13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-06-08, with 6,457 holding rows worth $160,860,856,000.
- Accession
- 0001140361-16-069030
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 26,349 entries on the cover page, a total value of $160,860,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 99,478 | $8,380,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 199,619 | $8,380,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 185,446 | $8,330,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 964,630 | $8,314,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 294,104 | $8,305,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 173,001 | $8,304,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 158,195 | $8,276,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 159,828 | $8,275,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 224,762 | $8,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 677,448 | $8,242,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 497,600 | $8,235,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 399,499 | $8,226,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 309,644 | $8,224,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 302,307 | $8,211,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 124,885 | $8,195,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 69,673 | $8,144,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 196,110 | $8,137,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 444,818 | $8,132,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 210,000 | $8,106,000 | thousands by filing date | call |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,000,071 | $8,106,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 151,453 | $8,103,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 160,316 | $8,096,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 112,066 | $8,080,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 174,567 | $8,061,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 841,408 | $8,044,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 42,100 | $8,036,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 792,257 | $8,017,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 589,800 | $8,009,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 93,103 | $7,991,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 94,784 | $7,970,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 317,031 | $7,958,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 139,522 | $7,957,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 248,256 | $7,956,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 63,819 | $7,918,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 61,900 | $7,857,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 79,742 | $7,852,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 237,825 | $7,849,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 304,949 | $7,847,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 194,233 | $7,840,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 119,541 | $7,830,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 373,422 | $7,813,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 400,100 | $7,806,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 203,574 | $7,794,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 234,254 | $7,786,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 52,097 | $7,749,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 105,000 | $7,705,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 155,448 | $7,685,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 647,915 | $7,613,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 215,359 | $7,605,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 245,480 | $7,590,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 91,361 | $7,565,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 568,404 | $7,509,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 272,279 | $7,495,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 213,546 | $7,493,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 67,691 | $7,485,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 196,449 | $7,484,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,800 | $7,477,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 7,468,000 | $7,476,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 81,300 | $7,468,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 203,181 | $7,451,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 120,400 | $7,401,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 570,202 | $7,401,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 650,905 | $7,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 523,334 | $7,389,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 111,298 | $7,378,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 73,633 | $7,378,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 80,930 | $7,335,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 104,678 | $7,328,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 147,420 | $7,327,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 180,717 | $7,325,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 115,483 | $7,311,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 4,980,000 | $7,294,000 | thousands by filing date | principal |
| BROADCOM LTD | Y09827109 | SHS | 47,000 | $7,262,000 | thousands by filing date | put |
| GSI GROUP INC | 36191C205 | COM | 510,875 | $7,234,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 140,000 | $7,232,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 177,962 | $7,208,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 69,556 | $7,176,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 95,807 | $7,173,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 86,476 | $7,167,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 264,146 | $7,153,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 47,700 | $7,152,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 232,701 | $7,128,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 94,862 | $7,125,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 97,747 | $7,118,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 198,100 | $7,114,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 943,189 | $7,113,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 347,556 | $7,107,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 289,109 | $7,105,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,502,000 | $7,101,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 72,816 | $7,090,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 774,900 | $7,083,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 57,077 | $7,080,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 68,587 | $7,069,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 128,997 | $7,048,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 301,376 | $7,044,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 404,550 | $7,039,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 359,267 | $7,010,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 70,000 | $7,007,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 388,693 | $6,992,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 109,000 | $6,991,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 450,766 | $6,978,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 881,380 | $6,972,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 185,665 | $6,967,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 329,350 | $6,956,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 146,206 | $6,949,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 231,936 | $6,926,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 411,142 | $6,911,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 94,921 | $6,909,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 299,509 | $6,907,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 96,153 | $6,906,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,175,600 | $6,866,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 718,752 | $6,835,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 155,595 | $6,828,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 190,113 | $6,811,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 235,490 | $6,811,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 248,666 | $6,781,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 79,258 | $6,774,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 143,015 | $6,769,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 159,286 | $6,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 151,338 | $6,752,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 733,432 | $6,745,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 69,329 | $6,739,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 756,373 | $6,739,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 190,513 | $6,737,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 73,717 | $6,736,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 57,346 | $6,727,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,248,000 | $6,727,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 93,100 | $6,723,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 147,333 | $6,682,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 88,823 | $6,663,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 248,227 | $6,662,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,500 | $6,650,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 114,803 | $6,639,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 180,000 | $6,629,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 32,751 | $6,629,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 176,796 | $6,623,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,600 | $6,609,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 36,111 | $6,606,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 427,747 | $6,596,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,806 | $6,594,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 694,160 | $6,588,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 27,968 | $6,577,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 121,377 | $6,575,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 355,780 | $6,571,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,932,300 | $6,570,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 182,910 | $6,565,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 210,975 | $6,559,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 205,935 | $6,554,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 147,079 | $6,532,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 452,538 | $6,511,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 176,651 | $6,510,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 69,906 | $6,504,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 225,959 | $6,503,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 69,476 | $6,488,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 42,469 | $6,485,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 75,147 | $6,472,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 6,470,000 | $6,470,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 298,781 | $6,435,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 217,304 | $6,428,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 224,413 | $6,425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 109,080 | $6,425,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,300 | $6,408,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 123,800 | $6,398,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 59,342 | $6,381,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 812,667 | $6,379,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 325,837 | $6,370,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 364,971 | $6,343,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 309,960 | $6,336,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,070,000 | $6,326,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 135,012 | $6,302,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 62,576 | $6,300,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 895,197 | $6,276,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 263,520 | $6,259,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 384,000 | $6,232,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 400,000 | $6,212,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 728,357 | $6,206,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 110,194 | $6,193,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 58,460 | $6,191,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 94,751 | $6,174,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 147,247 | $6,167,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 90,000 | $6,162,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 139,434 | $6,159,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 247,329 | $6,155,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 117,388 | $6,145,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 385,747 | $6,137,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 318,218 | $6,132,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,211,611 | $6,106,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 729,484 | $6,105,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 46,062 | $6,074,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 217,910 | $6,051,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 205,123 | $6,030,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 5,785,000 | $6,025,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,500 | $6,016,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 120,050 | $6,008,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 250,508 | $6,005,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 119,751 | $5,994,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 372,934 | $5,994,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 117,500 | $5,976,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 104,600 | $5,974,000 | thousands by filing date | call |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 71,878 | $5,974,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 220,500 | $5,974,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 49,800 | $5,969,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,726 | $5,953,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 47,700 | $5,946,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 122,000 | $5,939,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 89,600 | $5,923,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 87,344 | $5,917,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 891,505 | $5,911,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 25,100 | $5,902,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 151,818 | $5,896,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,400,000 | $5,894,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 77,017 | $5,885,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 114,199 | $5,882,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 473,776 | $5,875,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 358,211 | $5,874,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 26,500 | $5,870,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 258,743 | $5,848,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,804,000 | $5,845,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,167,718 | $5,840,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 36,000 | $5,836,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 294,311 | $5,831,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 196,700 | $5,830,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 131,068 | $5,830,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,182,398 | $5,827,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 216,292 | $5,821,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 52,742 | $5,817,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 374,071 | $5,809,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 598,600 | $5,807,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 84,702 | $5,802,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 812,308 | $5,792,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 907,904 | $5,774,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 76,519 | $5,772,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 205,818 | $5,762,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 388,371 | $5,725,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 114,381 | $5,704,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 1,793,178 | $5,703,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 65,794 | $5,696,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 550,000 | $5,687,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 973,608 | $5,687,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 73,638 | $5,681,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,649,233 | $5,670,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 81,726 | $5,660,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 46,129 | $5,650,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 85,000 | $5,644,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 108,645 | $5,641,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 151,150 | $5,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 249,869 | $5,635,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 103,763 | $5,628,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 94,000 | $5,627,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 108,600 | $5,618,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 98,600 | $5,616,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 138,948 | $5,614,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 99,696 | $5,608,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 143,435 | $5,607,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,360,400 | $5,605,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 120,280 | $5,598,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 276,267 | $5,578,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 135,987 | $5,558,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 117,198 | $5,554,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 46,555 | $5,552,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 123,846 | $5,550,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 81,965 | $5,549,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 441,406 | $5,535,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,222,056 | $5,531,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 500,000 | $5,530,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 81,983 | $5,525,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 169,880 | $5,525,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 203,128 | $5,509,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 211,939 | $5,499,000 | thousands by filing date | principal |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 73,784 | $5,492,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 87,900 | $5,490,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 306,550 | $5,472,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 290,152 | $5,453,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 608,591 | $5,448,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 236,207 | $5,430,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 116,600 | $5,430,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 209,988 | $5,421,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 433,660 | $5,417,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 540,886 | $5,409,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 166,447 | $5,408,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 610,737 | $5,405,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 401,641 | $5,391,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 55,237 | $5,372,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 53,511 | $5,371,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 119,318 | $5,363,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,248,000 | $5,347,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 59,682 | $5,338,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 288,675 | $5,338,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 158,965 | $5,334,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 32,802 | $5,333,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 56,997 | $5,325,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 74,464 | $5,309,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 131,800 | $5,284,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 175,817 | $5,227,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 571,436 | $5,223,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 174,493 | $5,222,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 414,600 | $5,220,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 30,205 | $5,193,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 585,382 | $5,192,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 432,930 | $5,187,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 106,100 | $5,165,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 276,539 | $5,153,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 116,217 | $5,149,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200,000 | $5,146,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200,000 | $5,146,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $5,139,000 | thousands by filing date | put |
| DTS INC | 23335C101 | COM | 235,674 | $5,133,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 103,296 | $5,115,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 242,696 | $5,109,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 231,587 | $5,094,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 402,858 | $5,091,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 282,876 | $5,089,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 90,676 | $5,082,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 205,407 | $5,080,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,206,203 | $5,077,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 145,636 | $5,073,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 140,332 | $5,067,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 740,742 | $5,067,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $5,031,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 68,502 | $5,027,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 293,475 | $5,024,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 130,100 | $5,022,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 526,877 | $5,011,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,600 | $4,992,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 19,100 | $4,981,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 176,235 | $4,975,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 60,474 | $4,968,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 95,951 | $4,966,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 44,200 | $4,966,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 175,722 | $4,955,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 210,231 | $4,953,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 76,721 | $4,950,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 280,900 | $4,950,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 192,293 | $4,946,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 162,162 | $4,944,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 163,197 | $4,942,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 742,021 | $4,934,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 71,316 | $4,927,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 237,628 | $4,925,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 377,094 | $4,906,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 45,744 | $4,898,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,710,000 | $4,894,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 146,190 | $4,887,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 54,890 | $4,886,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 385,098 | $4,871,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 110,000 | $4,869,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 223,257 | $4,865,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 40,142 | $4,854,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 172,010 | $4,852,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 87,683 | $4,846,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 91,951 | $4,846,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 4,761,000 | $4,843,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 8,562,000 | $4,830,000 | thousands by filing date | principal |
| GTT COMMUNICATIONS INC | 362393100 | COM | 291,746 | $4,826,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 286,043 | $4,806,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 47,733 | $4,804,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 98,825 | $4,799,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 190,008 | $4,788,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,710,000 | $4,775,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 60,000 | $4,769,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 132,900 | $4,766,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 500,000 | $4,755,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 61,849 | $4,747,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 198,329 | $4,742,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 860,484 | $4,723,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 65,712 | $4,705,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 106,600 | $4,700,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 366,747 | $4,684,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,200 | $4,670,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $4,650,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 185,452 | $4,650,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 56,200 | $4,642,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 53,274 | $4,632,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 192,740 | $4,626,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 240,041 | $4,621,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 198,606 | $4,620,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 32,569 | $4,609,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 69,400 | $4,601,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 180,077 | $4,595,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 204,214 | $4,591,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 40,613 | $4,578,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 98,163 | $4,563,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 254,800 | $4,550,000 | thousands by filing date | call |
| MDU RES GROUP INC | 552690109 | COM | 233,800 | $4,550,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 115,217 | $4,549,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 123,677 | $4,533,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 405,500 | $4,517,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 386,619 | $4,496,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 133,000 | $4,491,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 94,769 | $4,485,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 83,600 | $4,473,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 140,541 | $4,468,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 153,652 | $4,457,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 50,400 | $4,450,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 155,435 | $4,447,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 102,233 | $4,421,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 80,000 | $4,407,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 300,000 | $4,404,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 326,200 | $4,404,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 254,123 | $4,401,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 259,692 | $4,399,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 501,001 | $4,399,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 68,100 | $4,393,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 90,000 | $4,393,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 159,867 | $4,375,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 444,309 | $4,372,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 54,072 | $4,354,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 213,491 | $4,348,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 312,305 | $4,328,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 85,574 | $4,316,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 83,711 | $4,301,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 267,617 | $4,295,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 934,050 | $4,288,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 280,000 | $4,287,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 66,011 | $4,285,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 109,665 | $4,283,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 226,357 | $4,283,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 202,483 | $4,272,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 319,200 | $4,271,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 88,122 | $4,266,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 37,081 | $4,266,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 99,045 | $4,263,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,035,000 | $4,262,000 | thousands by filing date | principal |
| SL GREEN REALTY CORP | 78440X101 | COM | 43,784 | $4,242,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 4,200,000 | $4,241,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 68,000 | $4,217,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 137,500 | $4,208,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 97,800 | $4,201,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 643,117 | $4,193,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 1,806,300 | $4,191,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 146,102 | $4,177,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 42,799 | $4,174,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 193,333 | $4,174,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 79,777 | $4,173,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 186,425 | $4,164,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 104,142 | $4,161,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 54,790 | $4,144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 68,775 | $4,115,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 859,792 | $4,110,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 56,611 | $4,096,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 2,802,332 | $4,091,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 208,042 | $4,089,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 121,930 | $4,087,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,110,057 | $4,086,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 174,543 | $4,085,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 70,000 | $4,082,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 28,412 | $4,079,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 37,099 | $4,079,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 129,239 | $4,071,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60,258 | $4,064,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 218,750 | $4,058,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 49,822 | $4,057,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 175,571 | $4,056,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 736,890 | $4,052,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 28,056 | $4,049,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 38,998 | $4,044,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 179,285 | $4,040,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 109,335 | $4,022,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 56,704 | $4,018,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 106,227 | $4,008,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 250,000 | $4,005,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 165,760 | $3,987,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 52,000 | $3,981,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 17,300 | $3,975,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 71,567 | $3,970,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 116,703 | $3,958,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 113,624 | $3,952,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 80,626 | $3,948,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,700,000 | $3,947,000 | thousands by filing date | principal |
| LDR HLDG CORP | 50185U105 | COM | 154,765 | $3,945,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,000,000 | $3,938,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 574,458 | $3,936,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $3,929,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 38,374 | $3,928,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 106,700 | $3,928,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 117,002 | $3,925,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 61,521 | $3,923,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 85,605 | $3,909,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 289,331 | $3,905,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 77,059 | $3,901,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 64,147 | $3,899,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 130,411 | $3,894,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 479,669 | $3,881,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 39,144 | $3,878,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,763 | $3,869,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 100,854 | $3,865,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 112,288 | $3,844,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 493,339 | $3,839,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 143,394 | $3,834,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 20,315 | $3,822,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 125,840 | $3,821,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 149,743 | $3,807,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 288,661 | $3,805,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 471,558 | $3,804,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,100 | $3,799,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 136,118 | $3,795,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 391,924 | $3,790,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 114,592 | $3,782,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 186,308 | $3,773,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 42,453 | $3,769,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | this filing | 2016-06-08 | acceptance time not in the bulk data set |