13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 6,777 holding rows worth $155,046,387,000.
- Accession
- 0001140361-16-053143
- Filer
- CIK 1000275
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 23,708 entries on the cover page, a total value of $155,046,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $155,046,387,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (BARBADOS) TRADING BANK CORPORATION
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACTUA CORPORATION | 005094107 | COM | 155 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 12 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 990 | $1,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 110 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 25 | $1,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 300 | $1,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 35 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 54 | $1,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 683 | $1,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 25 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 600 | $1,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 375 | $1,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 111 | $1,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 795 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 500 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 224 | $1,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 46 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 2,563 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,000 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X293 | MSCI MEXCO STRGC | 50 | $1,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 304 | $1,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 200 | $1,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 300 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINGSTOP INC COM | 974155103 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTHEUS HLDGS INC | 516544103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDUS HOMECARE CORP | 006739106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRA INTL INC | 12618T105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOOT BARN HLDGS INC | 099406100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALICO INC | 016230104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUTERA INC | 232109108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HURCO CO | 447324104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KCAP FINANCIAL INC | 48668E101 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIV GROUP LTD | G5005R107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 1,623 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POZEN INC | 73941U102 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILACRON HLDGS CORP | 59870L106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 716 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSB BANCORP INC MD | 05573H108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGNET INC | 766582100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTI WORLDWIDE INC | G87210103 | ORD | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTC MEDIA INC | 12642X106 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 1,852 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPBANCA | 21987A209 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING USA TR II | 966388100 | TR UNIT | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CU BANCORP | 126534106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST MARINE INC | 954235107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 289 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINTER TELOCATION LTD | M7946T104 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURASIAN MINERALS INC | 29843R100 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TAX INC | 53128T102 | CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL INC | 70338T102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFENEX INC | 717071104 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OM ASSET MGMT PLC | G67506108 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amedica Corporation | 023435100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE HILLS BANCORP INC | 095573101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL COMM CORP | 63546L102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAR ST FINL INC | 073844102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIFTON BANCORP INC | 186873105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 855 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FXCM INC | 302693205 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEFF CORP COM CL A | 640094207 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXI ENERGY INC COM | 23286A104 | Stock | 2,622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCP International Holdings Ltd | H84689100 | COMMON | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QESP | 78463X343 | ETP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 394 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSEON CORP | 715270203 | Cmn | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHC GROUP LTD | G07021127 | Cmn | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N302 | Cmn | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X442 | SPDR MSCI BEYOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZONS ETF TR | 44052C108 | KOREA KOSP 200 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | base | 2016-06-08 | acceptance time not in the bulk data set |