13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 6,777 holding rows worth $155,046,387,000.
- Accession
- 0001140361-16-053143
- Filer
- CIK 1000275
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 23,708 entries on the cover page, a total value of $155,046,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $155,046,387,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (BARBADOS) TRADING BANK CORPORATION
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 361,137 | $9,056,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,006,100 | $9,027,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 55,500 | $9,009,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300,000 | $8,994,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 190,000 | $8,972,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 322,900 | $8,967,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 496,434 | $8,951,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 213,262 | $8,946,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 7,989,000 | $8,928,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 388,101 | $8,919,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 451,002 | $8,915,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 475,000 | $8,868,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 190,000 | $8,854,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 77,200 | $8,830,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 325,539 | $8,821,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 5,230,000 | $8,805,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 165,000 | $8,799,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 121,800 | $8,773,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 542,360 | $8,760,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 230,665 | $8,747,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,292,027 | $8,746,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,717,553 | $8,743,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 174,300 | $8,729,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,100 | $8,717,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 191,596 | $8,694,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 470,878 | $8,692,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 502,548 | $8,689,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 250,400 | $8,681,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 312,500 | $8,678,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 250,000 | $8,678,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 411,173 | $8,655,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,100,000 | $8,624,000 | thousands by filing date | put |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 429,573 | $8,612,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 149,300 | $8,609,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 72,682 | $8,593,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 751,733 | $8,524,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 633,318 | $8,494,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 82,000 | $8,493,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 321,233 | $8,490,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 169,387 | $8,481,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 607,213 | $8,476,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 339,153 | $8,471,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 113,193 | $8,452,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 355,275 | $8,415,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 340,523 | $8,412,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 111,900 | $8,402,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 448,659 | $8,363,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 542,579 | $8,345,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 215,447 | $8,336,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 723,239 | $8,324,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 63,000 | $8,319,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 136,200 | $8,299,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 400,300 | $8,282,000 | thousands by filing date | put |
| Liberty Media Corp | 531229300 | COMMON STOCK | 217,173 | $8,271,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 498,150 | $8,269,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 399,368 | $8,263,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 55,183 | $8,240,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,764,000 | $8,238,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 140,493 | $8,236,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 400,306 | $8,226,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 88,809 | $8,194,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 137,127 | $8,180,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 208,722 | $8,168,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 344,385 | $8,162,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 65,236 | $8,147,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 66,016 | $8,090,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 201,800 | $8,084,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 333,565 | $8,069,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 813,841 | $8,066,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 476,440 | $8,062,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 33,500 | $8,040,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 263,418 | $8,034,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 814,238 | $8,028,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 381,391 | $8,017,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7,314 | $7,996,000 | thousands by filing date | principal |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 305,706 | $7,994,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 244,097 | $7,982,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 520,000 | $7,977,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 457,325 | $7,976,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 78,700 | $7,964,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 3,488,000 | $7,958,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 816,216 | $7,950,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 222,517 | $7,909,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 531,135 | $7,881,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 177,742 | $7,853,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,000,071 | $7,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 181,207 | $7,839,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 83,400 | $7,833,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 103,000 | $7,827,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 498,775 | $7,820,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 272,457 | $7,816,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 710,272 | $7,806,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 286,124 | $7,790,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 69,779 | $7,787,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 78,344 | $7,739,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 150,545 | $7,727,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 391,253 | $7,716,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 42,093 | $7,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 632,437 | $7,702,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,234,711 | $7,680,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,009,560 | $7,675,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 53,680 | $7,672,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 456,300 | $7,666,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 159,429 | $7,663,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 131,600 | $7,660,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 331,000 | $7,659,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 877,207 | $7,658,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 85,575 | $7,647,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 105,300 | $7,646,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 519,490 | $7,646,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 364,900 | $7,616,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 67,242 | $7,608,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 181,400 | $7,604,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 220,768 | $7,599,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 348,893 | $7,568,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 186,981 | $7,559,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,061,315 | $7,558,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 787,291 | $7,557,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 168,841 | $7,546,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 92,600 | $7,539,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 404,093 | $7,528,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 266,332 | $7,528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 107,087 | $7,526,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 48,997 | $7,520,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 133,523 | $7,513,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 294,922 | $7,505,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 215,000 | $7,491,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 315,353 | $7,474,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 230,000 | $7,421,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 536,426 | $7,413,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 41,100 | $7,407,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 243,631 | $7,402,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 41,437 | $7,396,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 136,900 | $7,388,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 28,683 | $7,352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 170,169 | $7,344,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 95,644 | $7,343,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200,000 | $7,334,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 218,200 | $7,310,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 194,344 | $7,290,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 240,426 | $7,254,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 95,898 | $7,236,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 513,200 | $7,231,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 677,460 | $7,222,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 69,423 | $7,215,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 92,718 | $7,205,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100,000 | $7,203,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 210,554 | $7,197,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 138,750 | $7,197,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 400,000 | $7,196,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,191,915 | $7,175,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 441,950 | $7,168,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 77,035 | $7,152,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 315,670 | $7,149,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,787,000 | $7,137,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 218,000 | $7,122,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 261,600 | $7,105,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,270,000 | $7,094,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 2,155,400 | $7,091,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 301,600 | $7,070,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 238,220 | $7,048,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 195,883 | $7,032,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 197,004 | $7,024,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 154,700 | $7,022,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 380,660 | $6,990,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,793,000 | $6,940,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 94,279 | $6,919,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 199,232 | $6,907,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 229,064 | $6,895,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 170,000 | $6,875,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 165,278 | $6,868,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 131,045 | $6,867,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,347,174 | $6,857,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 195,500 | $6,839,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 47,100 | $6,810,000 | thousands by filing date | call |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 262,806 | $6,807,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100,830 | $6,769,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 481,143 | $6,731,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 220,706 | $6,724,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 243,500 | $6,718,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 51,968 | $6,708,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 27,945 | $6,689,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 127,361 | $6,683,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 216,000 | $6,663,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 489,212 | $6,663,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 217,039 | $6,634,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 198,800 | $6,620,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 79,139 | $6,593,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 63,977 | $6,584,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 341,846 | $6,581,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 200,116 | $6,578,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 282,121 | $6,570,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 181,165 | $6,557,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 132,329 | $6,527,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 169,460 | $6,514,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 194,753 | $6,511,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 166,300 | $6,506,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 261,217 | $6,503,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 210,501 | $6,499,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 484,464 | $6,488,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 263,312 | $6,480,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,968,528 | $6,477,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 28,341 | $6,475,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 180,955 | $6,471,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 107,828 | $6,470,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 70,928 | $6,466,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 6,470,000 | $6,462,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 251,000 | $6,451,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 94,099 | $6,442,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 737,787 | $6,434,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 56,879 | $6,426,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 85,729 | $6,403,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 281,700 | $6,400,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,815,386 | $6,390,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 116,126 | $6,358,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 810,342 | $6,353,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 246,944 | $6,334,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,048,807 | $6,324,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 145,336 | $6,310,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 248,345 | $6,308,000 | thousands by filing date | principal |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 198,106 | $6,298,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 109,900 | $6,297,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 378,535 | $6,296,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 827,273 | $6,295,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 136,429 | $6,284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 248,617 | $6,282,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 86,086 | $6,270,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 528,700 | $6,260,000 | thousands by filing date | put |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 154,508 | $6,253,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 258,692 | $6,247,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 169,509 | $6,228,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 111,400 | $6,225,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 172,874 | $6,203,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 53,613 | $6,191,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 324,420 | $6,189,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 147,812 | $6,170,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 85,457 | $6,161,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 145,944 | $6,141,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 484,945 | $6,106,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 60,152 | $6,078,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 77,400 | $6,069,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 84,121 | $6,065,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 299,945 | $6,026,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 112,139 | $6,020,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 136,123 | $5,998,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 66,844 | $5,994,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 45,200 | $5,978,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 84,300 | $5,961,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 214,164 | $5,958,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 300,000 | $5,958,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 488,167 | $5,956,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,850,500 | $5,940,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 504,400 | $5,937,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 104,950 | $5,901,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 294,120 | $5,880,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 796,400 | $5,877,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 143,418 | $5,870,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 150,000 | $5,868,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 30,100 | $5,863,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 449,377 | $5,851,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,804,000 | $5,845,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,662,000 | $5,843,000 | thousands by filing date | principal |
| IDEX CORP COM | 45167R104 | Stock | 76,072 | $5,828,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 220,437 | $5,808,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 80,000 | $5,803,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 110,500 | $5,797,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 190,488 | $5,791,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 366,600 | $5,789,000 | thousands by filing date | call |
| SHYD | 57061R486 | ETF | 235,664 | $5,780,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 70,983 | $5,778,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 395,848 | $5,776,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 155,089 | $5,768,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 151,051 | $5,754,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 595,742 | $5,750,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 45,000 | $5,739,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 150,000 | $5,736,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 258,590 | $5,735,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,490 | $5,734,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,000 | $5,723,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,000 | $5,723,000 | thousands by filing date | call |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 219,322 | $5,697,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 770,816 | $5,681,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 413,107 | $5,677,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 75,000 | $5,674,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 113,941 | $5,665,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 214,700 | $5,642,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 194,400 | $5,641,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 212,924 | $5,635,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 93,664 | $5,632,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 400,000 | $5,624,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 86,963 | $5,602,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 84,000 | $5,594,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,061,000 | $5,591,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 205,582 | $5,590,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 53,193 | $5,589,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 130,000 | $5,568,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 117,955 | $5,559,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,054,918 | $5,559,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 307,400 | $5,536,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 65,311 | $5,531,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 62,054 | $5,525,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 231,140 | $5,520,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 207,509 | $5,520,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 844,923 | $5,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 252,255 | $5,489,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,275,600 | $5,485,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 180,997 | $5,479,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 808,000 | $5,470,000 | thousands by filing date | call |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 333,908 | $5,470,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 95,432 | $5,455,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 5,086,000 | $5,442,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 250,000 | $5,423,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 452,550 | $5,417,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 63,984 | $5,415,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 62,300 | $5,414,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 140,552 | $5,397,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 120,000 | $5,389,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 179,339 | $5,387,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 292,150 | $5,384,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 277,510 | $5,375,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 46,765 | $5,368,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 255,305 | $5,356,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 64,585 | $5,353,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,378,000 | $5,324,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 445,481 | $5,307,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100,000 | $5,301,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 76,237 | $5,299,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 63,801 | $5,298,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 234,167 | $5,288,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 158,330 | $5,275,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 51,900 | $5,266,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 125,855 | $5,265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 93,875 | $5,257,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 124,000 | $5,251,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 42,200 | $5,245,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200,000 | $5,238,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200,000 | $5,238,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 105,044 | $5,231,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 160,077 | $5,225,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,225,000 | $5,225,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 290,658 | $5,223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 382,539 | $5,195,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 656,877 | $5,190,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 244,969 | $5,181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 101,255 | $5,178,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 40,762 | $5,169,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 79,993 | $5,165,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 71,299 | $5,164,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 49,280 | $5,164,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 73,718 | $5,157,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 382,575 | $5,153,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,943,179 | $5,151,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 385,092 | $5,145,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 176,278 | $5,144,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 436,100 | $5,133,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 142,803 | $5,132,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 172,800 | $5,125,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,136,000 | $5,115,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 473,288 | $5,102,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 193,898 | $5,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 108,747 | $5,097,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 31,779 | $5,081,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 205,597 | $5,061,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 142,251 | $5,030,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 100,300 | $5,023,000 | thousands by filing date | call |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 213,000 | $5,016,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 90,131 | $5,003,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 24,377 | $4,997,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 92,408 | $4,993,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 384,342 | $4,989,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 40,000 | $4,981,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 350,000 | $4,981,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 325,800 | $4,975,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 304,981 | $4,969,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 978,147 | $4,969,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 286,527 | $4,967,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 41,502 | $4,959,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 386,210 | $4,955,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 151,300 | $4,952,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 152,212 | $4,950,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 49,910 | $4,939,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 79,000 | $4,938,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 83,100 | $4,923,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 49,564 | $4,920,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 770,559 | $4,916,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 238,207 | $4,909,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 365,498 | $4,900,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 201,168 | $4,898,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 71,807 | $4,890,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,937,000 | $4,881,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,156,702 | $4,870,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 79,492 | $4,866,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 259,978 | $4,864,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 294,009 | $4,837,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,789,000 | $4,832,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $4,825,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 195,528 | $4,822,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 89,024 | $4,814,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 130,491 | $4,805,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 56,082 | $4,804,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 474,968 | $4,773,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 176,054 | $4,754,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 79,000 | $4,744,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 99,777 | $4,736,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 64,762 | $4,732,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 236,430 | $4,722,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 97,715 | $4,715,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 475,771 | $4,710,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 150,000 | $4,689,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 638,779 | $4,689,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 90,000 | $4,665,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 192,790 | $4,662,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 154,821 | $4,646,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50,000 | $4,644,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 129,326 | $4,638,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 56,113 | $4,636,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 198,211 | $4,630,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 24,974 | $4,620,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $4,615,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 107,645 | $4,610,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 552,039 | $4,604,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 202,456 | $4,598,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 91,222 | $4,590,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 572,270 | $4,572,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 509,430 | $4,565,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 340,722 | $4,553,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 127,495 | $4,541,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 201,004 | $4,525,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 134,971 | $4,516,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 197,517 | $4,508,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 185,801 | $4,508,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 36,435 | $4,506,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 128,564 | $4,499,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,000 | $4,496,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 674,000 | $4,489,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 164,100 | $4,482,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 208,296 | $4,476,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 588,927 | $4,470,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 317,720 | $4,469,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 977,004 | $4,465,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 108,122 | $4,456,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 137,245 | $4,454,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 96,360 | $4,445,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 294,598 | $4,440,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 47,088 | $4,436,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 603,536 | $4,425,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,622,000 | $4,423,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 184,153 | $4,419,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 64,456 | $4,417,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 90,000 | $4,414,000 | thousands by filing date | put |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 45,952 | $4,408,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,899,262 | $4,406,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 118,507 | $4,405,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 50,000 | $4,396,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 250,124 | $4,394,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 104,261 | $4,384,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,124,220 | $4,376,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 126,170 | $4,363,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 194,324 | $4,362,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 358,930 | $4,362,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 376,200 | $4,349,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 40,000 | $4,338,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 40,000 | $4,338,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $4,328,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 142,854 | $4,320,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 110,567 | $4,317,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 95,693 | $4,317,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 1,092,504 | $4,315,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 481,657 | $4,263,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 20,524 | $4,242,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 191,746 | $4,236,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 130,377 | $4,225,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30,000 | $4,217,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30,000 | $4,217,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 33,754 | $4,209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 196,217 | $4,203,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,400 | $4,201,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 280,000 | $4,194,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 38,793 | $4,187,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 498,775 | $4,185,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,000,000 | $4,177,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 143,518 | $4,172,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 74,070 | $4,160,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 36,480 | $4,160,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 175,242 | $4,157,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 32,500 | $4,122,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 47,386 | $4,117,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 300,000 | $4,116,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 51,813 | $4,112,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 275,600 | $4,111,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 48,711 | $4,101,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 220,000 | $4,101,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 20,270 | $4,095,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 140,000 | $4,094,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 76,800 | $4,085,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 157,972 | $4,076,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 68,966 | $4,075,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 302,400 | $4,059,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,046 | $4,058,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 221,120 | $4,055,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | base | 2016-06-08 | acceptance time not in the bulk data set |