13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 1,822 holding rows worth $35,788,221,000.
- Accession
- 0001140361-16-052133
- Filer
- CIK 1163653
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 2,660 entries on the cover page, a total value of $35,788,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,788,221,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANMINA CORP COM | 801056102 | Stock | 11,117 | $230,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,945 | $230,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,800 | $230,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 5,358 | $229,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,551 | $229,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 18,663 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 30,700 | $229,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 8,400 | $228,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 15,951 | $228,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,595 | $227,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,771 | $227,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 475 | $227,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,401 | $227,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 13,506 | $227,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 13,075 | $227,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 14,700 | $226,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,015 | $225,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,173 | $225,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 17,572 | $225,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,776 | $224,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,398 | $224,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,645 | $223,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 11,294 | $223,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 5,594 | $223,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 10,400 | $222,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,084 | $222,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,701 | $221,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,512 | $221,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 43,424 | $221,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,865 | $220,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,259 | $220,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,794 | $220,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,895 | $220,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,958 | $220,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 27,345 | $220,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,883 | $219,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,774 | $219,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 8,449 | $219,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,505 | $219,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,900 | $218,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 9,092 | $218,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 10,121 | $218,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,171 | $216,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,664 | $216,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,633 | $216,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 28,000 | $216,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,398 | $215,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,500 | $215,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 51,598 | $215,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 13,590 | $214,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,497 | $214,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,479 | $214,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,800 | $213,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,481 | $212,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,564 | $212,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 6,100 | $211,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,887 | $210,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 10,863 | $210,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,762 | $209,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 19,300 | $209,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 9,159 | $208,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 16,743 | $208,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,786 | $207,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,016 | $207,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 51,391 | $207,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 7,976 | $206,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,200 | $206,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,131 | $206,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,882 | $205,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 9,943 | $205,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 275 | $205,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,000 | $204,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,822 | $204,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 22,130 | $204,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,153 | $203,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,066 | $203,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,237 | $202,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 942 | $202,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 7,501 | $202,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 20,000 | $202,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 14,200 | $201,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,131 | $200,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,883 | $199,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 20,026 | $199,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,670 | $197,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 31,827 | $195,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,085 | $195,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,857 | $194,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,800 | $194,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 12,358 | $193,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 18,400 | $193,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 49,880 | $192,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,972 | $191,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 12,113 | $191,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 623,600 | $188,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 11,200 | $188,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 16,345 | $186,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 101,766 | $184,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 8,869 | $183,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 78,000 | $183,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 45,000 | $182,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 14,000 | $182,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 45,000 | $182,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 45,000 | $182,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 48,877 | $180,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 15,000 | $180,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 16,446 | $180,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,188 | $179,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 14,341 | $176,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 5,400 | $176,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 13,923 | $176,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,445 | $174,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 13,952 | $174,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 4,900 | $174,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,000 | $173,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 12,026 | $173,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 17,839 | $173,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,096 | $170,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 22,000 | $170,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 11,939 | $169,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,400 | $169,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 50,000 | $168,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 16,215 | $168,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,396 | $167,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 10,190 | $164,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 60,720 | $164,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,000 | $163,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,500 | $162,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 44,600 | $162,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 12,160 | $161,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 96,000 | $161,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,780 | $159,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,135 | $157,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 23,000 | $157,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 29,449 | $156,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,039 | $156,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 3,300 | $155,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 11,800 | $155,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 47,622 | $154,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 11,438 | $154,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 135,000 | $154,000 | thousands by filing date | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,208 | $153,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 29,328 | $152,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 15,500 | $151,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,200 | $151,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,369 | $150,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,959 | $148,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 54,906 | $148,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 12,495 | $147,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,000 | $147,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 48,497 | $147,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 76,867 | $147,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 37,072 | $145,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,535 | $144,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 5,011 | $143,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,206 | $143,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 25,263 | $142,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 17,938 | $141,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,307 | $140,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 114,000 | $140,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 5,900 | $139,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,780 | $139,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 55,517 | $137,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 4,200 | $137,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 13,894 | $137,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,155 | $136,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,287 | $136,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 10,566 | $133,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,000 | $132,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 10,196 | $131,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,875 | $130,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 13,000 | $127,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,000 | $126,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,574 | $124,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 93,000 | $124,000 | thousands by filing date | principal |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 20,888 | $123,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 14,000 | $123,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 5,552 | $122,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,200 | $121,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,232 | $121,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 11,000 | $119,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,710 | $117,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,341 | $117,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,240 | $115,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 94,508 | $113,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,610 | $112,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,665 | $112,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 564,073 | $112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,212 | $111,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 30,000 | $111,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 24,000 | $110,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,000 | $109,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 18,761 | $107,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 16,800 | $107,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,801 | $105,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 23,430 | $104,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 21,700 | $104,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,321 | $103,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,000 | $103,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 100,000 | $103,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,016 | $103,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 340,000 | $102,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 32,801 | $102,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,959 | $102,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 18,421 | $101,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,718 | $100,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 93,992 | $99,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,400 | $98,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,505 | $97,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 17,596 | $97,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 27,546 | $97,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 22,674 | $95,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 15,700 | $95,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,500 | $94,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 13,000 | $94,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 7,016 | $94,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,800 | $93,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 40,000 | $93,000 | thousands by filing date | call |
| CANCER GENETICS INC. | 13739u104 | COM | 28,000 | $91,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 77,300 | $90,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,000 | $85,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,800 | $84,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,068 | $83,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,400 | $83,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 10,300 | $83,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 19,520 | $83,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,100 | $81,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 94,000 | $81,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,200 | $80,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,094 | $80,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 3,024 | $80,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,195 | $78,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 7,900 | $78,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 36,086 | $78,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12,500 | $76,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 12,156 | $76,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,800 | $76,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 43,671 | $75,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 11,800 | $75,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 27,285 | $75,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,130 | $73,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 14,630 | $72,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,072 | $69,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,500 | $67,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 1,340 | $67,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 730 | $66,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 11,705 | $65,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 806 | $64,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 145,500 | $61,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 659 | $60,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,100 | $57,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 14,042 | $57,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,003 | $57,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 118,000 | $57,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 1,402 | $56,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 11,000 | $56,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 797 | $54,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 47,000 | $53,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 25,976 | $53,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,700 | $50,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 14,705 | $48,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 141,457 | $46,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 12,642 | $46,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 50,000 | $46,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L207 | COM NEW | 19,000 | $46,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,913 | $45,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 43,305 | $45,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 13,000 | $44,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 12,324 | $43,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,900 | $41,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 37,500 | $40,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,125 | $39,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 44,069 | $39,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 520 | $38,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,100 | $38,000 | thousands by filing date | put |
| Great Basin Scientif | 39013L403 | COM | 38,300 | $38,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 31,000 | $37,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,310 | $35,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 900 | $34,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 11,226 | $34,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 737 | $34,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 36,000 | $33,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,200 | $33,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 600 | $32,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 21,800 | $32,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 30,587 | $31,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,085 | $30,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 91,000 | $30,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 25,704 | $30,000 | thousands by filing date | principal |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 13,000 | $30,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 25,000 | $26,000 | thousands by filing date | principal |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,537 | $26,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,000 | $25,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,000 | $25,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,781 | $24,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 19,463 | $24,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,500 | $23,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 21,000 | $23,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,000 | $23,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,200 | $22,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,300 | $18,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 82,500 | $18,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 13,000 | $17,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 16,000 | $16,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 10,700 | $16,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 502 | $14,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,600 | $14,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 128 | $13,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 21,600 | $13,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 16,100 | $12,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 10,000 | $10,000 | thousands by filing date | principal |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 700 | $9,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 29,051 | $8,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 200 | $6,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 11,900 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 59 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 107 | $4,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 103 | $3,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 10,300 | $3,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 49 | $2,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052133 | this filing | 2016-02-12 | acceptance time not in the bulk data set |