13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,457 holding rows worth $160,860,857,000.
- Accession
- 0001140361-16-065742
- Filer
- CIK 1000275
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,316 entries on the cover page, a total value of $160,860,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,857,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 376,722 | $17,739,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 398,200 | $17,652,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 1,415,671 | $17,640,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 297,316 | $17,634,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 498,780 | $17,608,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 434,047 | $17,534,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 237,500 | $17,516,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,334,762 | $17,485,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 374,726 | $17,466,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 949,281 | $17,449,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 244,127 | $17,442,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 66,800 | $17,389,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 980,353 | $17,381,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 376,882 | $17,381,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 160,006 | $17,361,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,041,409 | $17,340,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 657,596 | $17,334,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 87,500 | $17,316,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 165,688 | $17,306,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 597,420 | $17,219,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,402,122 | $17,198,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 51,949 | $17,179,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 307,110 | $17,119,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 353,913 | $17,106,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 995,184 | $17,068,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 225,900 | $17,067,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,420,598 | $17,032,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 15,715,000 | $16,996,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 342,320 | $16,993,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 294,393 | $16,980,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 200,317 | $16,942,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 392,400 | $16,924,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 304,015 | $16,857,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 537,653 | $16,850,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,179,411 | $16,820,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 327,744 | $16,804,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 471,474 | $16,804,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 580,822 | $16,801,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 324,556 | $16,773,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 252,088 | $16,769,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 125,437 | $16,731,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 437,772 | $16,728,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 904,910 | $16,714,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,900 | $16,708,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 224,977 | $16,706,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 243,900 | $16,705,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 449,327 | $16,693,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 230,654 | $16,662,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,264,255 | $16,638,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 765,531 | $16,627,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 418,259 | $16,529,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 198,963 | $16,477,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 47,672 | $16,435,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 366,237 | $16,429,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 10,740,000 | $16,428,000 | thousands by filing date | principal |
| EQUITY ONE | 294752100 | COM | 572,074 | $16,395,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 367,910 | $16,393,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,904,536 | $16,382,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 645,004 | $16,327,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 430,367 | $16,311,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 60,700 | $16,269,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 599,961 | $16,252,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 934,971 | $16,240,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 612,360 | $16,227,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 736,441 | $16,216,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 294,594 | $16,203,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 374,791 | $16,094,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 486,988 | $16,050,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 16,390,000 | $16,042,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 615,204 | $16,026,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,050,809 | $16,025,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,963,643 | $16,003,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 536,862 | $15,983,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 461,800 | $15,960,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 380,386 | $15,938,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 329,500 | $15,935,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,195,322 | $15,838,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 458,700 | $15,802,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 486,937 | $15,801,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 669,013 | $15,762,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 100,371 | $15,759,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 246,395 | $15,752,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 409,921 | $15,742,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 103,711 | $15,716,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 163,285 | $15,716,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 185,624 | $15,704,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 712,630 | $15,670,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 209,833 | $15,651,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 242,001 | $15,630,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 461,188 | $15,601,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 426,296 | $15,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 279,090 | $15,556,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 85,087 | $15,552,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 239,988 | $15,535,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,073,097 | $15,519,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 354,425 | $15,485,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,389,464 | $15,477,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 396,013 | $15,457,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 331,500 | $15,378,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 150,564 | $15,365,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,582,824 | $15,353,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 308,989 | $15,322,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,297,916 | $15,302,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 715,239 | $15,284,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 233,925 | $15,276,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 377,144 | $15,275,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 189,699 | $15,270,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 169,877 | $15,256,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 238,909 | $15,240,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 205,598 | $15,236,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 369,137 | $15,231,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 527,136 | $15,208,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 294,392 | $15,208,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 245,167 | $15,139,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 193,220 | $15,133,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 913,254 | $15,115,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 249,712 | $15,084,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 124,605 | $15,061,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 339,733 | $15,037,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,111,800 | $15,009,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,569,819 | $14,975,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 661,129 | $14,947,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 417,119 | $14,933,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 194,324 | $14,932,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 235,000 | $14,880,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 108,329 | $14,867,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,250,576 | $14,845,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 294,387 | $14,840,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 402,047 | $14,832,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 513,589 | $14,803,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 534,494 | $14,773,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 544,631 | $14,706,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 7,675,000 | $14,671,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 621,773 | $14,663,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 276,333 | $14,648,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 215,264 | $14,621,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 212,700 | $14,611,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 158,522 | $14,568,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 222,911 | $14,565,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 305,801 | $14,559,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 165,771 | $14,557,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,275,832 | $14,474,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 354,775 | $14,444,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 178,100 | $14,439,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 230,401 | $14,430,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,415,603 | $14,411,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 401,331 | $14,408,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 326,382 | $14,403,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 238,074 | $14,384,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 399,531 | $14,373,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 231,900 | $14,352,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 1,107,258 | $14,339,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 5,247,815 | $14,326,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 261,585 | $14,306,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 259,460 | $14,304,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 126,863 | $14,278,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 231,500 | $14,209,000 | thousands by filing date | call |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 806,272 | $14,207,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30,156 | $14,204,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 132,680 | $14,167,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 884,893 | $14,121,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,813,149 | $14,088,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 240,347 | $14,064,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 249,246 | $14,022,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 372,339 | $14,015,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 123,119 | $14,002,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 226,925 | $13,985,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 267,251 | $13,982,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 746,702 | $13,979,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 260,000 | $13,962,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 538,880 | $13,957,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 431,894 | $13,916,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 95,336 | $13,902,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 581,100 | $13,865,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 99,551 | $13,858,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 306,863 | $13,840,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 190,361 | $13,836,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 600,175 | $13,834,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 408,424 | $13,820,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 19,734,000 | $13,787,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 134,700 | $13,771,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 767,193 | $13,770,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 761,673 | $13,733,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 253,312 | $13,728,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 131,830 | $13,725,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,229,403 | $13,720,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 304,077 | $13,714,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 161,185 | $13,694,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 836,383 | $13,684,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,410,400 | $13,680,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 150,543 | $13,671,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 451,298 | $13,638,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 950,184 | $13,635,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 248,787 | $13,618,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 381,307 | $13,586,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 314,513 | $13,578,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 433,028 | $13,576,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 442,657 | $13,559,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 118,313 | $13,530,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 364,452 | $13,529,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 189,935 | $13,521,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 95,000 | $13,456,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 433,941 | $13,434,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 65,252 | $13,365,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 435,389 | $13,341,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 296,042 | $13,330,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 70,000 | $13,314,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 909,115 | $13,299,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 169,158 | $13,263,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 356,700 | $13,262,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,048,561 | $13,191,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 112,548 | $13,175,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 321,583 | $13,152,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 105,352 | $13,150,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 488,210 | $13,133,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 236,100 | $13,096,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 312,091 | $13,067,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 888,903 | $13,058,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 287,528 | $13,030,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 468,691 | $13,001,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 277,642 | $12,979,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 163,100 | $12,975,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 882,976 | $12,962,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 651,922 | $12,960,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 275,117 | $12,953,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 871,778 | $12,937,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 101,800 | $12,922,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 499,708 | $12,862,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 121,267 | $12,836,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 54,982 | $12,835,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 164,008 | $12,811,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 196,006 | $12,770,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 338,274 | $12,735,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 132,397 | $12,721,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 478,200 | $12,673,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 246,800 | $12,668,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,224,848 | $12,616,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 244,625 | $12,591,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 519,565 | $12,579,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 311,856 | $12,564,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 98,159 | $12,557,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 622,537 | $12,513,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 187,155 | $12,446,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 47,800 | $12,443,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 117,201 | $12,440,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 390,732 | $12,434,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 325,580 | $12,427,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 608,860 | $12,427,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 797,434 | $12,424,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 172,149 | $12,380,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 12,961,000 | $12,378,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 117,300 | $12,372,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 447,767 | $12,353,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 98,983 | $12,345,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 583,395 | $12,331,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 7,427,250 | $12,329,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 162,165 | $12,272,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 165,002 | $12,256,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 109,971 | $12,254,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 427,853 | $12,251,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 756,744 | $12,237,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 126,734 | $12,189,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 76,202 | $12,154,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 566,386 | $12,125,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 875,400 | $12,116,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 144,270 | $12,105,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 101,694 | $12,101,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 151,199 | $12,082,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 72,500 | $12,080,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 241,530 | $12,072,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 285,728 | $12,066,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 274,000 | $12,039,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 164,344 | $12,038,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 404,785 | $12,034,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 247,521 | $12,024,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 12,130,000 | $11,998,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 13,489,000 | $11,996,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 240,226 | $11,994,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 185,411 | $11,983,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 600,000 | $11,982,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 140,900 | $11,953,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 525,184 | $11,937,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 183,170 | $11,924,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 876,400 | $11,901,000 | thousands by filing date | put |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 126,122 | $11,901,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,120,682 | $11,854,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 169,096 | $11,853,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 358,843 | $11,849,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 759,273 | $11,815,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 249,670 | $11,807,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 147,860 | $11,740,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 86,587 | $11,707,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 280,100 | $11,695,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 1,277,073 | $11,646,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 462,800 | $11,574,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 282,183 | $11,552,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 52,935 | $11,547,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 113,328 | $11,545,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 154,400 | $11,504,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 231,340 | $11,477,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 654,885 | $11,421,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 717,397 | $11,407,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 187,600 | $11,385,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 136,365 | $11,367,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 429,900 | $11,307,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 74,400 | $11,268,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 299,682 | $11,255,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 706,619 | $11,221,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 171,729 | $11,220,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 215,494 | $11,211,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 525,036 | $11,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 275,515 | $11,198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 512,206 | $11,197,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,064,937 | $11,182,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 367,204 | $11,147,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 201,791 | $11,141,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 550,752 | $11,109,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 357,049 | $11,105,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 82,013 | $11,098,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 4,997,000 | $11,093,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 149,700 | $11,040,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 453,600 | $11,022,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 89,029 | $11,011,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 275,000 | $10,960,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 311,335 | $10,940,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 216,212 | $10,921,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 109,000 | $10,910,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 1,039,200 | $10,880,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 357,072 | $10,849,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 168,597 | $10,846,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 204,024 | $10,846,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 492,955 | $10,772,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 410,100 | $10,745,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 179,800 | $10,734,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 146,204 | $10,732,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 139,300 | $10,662,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 90,472 | $10,662,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 246,584 | $10,652,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 640,100 | $10,593,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 171,600 | $10,549,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 277,000 | $10,545,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 129,826 | $10,534,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 371,704 | $10,510,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 553,870 | $10,502,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 11,750,000 | $10,494,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 162,053 | $10,482,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 186,504 | $10,455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 401,411 | $10,429,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 336,537 | $10,402,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 488,447 | $10,390,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200,000 | $10,346,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 935,322 | $10,345,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 91,924 | $10,334,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 272,788 | $10,328,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 177,848 | $10,306,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 199,100 | $10,290,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 173,726 | $10,282,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 70,662 | $10,270,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 473,718 | $10,237,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,002,061 | $10,211,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 452,527 | $10,204,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200,000 | $10,184,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 91,528 | $10,167,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 108,885 | $10,165,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 215,230 | $10,152,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 197,845 | $10,148,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 186,393 | $10,089,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 45,760 | $10,069,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 549,837 | $10,068,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 71,500 | $10,063,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 338,504 | $10,049,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 95,352 | $10,048,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 514,976 | $10,047,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 436,443 | $10,025,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 207,100 | $10,015,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 546,839 | $9,974,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,055,643 | $9,966,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 80,276 | $9,966,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 791,756 | $9,960,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 143,696 | $9,942,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 791,966 | $9,915,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 161,781 | $9,915,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 540,493 | $9,901,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 93,102 | $9,898,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 273,964 | $9,898,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 124,477 | $9,894,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 224,400 | $9,860,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 348,413 | $9,858,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 384,210 | $9,845,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 745,561 | $9,841,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 99,790 | $9,827,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 193,603 | $9,798,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 200,000 | $9,772,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 222,330 | $9,746,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 94,400 | $9,739,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 18,351,000 | $9,711,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,128,177 | $9,703,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 178,004 | $9,698,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 611,077 | $9,691,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 74,141 | $9,681,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 126,830 | $9,678,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 338,847 | $9,667,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 450,086 | $9,650,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 538,643 | $9,642,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 127,500 | $9,632,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 9,731,000 | $9,597,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 244,412 | $9,586,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 5,289,519 | $9,574,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 206,293 | $9,564,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 215,411 | $9,549,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 433,595 | $9,548,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 796,447 | $9,534,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 302,537 | $9,524,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 349,723 | $9,509,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 426,787 | $9,492,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 98,167 | $9,454,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 82,600 | $9,446,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 68,543 | $9,389,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 42,300 | $9,369,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 283,022 | $9,356,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,759 | $9,351,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 566,300 | $9,350,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 237,076 | $9,330,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 279,491 | $9,312,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 382,662 | $9,299,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 88,100 | $9,292,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 10,235,000 | $9,287,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25,700 | $9,263,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 121,302 | $9,257,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 188,158 | $9,199,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 91,900 | $9,198,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 104,800 | $9,195,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 233,032 | $9,193,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $9,174,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 216,037 | $9,169,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,058,946 | $9,169,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 184,491 | $9,156,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 325,000 | $9,116,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 795,889 | $9,114,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 493,004 | $9,110,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 531,182 | $9,105,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 237,518 | $9,087,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 134,991 | $9,075,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 221,500 | $9,062,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 352,970 | $9,054,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 444,163 | $9,039,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 320,997 | $9,033,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25,000 | $9,011,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 136,880 | $9,009,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 95,940 | $8,996,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 96,101 | $8,981,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 501,165 | $8,966,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 93,143 | $8,965,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 96,406 | $8,961,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 8,489,000 | $8,913,000 | thousands by filing date | principal |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 106,700 | $8,902,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 317,400 | $8,893,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 54,668 | $8,890,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 281,666 | $8,866,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 534,569 | $8,857,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 186,200 | $8,820,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 534,155 | $8,818,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 283,300 | $8,813,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 227,039 | $8,804,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 472,032 | $8,794,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 26,500 | $8,764,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 358,075 | $8,756,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 253,224 | $8,756,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 67,800 | $8,740,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9,060,000 | $8,719,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,466,053 | $8,708,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 520,000 | $8,684,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 520,000 | $8,684,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 247,462 | $8,679,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 188,897 | $8,672,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 148,600 | $8,665,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 163,717 | $8,652,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,317,791 | $8,646,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 397,115 | $8,642,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 306,851 | $8,640,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 301,954 | $8,627,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 178,269 | $8,621,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 303,623 | $8,606,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 138,502 | $8,570,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 272,673 | $8,568,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 269,244 | $8,559,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 283,205 | $8,528,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 69,858 | $8,521,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 306,705 | $8,521,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 166,100 | $8,495,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 270,448 | $8,492,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 221,658 | $8,447,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 244,515 | $8,437,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 147,942 | $8,437,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 327,832 | $8,434,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 231,788 | $8,434,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 295,231 | $8,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 95,863 | $8,394,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 372,647 | $8,391,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 156,877 | $8,385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | base | 2016-06-08 | acceptance time not in the bulk data set |