13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 6,777 holding rows worth $155,046,387,000.
- Accession
- 0001140361-16-053143
- Filer
- CIK 1000275
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 23,708 entries on the cover page, a total value of $155,046,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $155,046,387,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (BARBADOS) TRADING BANK CORPORATION
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDOCYTE INC | 29269A102 | COM | 161,222 | $647,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 56,736 | $647,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 65,000 | $647,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 23,001 | $644,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,264 | $644,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 100,000 | $644,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 56,424 | $643,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 30,000 | $642,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 22,380 | $641,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 30,506 | $641,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 54,887 | $639,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 9,454 | $638,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 13,951 | $638,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 23,573 | $637,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 55,600 | $636,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 11,956 | $635,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 60,215 | $634,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 54,022 | $634,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 50,544 | $634,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 11,263 | $633,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,701 | $633,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 99,659 | $633,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 14,843 | $632,000 | thousands by filing date | |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 16,500 | $632,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 7,815 | $632,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 98,987 | $631,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 18,891 | $631,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 271,341 | $631,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,807 | $630,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 33,133 | $630,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 121,354 | $630,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 30,145 | $630,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $629,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 29,686 | $628,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 30,528 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 13,517 | $628,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 34,085 | $628,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 37,393 | $627,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 40,930 | $627,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,583 | $627,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 132,259 | $627,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 28,069 | $626,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 18,242 | $626,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 14,600 | $625,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 8,579 | $624,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 28,192 | $623,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 95,087 | $621,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 38,364 | $621,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 24,131 | $620,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 73,146 | $620,000 | thousands by filing date | |
| MGC | 921910873 | COM | 8,853 | $618,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,639 | $618,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 50,000 | $617,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 64,687 | $617,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 45,633 | $616,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 19,063 | $616,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 43,389 | $615,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 12,344 | $614,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 48,232 | $614,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 27,398 | $614,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 11,518 | $614,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200,000 | $614,000 | thousands by filing date | call |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,944 | $614,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,757 | $613,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 43,093 | $613,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 41,266 | $612,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 150,919 | $611,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 45,048 | $610,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 52,518 | $610,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,600 | $609,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 43,698 | $609,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,425 | $606,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,282 | $606,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,753 | $606,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 41,083 | $605,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,980 | $605,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 21,415 | $603,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 7,315 | $602,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,855 | $602,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45,842 | $602,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 11,578 | $600,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 42,070 | $600,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 50,337 | $600,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 13,788 | $599,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 40,057 | $597,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 88,597 | $596,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 73,488 | $596,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 49,628 | $594,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 795,000 | $594,000 | thousands by filing date | principal |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 42,091 | $593,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 19,808 | $593,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 23,095 | $592,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 24,251 | $592,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 21,172 | $592,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,829 | $589,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 20,970 | $589,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 21,608 | $588,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 137,129 | $588,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 20,714 | $586,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 45,649 | $586,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 24,397 | $586,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 26,940 | $586,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,525 | $586,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,521 | $585,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,459 | $585,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 126,940 | $584,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 9,821 | $583,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 50,725 | $583,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 50,000 | $583,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 250,000 | $583,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $582,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 25,542 | $582,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 39,904 | $582,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 130,576 | $582,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 17,643 | $581,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 23,500 | $580,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 23,988 | $580,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 9,307 | $580,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 11,117 | $580,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 29,087 | $580,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 58,768 | $579,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 33,721 | $579,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 70,649 | $579,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 62,653 | $578,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 24,482 | $578,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,393 | $576,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100,481 | $576,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 44,448 | $576,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,630 | $576,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 23,297 | $575,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,996 | $572,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 17,999 | $572,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 40,336 | $572,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 15,843 | $571,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 25,000 | $569,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,682 | $569,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 17,055 | $568,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 91,753 | $565,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $564,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $564,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,699 | $564,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 31,493 | $564,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 15,315 | $563,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 48,461 | $562,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 10,315 | $561,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 82,171 | $561,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 24,991 | $560,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 61,770 | $560,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 55,544 | $560,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 82,589 | $560,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 70,629 | $559,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 53,903 | $559,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 31,454 | $559,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 396,705 | $559,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 34,006 | $559,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 27,345 | $558,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,000 | $557,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 25,937 | $556,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 87,342 | $556,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 50,000 | $555,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 36,938 | $554,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 50,000 | $553,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 85,778 | $552,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 34,696 | $551,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 41,474 | $549,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 26,086 | $549,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 12,156 | $548,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 25,001 | $548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 13,471 | $548,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 53,701 | $548,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,490 | $547,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 80,870 | $547,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 37,200 | $546,000 | thousands by filing date | call |
| MOOG INC CL A | 615394202 | Stock | 8,988 | $545,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,584 | $543,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,629 | $543,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 22,467 | $543,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 22,664 | $543,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 265,146 | $543,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 43,999 | $542,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 38,338 | $540,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,295 | $540,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 11,366 | $540,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 39,183 | $538,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 12,507 | $538,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 34,145 | $538,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 21,101 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 20,278 | $537,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 49,801 | $537,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 91,100 | $537,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 157,397 | $536,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,211 | $536,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 30,000 | $535,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 56,165 | $535,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 92,298 | $535,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 46,400 | $534,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 26,642 | $533,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,000 | $533,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 14,191 | $533,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 20,100 | $532,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 6,915 | $530,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 40,000 | $530,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 40,000 | $530,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 41,762 | $529,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 4,644 | $529,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 23,016 | $527,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 27,327 | $527,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 30,520 | $526,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 94,650 | $525,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 19,743 | $525,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 137,892 | $525,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 53,006 | $524,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 11,092 | $523,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 37,788 | $523,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,346 | $522,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 20,148 | $522,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 22,908 | $522,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 36,801 | $521,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 43,572 | $521,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,692 | $520,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 60,000 | $520,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 543,000 | $520,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,822 | $519,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 13,471 | $519,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 16,121 | $518,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 28,519 | $518,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,101 | $518,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 90,000 | $517,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,820 | $517,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 63,010 | $517,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 22,416 | $515,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 399,000 | $515,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 58,637 | $514,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 25,863 | $514,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 40,390 | $513,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 20,622 | $513,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 37,562 | $512,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 50,000 | $512,000 | thousands by filing date | put |
| WP GLIMCHER IN | 92939N102 | COM | 48,190 | $512,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,665 | $511,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,028 | $509,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 16,601 | $509,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 6,478 | $509,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 20,375 | $508,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 12,272 | $508,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,139 | $507,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,243 | $504,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 17,432 | $503,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 6,948 | $501,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 77,823 | $501,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 11,190 | $499,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 331,762 | $498,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 12,670 | $498,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,263 | $497,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 87,212 | $497,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 9,270 | $497,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,922 | $497,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 21,392 | $496,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 31,390 | $496,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 31,480 | $495,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 25,700 | $494,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 15,900 | $493,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,909 | $493,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,500 | $492,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 50,266 | $492,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 40,930 | $492,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,430 | $492,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 31,453 | $491,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 11,975 | $491,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 5,174 | $490,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,287 | $489,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,422 | $487,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 34,119 | $487,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 27,326 | $487,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 8,238 | $487,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 58,236 | $487,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,486 | $486,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 11,968 | $486,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 43,327 | $486,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,600 | $485,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 31,380 | $485,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 162,540 | $485,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 15,557 | $485,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,671 | $484,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 15,546 | $484,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 19,282 | $483,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 33,922 | $483,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 15,998 | $482,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,300 | $482,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 11,300 | $482,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23,842 | $482,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 65,829 | $482,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 7,554 | $481,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 15,427 | $481,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 100,000 | $481,000 | thousands by filing date | put |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 31,024 | $480,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 6,086 | $479,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,000 | $479,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 54,919 | $479,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,400 | $478,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 34,840 | $478,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 20,783 | $478,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 69,699 | $478,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,727 | $476,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 15,478 | $476,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,225 | $475,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 16,997 | $475,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 33,830 | $475,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 22,237 | $474,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 9,213 | $474,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 60,198 | $474,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,731 | $474,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 9,360 | $473,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 9,500 | $473,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 53,406 | $472,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 55,632 | $472,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 17,645 | $471,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 28,144 | $471,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 27,897 | $471,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 293,213 | $470,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 22,255 | $470,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,498 | $469,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,184 | $469,000 | thousands by filing date | |
| DBX ETF TR | 233051572 | XTRCK MSC AUSTLA | 19,190 | $469,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 16,921 | $468,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 11,106 | $468,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 74,892 | $468,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 53,030 | $468,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 17,865 | $467,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 23,220 | $465,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 29,392 | $465,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 130,512 | $464,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 42,048 | $462,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 24,975 | $462,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 23,000 | $462,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 8,418 | $461,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 12,767 | $460,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 34,853 | $459,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 22,013 | $458,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,742 | $457,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $457,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 32,267 | $456,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 26,657 | $454,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 10,774 | $454,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 64,080 | $454,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 35,278 | $454,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,536 | $453,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $453,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 13,220 | $453,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $453,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 48,342 | $452,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,267 | $452,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 29,166 | $452,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 36,636 | $451,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,500 | $450,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,211 | $449,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 39,512 | $449,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,500 | $449,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6,126 | $448,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 120,000 | $448,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 36,626 | $448,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200,000 | $448,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 21,749 | $447,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,713 | $447,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 38,034 | $447,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 73,601 | $447,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 53,789 | $446,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 33,004 | $446,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 14,964 | $446,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,366 | $445,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 44,587 | $444,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 24,065 | $444,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 28,895 | $444,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $444,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 43,936 | $444,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 136,566 | $442,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 33,774 | $441,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 43,672 | $440,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 108,635 | $439,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,647 | $439,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 56,156 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 16,147 | $437,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,094 | $436,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 15,626 | $436,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 65,464 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 11,444 | $435,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,000 | $435,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,364 | $434,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 86,534 | $434,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 55,000 | $434,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 48,978 | $433,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 113,092 | $433,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,302 | $432,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,600 | $432,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 14,375 | $431,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 19,986 | $431,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 75,175 | $430,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,455 | $428,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 141,764 | $428,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 9,953 | $428,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 5,600 | $427,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 81,530 | $427,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 6,922 | $426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,590 | $425,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 64,100 | $425,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 30,727 | $424,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 16,970 | $424,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 135,818 | $423,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 26,748 | $423,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 42,501 | $422,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 28,607 | $422,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 25,402 | $422,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 40,455 | $421,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 42,920 | $420,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 26,386 | $420,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 30,695 | $419,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 24,935 | $419,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,422 | $419,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,697 | $418,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 24,703 | $418,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 8,987 | $417,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 7,659 | $414,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 12,723 | $414,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 19,782 | $413,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 8,679 | $412,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 8,167 | $412,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 327,039 | $412,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 17,071 | $411,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 15,253 | $411,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,213 | $410,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,708 | $410,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 177,226 | $409,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 15,327 | $409,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 23,811 | $409,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 33,031 | $409,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,073 | $408,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 14,132 | $408,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 23,612 | $408,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 11,017 | $408,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,086 | $407,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $407,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16,531 | $406,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,012 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,491 | $406,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 16,199 | $406,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 23,573 | $405,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 29,157 | $405,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 38,352 | $405,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 123,800 | $405,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,480 | $404,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 15,589 | $404,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 26,707 | $403,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 74,628 | $403,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 25,569 | $402,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 44,879 | $402,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,120 | $401,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,017 | $401,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,702 | $400,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 21,126 | $400,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 12,931 | $400,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 134,200 | $399,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 19,149 | $399,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,723 | $397,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 7,600 | $397,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,085 | $396,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 28,965 | $394,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,802 | $391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 19,623 | $391,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 22,392 | $390,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 17,192 | $389,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 14,962 | $389,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,424 | $388,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 41,164 | $388,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,191 | $388,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 42,663 | $388,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 27,292 | $387,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 19,987 | $387,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7,476 | $387,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 19,952 | $387,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,163 | $387,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 146,210 | $386,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 98,000 | $386,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 42,623 | $386,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 19,121 | $385,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 310,100 | $385,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 15,797 | $385,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,860 | $384,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 24,533 | $384,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 8,216 | $383,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,222 | $383,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 30,703 | $383,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,642 | $383,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 36,276 | $382,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 69,720 | $382,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,045 | $381,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 52,238 | $381,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 8,707 | $379,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 7,894 | $379,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 47,637 | $379,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | base | 2016-06-08 | acceptance time not in the bulk data set |