629 | $3,614,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 50,000 | $3,612,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 118,354 | $3,605,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 64,900 | $3,600,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 82,004 | $3,595,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 56,265 | $3,585,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 906,953 | $3,583,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 110,683 | $3,582,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 850,000 | $3,579,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 443,507 | $3,574,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 869,000 | $3,569,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 50,156 | $3,567,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 287,327 | $3,566,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 133,311 | $3,564,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 132,270 | $3,558,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 185,629 | $3,553,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 134,000 | $3,551,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 131,300 | $3,545,000 | thousands by filing date | call |
| TECOGEN INC NEW | 87876P201 | COM NEW | 904,106 | $3,535,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 220,000 | $3,532,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 191,600 | $3,508,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 50,000 | $3,508,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 441,959 | $3,506,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 145,953 | $3,499,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 263,883 | $3,491,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 175,944 | $3,486,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 60,286 | $3,484,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 33,900 | $3,474,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 73,400 | $3,472,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 99,975 | $3,467,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 106,673 | $3,464,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 57,634 | $3,463,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 37,312 | $3,460,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,097,000 | $3,441,000 | thousands by filing date | principal |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 54,000 | $3,419,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 84,300 | $3,414,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 150,850 | $3,414,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 610,000 | $3,410,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 92,987 | $3,404,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,991 | $3,403,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,600 | $3,391,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 211,074 | $3,391,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 68,182 | $3,363,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 814,729 | $3,356,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 157,573 | $3,355,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 44,080 | $3,353,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,600 | $3,352,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 550,000 | $3,350,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 149,401 | $3,349,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 72,835 | $3,347,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 106,000 | $3,343,000 | thousands by filing date | put |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 67,663 | $3,339,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 161,463 | $3,339,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 83,393 | $3,327,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 134,725 | $3,326,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 136,675 | $3,321,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 31,829 | $3,310,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 81,696 | $3,309,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 26,109 | $3,309,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 44,790 | $3,305,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 170,922 | $3,302,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 98,348 | $3,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 53,841 | $3,287,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 185,000 | $3,280,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 112,726 | $3,275,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 57,500 | $3,275,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 468,003 | $3,272,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 701,365 | $3,268,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 173,631 | $3,263,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 161,054 | $3,258,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 181,712 | $3,258,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 400,981 | $3,256,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 26,910 | $3,231,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,500 | $3,222,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 69,588 | $3,218,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 63,492 | $3,213,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 110,300 | $3,210,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 67,086 | $3,205,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 102,177 | $3,204,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 78,000 | $3,204,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 51,241 | $3,202,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 251,988 | $3,201,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 353,168 | $3,196,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 243,172 | $3,193,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 574,660 | $3,190,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 115,141 | $3,188,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 78,633 | $3,178,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,165,000 | $3,172,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 112,968 | $3,160,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 56,861 | $3,156,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 188,754 | $3,150,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 129,777 | $3,144,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 123,706 | $3,142,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 26,644 | $3,141,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 76,058 | $3,130,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 195,412 | $3,130,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 54,300 | $3,126,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 30,876 | $3,125,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 56,458 | $3,111,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 128,612 | $3,111,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 441,817 | $3,106,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 360,441 | $3,101,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 194,790 | $3,099,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 39,400 | $3,095,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 29,200 | $3,094,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 125,775 | $3,094,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 38,856 | $3,092,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 36,924 | $3,081,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 318,072 | $3,078,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 50,100 | $3,076,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 75,800 | $3,068,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 108,141 | $3,065,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 225,899 | $3,065,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 190,700 | $3,065,000 | thousands by filing date | put |
| POST PPTYS INC | 737464107 | COM | 51,283 | $3,065,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 345,798 | $3,061,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 44,626 | $3,048,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 25,564 | $3,045,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 193,918 | $3,037,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 91,694 | $3,033,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 172,661 | $3,033,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 50,383 | $3,030,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,422,706 | $3,030,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 52,927 | $3,028,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 69,052 | $3,026,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,100 | $3,021,000 | thousands by filing date | call |
| MARKIT LTD | G58249106 | SHS | 85,430 | $3,021,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 74,900 | $3,016,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 77,489 | $3,014,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 38,631 | $3,008,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 756,915 | $2,990,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 31,988 | $2,989,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 249,538 | $2,985,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 48,597 | $2,977,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 76,995 | $2,972,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 53,919 | $2,971,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 64,000 | $2,966,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 1,341,502 | $2,965,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 46,814 | $2,962,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500,666 | $2,960,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 65,000 | $2,960,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 117,551 | $2,957,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 46,126 | $2,955,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 116,796 | $2,948,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 2,500,000 | $2,936,000 | thousands by filing date | principal |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 185,500 | $2,931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 150,000 | $2,927,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 264,482 | $2,925,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 40,987 | $2,919,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 42,500 | $2,919,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 130,798 | $2,918,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 217,054 | $2,917,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 50,883 | $2,900,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 114,594 | $2,898,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 230,335 | $2,898,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 121,325 | $2,896,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 39,087 | $2,896,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 33,585 | $2,892,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 20,000 | $2,881,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 45,560 | $2,875,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 86,011 | $2,869,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 246,132 | $2,869,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 128,865 | $2,868,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 77,900 | $2,867,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 25,500 | $2,865,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 240,439 | $2,863,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 45,607 | $2,855,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 20,822 | $2,850,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 12,847 | $2,831,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 231,659 | $2,830,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 32,347 | $2,829,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 7,154 | $2,826,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 83,736 | $2,824,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 23,769 | $2,817,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 99,424 | $2,814,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 29,200 | $2,808,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 97,103 | $2,808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 113,919 | $2,808,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 156,200 | $2,807,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 44,013 | $2,800,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 154,317 | $2,799,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 208,746 | $2,794,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 31,493 | $2,790,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 152,848 | $2,790,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 268,097 | $2,786,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 156,365 | $2,786,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 127,778 | $2,786,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,214,656 | $2,781,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 34,900 | $2,776,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 67,164 | $2,775,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 17,307 | $2,775,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 91,525 | $2,774,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 83,394 | $2,769,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 415,355 | $2,758,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 103,465 | $2,737,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 18,816 | $2,732,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 145,876 | $2,730,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 73,878 | $2,726,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 55,503 | $2,715,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 163,135 | $2,708,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 180,482 | $2,702,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 46,536 | $2,701,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 238,900 | $2,697,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 27,991 | $2,696,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 40,000 | $2,695,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 26,185 | $2,685,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 15,064 | $2,682,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 143,395 | $2,681,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,110 | $2,678,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 83,668 | $2,677,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 25,000 | $2,676,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 53,603 | $2,675,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 120,914 | $2,673,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 82,338 | $2,670,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 220,711 | $2,664,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 88,394 | $2,660,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 807,213 | $2,656,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 72,224 | $2,654,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 38,595 | $2,652,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 56,954 | $2,648,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 95,000 | $2,642,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 31,735 | $2,636,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 56,282 | $2,634,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 99,401 | $2,627,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 118,429 | $2,626,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 55,011 | $2,617,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 59,490 | $2,617,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 177,969 | $2,616,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 27,627 | $2,611,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 34,177 | $2,608,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 102,757 | $2,606,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 64,068 | $2,600,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 183,921 | $2,599,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 82,569 | $2,594,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 86,653 | $2,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 44,924 | $2,590,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 300,000 | $2,586,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 160,977 | $2,576,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 137,655 | $2,574,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 47,246 | $2,567,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 50,576 | $2,567,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 211,208 | $2,548,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 239,358 | $2,547,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 731,529 | $2,546,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 98,599 | $2,540,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 47,933 | $2,539,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 85,917 | $2,538,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,000 | $2,535,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 196,404 | $2,530,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 294,190 | $2,527,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 107,198 | $2,524,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 178,706 | $2,522,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 59,549 | $2,516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 80,400 | $2,514,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 18,100 | $2,512,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 29,913 | $2,511,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 51,113 | $2,510,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 79,413 | $2,505,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 168,152 | $2,504,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 82,000 | $2,502,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 263,456 | $2,500,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 46,511 | $2,499,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,000,000 | $2,495,000 | thousands by filing date | principal |
| EXACTECH INC | 30064E109 | COM | 122,945 | $2,491,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 45,200 | $2,486,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 32,340 | $2,482,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 21,700 | $2,481,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 98,072 | $2,478,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 29,200 | $2,477,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 211,628 | $2,477,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100,000 | $2,477,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 186,272 | $2,476,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 134,871 | $2,453,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 236,900 | $2,452,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 60,600 | $2,448,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 124,751 | $2,443,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 348,576 | $2,439,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 55,061 | $2,432,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 44,181 | $2,430,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 335,820 | $2,421,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 71,393 | $2,420,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 68,711 | $2,418,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 202,000 | $2,416,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 56,543 | $2,413,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 277,217 | $2,412,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 214,105 | $2,408,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 74,000 | $2,407,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 39,400 | $2,406,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 43,424 | $2,405,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 32,617 | $2,389,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 45,000 | $2,388,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 326,766 | $2,378,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 34,742 | $2,375,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 50,900 | $2,372,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 70,000 | $2,372,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 70,000 | $2,372,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 99,006 | $2,367,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,783 | $2,366,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 178,005 | $2,366,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 19,421 | $2,364,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 77,102 | $2,358,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 164,339 | $2,358,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 38,566 | $2,357,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 32,500 | $2,348,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 139,256 | $2,348,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 166,478 | $2,346,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 24,640 | $2,345,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 116,353 | $2,338,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 84,096 | $2,332,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 17,286 | $2,330,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 125,040 | $2,329,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 174,016 | $2,328,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 60,308 | $2,324,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 34,900 | $2,321,000 | thousands by filing date | call |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 157,430 | $2,320,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,949 | $2,317,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 31,639 | $2,312,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 66,000 | $2,296,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 19,402 | $2,292,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 101,500 | $2,286,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 98,173 | $2,286,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 134,200 | $2,284,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 75,000 | $2,277,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 65,656 | $2,276,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 83,188 | $2,273,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 24,300 | $2,270,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 432,263 | $2,269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 25,074 | $2,259,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 64,492 | $2,258,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 30,070 | $2,257,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,000 | $2,254,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 125,743 | $2,252,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 57,702 | $2,248,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 216,093 | $2,245,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 203,262 | $2,242,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 120,953 | $2,238,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 20,874 | $2,238,000 | thousands by filing date | principal |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 46,791 | $2,237,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 48,445 | $2,236,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 152,662 | $2,235,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 203,564 | $2,231,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 17,998 | $2,229,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 64,027 | $2,227,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 123,897 | $2,227,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 49,250 | $2,219,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 237,003 | $2,218,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 33,207 | $2,215,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19,167 | $2,215,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 102,810 | $2,210,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 673,555 | $2,209,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 46,901 | $2,209,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 33,344 | $2,209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 31,530 | $2,201,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 44,899 | $2,193,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 32,908 | $2,189,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 143,852 | $2,183,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 123,526 | $2,182,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 106,895 | $2,182,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 63,441,000 | $2,181,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 87,662 | $2,174,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73,475 | $2,173,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 266,621 | $2,170,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 118,696 | $2,169,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 28,500 | $2,168,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 55,400 | $2,164,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 83,500 | $2,163,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 94,366 | $2,163,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 231,735 | $2,162,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 72,985 | $2,158,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 127,005 | $2,156,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 27,400 | $2,153,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 35,709 | $2,153,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 119,808 | $2,150,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 250,000 | $2,148,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 69,300 | $2,143,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 49,314 | $2,142,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 71,801 | $2,134,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $2,128,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 47,700 | $2,116,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 142,590 | $2,116,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,700 | $2,115,000 | thousands by filing date | put |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 97,791 | $2,111,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 173,107 | $2,111,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 45,000 | $2,103,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 53,321 | $2,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 106,099 | $2,097,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 61,923 | $2,096,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 37,331 | $2,093,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 26,418 | $2,093,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 93,252 | $2,093,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,000 | $2,092,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 43,286 | $2,090,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 58,888 | $2,088,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $2,085,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 67,528 | $2,085,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 52,805 | $2,083,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 47,000 | $2,082,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 210,762 | $2,080,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 75,851 | $2,080,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 306,900 | $2,078,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 134,735 | $2,070,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 47,191 | $2,069,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 30,500 | $2,065,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 136,417 | $2,063,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 472,753 | $2,062,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 49,785 | $2,061,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 37,403 | $2,060,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 146,500 | $2,057,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 160,000 | $2,054,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 94,407 | $2,039,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 36,719 | $2,037,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 73,468 | $2,036,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 26,828 | $2,032,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 37,446 | $2,030,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 400,793 | $2,029,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 49,026 | $2,024,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 78,088 | $2,023,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 151,743 | $2,021,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 48,297 | $2,019,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 81,371 | $2,017,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 15,659 | $2,016,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 42,435 | $2,012,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 50,962 | $2,010,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,260 | $2,008,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 17,456 | $2,005,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 26,300 | $2,001,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 122,411 | $2,000,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 64,669 | $1,999,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 321,614 | $1,997,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 62,508 | $1,996,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 125,453 | $1,996,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 157,030 | $1,996,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 75,000 | $1,994,000 | thousands by filing date | put |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 52,938 | $1,989,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 253,364 | $1,989,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 31,487 | $1,977,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 57,400 | $1,977,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 23,952 | $1,976,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 2,147 | $1,973,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 65,157 | $1,971,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 118,292 | $1,968,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 35,681 | $1,963,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 40,800 | $1,962,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100,000 | $1,961,000 | thousands by filing date | principal |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 89,209 | $1,958,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 150,400 | $1,957,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 109,952 | $1,957,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7,300 | $1,957,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 53,097 | $1,957,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 194,130 | $1,957,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 64,980 | $1,952,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 141,438 | $1,951,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 39,498 | $1,950,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 69,939 | $1,949,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 21,885 | $1,942,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 155,100 | $1,942,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 91,819 | $1,939,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 35,990 | $1,938,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 89,586 | $1,935,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 128,655 | $1,934,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 79,012 | $1,933,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100,000 | $1,931,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 137,558 | $1,930,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 44,428 | $1,929,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,504,000 | $1,927,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 36,015 | $1,925,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 50,000 | $1,922,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 50,000 | $1,922,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 82,034 | $1,921,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 74,601 | $1,921,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | this filing | 2016-06-08 | acceptance time not in the bulk data set |