13F-HR filed by Lombard Odier Asset Management (Europe) Ltd
Lombard Odier Asset Management (Europe) Ltd filed this 13F-HR for the quarter ended 2013-12-31, filed 2016-05-16, with 121 holding rows worth $1,873,183,000.
- Accession
- 0001140361-16-065559
- Filer
- CIK 1535784
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 121 entries on the cover page, a total value of $1,873,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,873,185,000 with VALUE read as thousands by filing date, 13F file number 028-16246. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 34,350,000 | $113,496,000 | thousands by filing date | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 98,345,000 | $112,691,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 87,000,000 | $102,930,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 96,207,000 | $97,551,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 69,600,000 | $95,209,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 65,300,000 | $90,325,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 64,000,000 | $86,722,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 57,750,000 | $77,856,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 71,100,000 | $75,700,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 70,200,000 | $74,415,000 | thousands by filing date | principal |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 59,850,000 | $67,736,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 45,285,000 | $60,057,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 54,000,000 | $57,822,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 53,580,000 | $57,147,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 38,357,000 | $40,985,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 33,700,000 | $37,761,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 26,050,000 | $34,989,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 30,300,000 | $33,439,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 30,000,000 | $31,088,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 28,900,000 | $30,705,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 28,100,000 | $29,791,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 25,000,000 | $29,438,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 27,500,000 | $29,080,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 19,600,000 | $27,518,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 22,700,000 | $24,810,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 23,950,000 | $24,435,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 20,050,000 | $23,519,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 20,000,000 | $21,145,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 18,000,000 | $19,147,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 15,500,000 | $17,557,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 14,500,000 | $16,180,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 8,550,000 | $13,630,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 12,500,000 | $12,679,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 9,000,000 | $9,293,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,840,000 | $9,225,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 7,824,000 | $8,430,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 4,550,000 | $8,287,000 | thousands by filing date | principal |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 7,800,000 | $7,916,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 7,725,000 | $7,764,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,000 | $6,630,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 5,800,000 | $6,222,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,800,000 | $6,203,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 5,773,000 | $6,008,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,550,000 | $5,935,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 4,450,000 | $5,474,000 | thousands by filing date | principal |
| NOBLE ENERGY INC | 655044105 | COM | 71,810 | $4,891,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 4,500,000 | $4,888,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4,000,000 | $4,465,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 49,103 | $4,425,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 49,000 | $3,934,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,900,000 | $3,773,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 43,000 | $3,569,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 41,000 | $3,408,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 94,000 | $3,307,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,200,000 | $3,270,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 62,783 | $3,186,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 63,000 | $3,175,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 110,000 | $3,083,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,800,000 | $3,082,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 42,000 | $2,967,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,000,000 | $2,952,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 28,000 | $2,937,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 750,000 | $2,853,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 32,749 | $2,754,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 2,700,000 | $2,700,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 76,000 | $2,683,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 3,000,000 | $2,681,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 29,000 | $2,604,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 15,000 | $2,518,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 40,643 | $2,424,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,900,000 | $2,275,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,001 | $2,187,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 46,000 | $2,161,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 30,000 | $2,105,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 43,112 | $2,037,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,000 | $1,869,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 12,500 | $1,625,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,350,000 | $1,506,000 | thousands by filing date | principal |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,100 | $1,491,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,000 | $1,377,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 30,000 | $1,375,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 1,300,000 | $1,351,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,965 | $1,187,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,000 | $1,144,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 152,800 | $1,119,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 60,000 | $1,087,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 700,000 | $718,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 400,000 | $691,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 500,000 | $589,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 600,000 | $537,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 17,000 | $536,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 27,000 | $532,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 500,000 | $527,000 | thousands by filing date | principal |
| Nextera Energy, Inc. | 65339F887 | PFD | 8,500 | $481,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 300,000 | $443,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,000 | $416,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 150,000 | $383,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 5,000 | $354,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 150,000 | $345,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 200,000 | $280,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,000 | $248,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 2,500 | $186,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,837 | $140,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,789 | $140,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,374 | $139,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,998 | $139,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,117 | $137,000 | thousands by filing date | |
| 38259p508 | COM | 122 | $137,000 | thousands by filing date | ||
| Stryker Corporation | 863667101 | COM | 1,813 | $136,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,483 | $136,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,274 | $136,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,619 | $134,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,810 | $134,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,563 | $134,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,778 | $134,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,746 | $133,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,001 | $133,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,583 | $133,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,705 | $132,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,608 | $131,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 3,839 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065559 | this filing | 2016-05-16 | acceptance time not in the bulk data set |