13F-HR/A filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-05-16, with 141 holding rows worth $1,515,408,000.
- Accession
- 0001140361-16-065763
- Filer
- CIK 1222765
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 169 entries on the cover page, a total value of $1,515,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,515,408,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,373,407 | $159,136,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 1,097,372 | $105,973,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 504,772 | $103,286,000 | thousands by filing date | |
| Jarden Corp | 471109AE8 | Equity | 1,505,767 | $88,765,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 2,406,894 | $66,166,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 837,268 | $63,699,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 446,890 | $63,299,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 960,622 | $62,574,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 656,509 | $47,800,000 | thousands by filing date | |
| CRBC 7 1/2 09/15/66 | 174687103 | PRF | 2,211,329 | $46,549,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 692,331 | $42,627,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,189,738 | $39,261,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 142,165 | $38,104,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 845,711 | $36,847,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 848,148 | $34,266,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,298,489 | $29,866,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 991,786 | $28,295,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 670,449 | $27,662,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 319,384 | $26,646,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 248,612 | $26,607,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2,255,852 | $25,641,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 408,813 | $24,459,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 619,009 | $22,785,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 902,443 | $22,381,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 722,312 | $19,885,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,018,718 | $19,040,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 2,247,967 | $18,254,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 216,624 | $17,942,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 630,034 | $16,898,000 | thousands by filing date | |
| LIN Television Corp | 532776AX9 | Equity | 937,965 | $15,298,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 1,240,424 | $14,835,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 424,550 | $13,679,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 914,586 | $12,814,000 | thousands by filing date | |
| Alere Inc | 01449JAL9 | Equity | 247,900 | $12,546,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 400,000 | $12,412,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 737,465 | $11,681,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 794,566 | $8,040,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 285,700 | $7,957,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 240,000 | $6,024,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 109,535 | $5,730,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 200,000 | $5,439,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 247,800 | $4,956,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 110,700 | $4,901,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 257,154 | $4,726,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 62,494 | $3,316,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 95,763 | $3,165,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 267,248 | $2,981,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 377,907 | $2,683,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 237,854 | $2,143,000 | thousands by filing date | |
| TiVo Inc | 888706AE8 | Exch Traded Option | 222,500 | $2,116,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 545,106 | $2,082,000 | thousands by filing date | |
| NII Capital Corp | 67021BAD1 | Equity | 363,966 | $2,013,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 79,114 | $1,730,000 | thousands by filing date | |
| Frontier Communications Corp | 35906AAX6 | Equity | 300,703 | $1,682,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 163,598 | $1,633,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,497,000 | thousands by filing date | principal |
| EPIQ SYSTEMS INC | 26882D109 | COM | 92,306 | $1,386,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 45,400 | $1,364,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,500,000 | $1,256,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 79,900 | $1,174,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 45,600 | $1,160,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 24,689 | $1,141,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,000,000 | $988,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $954,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 31,244 | $932,000 | thousands by filing date | |
| TiVo Inc | 888706AE8 | Exch Traded Option | 1,000,000 | $931,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 20,830 | $884,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,655 | $688,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,459,100 | $678,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 145,604 | $656,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,700 | $568,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 11,655 | $556,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 45,200 | $450,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 13,050 | $410,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,800 | $358,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 4,800 | $324,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,138 | $294,000 | thousands by filing date | |
| GENPACT LTD | 031412382 | Equity | 9,672 | $264,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 20,000 | $263,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,003,200 | $253,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 269,500 | $225,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 27,500 | $214,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 333,500 | $213,000 | thousands by filing date | put |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 17,000 | $213,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 270,000 | $210,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 19,701 | $191,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 12,500 | $180,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,250 | $160,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 12,750 | $144,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 219,100 | $139,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 4,003 | $131,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 66,372 | $129,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 398,100 | $129,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 4,500 | $127,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 259,800 | $118,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 333,900 | $115,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,250 | $113,000 | thousands by filing date | |
| LSB Industries Inc | 502160AL8 | Exch Traded Option | 35,000 | $113,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,250 | $109,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 714 | $108,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 15,000 | $108,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,500 | $96,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC NOTE M/W CLBL | 212015AH4 | NOTE M/W CLBL | 3,100 | $94,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,400 | $91,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,800 | $81,000 | thousands by filing date | |
| Hertz Corp/The | 428040CD9 | Equity | 7,500 | $79,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,750 | $76,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 8,000 | $65,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,500 | $63,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 5,500 | $58,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 15,000 | $57,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 33,334 | $49,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 750 | $45,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,700 | $45,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,200 | $43,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 10,700 | $41,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 1,200 | $40,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,000 | $40,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 750 | $37,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,742 | $37,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,000 | $33,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 15,000 | $32,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 200 | $32,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 750 | $31,000 | thousands by filing date | |
| KeyCorp Capital VIII | 49327C205 | Equity | 2,800 | $31,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,600 | $28,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 541 | $27,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 350 | $21,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 264 | $21,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,000 | $20,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 28,900 | $19,000 | thousands by filing date | put |
| Waste Connections | 941053100 | COM | 69,000 | $17,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,500 | $15,000 | thousands by filing date | |
| TiVo Inc | 888706AE8 | Exch Traded Option | 51,500 | $12,000 | thousands by filing date | call |
| Rite Aid Corp | 767754CD4 | Exch Traded Option | 510,000 | $8,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 200 | $5,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500 | $3,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 25,000 | $1,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 50,000 | $1,000 | thousands by filing date | call |
| CENTURYLINK INC SR NT SER X FULLY EXCHANGED | 156700AZ9 | Fixed Income | 17,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065482 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-065763 | this filing | 2016-05-16 | acceptance time not in the bulk data set |