13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 1,822 holding rows worth $35,788,221,000.
- Accession
- 0001140361-16-052133
- Filer
- CIK 1163653
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 2,660 entries on the cover page, a total value of $35,788,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,788,221,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 253,163,960 | $10,863,371,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 12,027,536 | $2,453,325,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,767,800 | $1,621,363,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 19,564,900 | $1,545,215,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,788,134 | $1,032,813,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 9,478,100 | $974,609,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,398,500 | $929,062,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,493,200 | $684,405,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,206,400 | $580,711,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 2,450,000 | $499,740,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 4,023,600 | $426,628,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 7,066,300 | $392,818,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,994,000 | $317,458,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 6,262,500 | $302,207,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 4,223,600 | $293,157,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,450,321 | $276,786,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,698,500 | $276,529,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,203,500 | $251,602,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 348,500 | $234,406,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,288,392 | $227,004,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,401,000 | $200,165,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,720,000 | $195,458,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 3,500,000 | $194,566,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,427,700 | $192,238,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,790,000 | $186,409,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,010,800 | $177,686,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,501,225 | $170,070,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,584,000 | $168,426,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,027,700 | $161,867,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 904,142 | $157,591,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 478,200 | $149,531,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,988,000 | $141,418,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 4,457,000 | $137,362,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,440,627 | $135,675,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,881,500 | $129,919,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,028,296 | $116,854,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,567,600 | $115,102,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 1,703,616 | $110,136,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,231,900 | $105,117,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 6,060,650 | $101,651,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 897,840 | $100,439,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,302,437 | $98,799,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,500,000 | $96,972,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 2,651,800 | $92,758,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,543,333 | $92,147,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,929,557 | $91,621,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,453,000 | $87,674,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,575,100 | $85,399,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,659,000 | $83,158,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,477,600 | $82,928,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 262,500 | $82,082,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,219,400 | $81,630,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,708,838 | $79,610,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,012,550 | $76,522,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,575,000 | $76,004,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,356,600 | $73,307,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,650,000 | $71,407,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 892,300 | $70,473,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,781,500 | $66,442,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 410,618 | $61,705,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 880,600 | $59,405,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 749,342 | $59,183,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 120,300 | $58,226,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 706,200 | $57,597,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 912,100 | $55,036,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 713,738 | $54,190,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 6,640,900 | $53,943,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,520,900 | $52,610,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 350,597 | $52,225,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,592,603 | $51,383,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,064,614 | $51,375,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 497,160 | $51,122,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 734,954 | $51,013,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 475,204 | $50,529,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,397,000 | $48,324,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 799,944 | $48,269,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 404,634 | $46,378,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,281,390 | $45,440,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 400,000 | $44,747,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 510,000 | $44,324,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 502,800 | $43,594,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,336,000 | $43,104,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 419,819 | $42,648,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,229,400 | $42,199,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 364,166 | $41,882,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,000,700 | $41,239,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,915,000 | $41,014,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 573,600 | $39,813,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 692,800 | $38,906,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 1,133,500 | $38,324,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 902,000 | $38,235,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 800,000 | $37,649,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 467,700 | $37,036,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 179,700 | $36,654,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 952,800 | $36,262,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 315,000 | $35,796,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 367,200 | $35,361,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 396,052 | $34,421,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,025,004 | $32,831,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 326,749 | $31,059,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 966,470 | $30,957,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 205,500 | $30,882,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 425,000 | $30,855,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 407,100 | $30,795,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 794,659 | $30,243,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 212,800 | $29,925,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 391,000 | $29,686,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 367,600 | $29,110,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,398,700 | $28,815,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 620,696 | $28,750,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,671,230 | $28,647,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 805,738 | $27,871,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,300,000 | $27,842,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 222,921 | $27,703,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 651,200 | $27,604,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 530,100 | $27,347,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 256,000 | $27,220,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 554,174 | $27,123,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 332,500 | $27,119,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 40,000 | $26,905,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 328,488 | $26,471,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,100,000 | $26,461,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 486,000 | $26,262,000 | thousands by filing date | call |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 18,257,000 | $25,896,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 505,000 | $25,313,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,023,000 | $24,609,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,210,100 | $24,217,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200,000 | $24,120,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 340,800 | $24,099,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 250,000 | $23,909,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,168,670 | $23,863,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 274,264 | $23,144,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 3,622,717 | $22,861,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 554,800 | $22,763,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 265,588 | $22,668,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 700,000 | $22,616,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 730,000 | $22,038,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 243,200 | $22,007,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 600,800 | $21,762,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 1,615,708 | $21,317,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,208,719 | $20,894,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 275,000 | $20,638,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 252,065 | $20,558,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 328,785 | $20,184,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,834,400 | $20,184,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 26,267 | $19,970,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 885,000 | $19,905,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 165,008 | $19,900,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 749,400 | $19,809,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 584,420 | $19,760,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 270,364 | $19,628,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 241,347 | $19,620,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 320,051 | $19,606,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 380,474 | $19,317,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 12,205,000 | $19,139,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,718,000 | $18,903,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 540,100 | $18,892,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 502,200 | $18,691,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 364,796 | $18,277,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 473,400 | $17,963,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 992,331 | $17,634,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 250,000 | $17,482,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 529,570 | $17,464,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,045,900 | $17,208,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 96,300 | $17,134,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 13,380,000 | $17,118,000 | thousands by filing date | principal |
| ALCOA INC | 013817101 | COM | 1,592,900 | $17,103,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 442,700 | $16,798,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 435,000 | $16,781,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,350,000 | $16,595,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 116,700 | $16,526,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 475,000 | $16,442,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 411,237 | $16,145,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 111,274 | $16,124,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,694,945 | $15,868,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 85,300 | $15,823,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,000,000 | $15,510,000 | thousands by filing date | call |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 9,519,000 | $15,464,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 128,377 | $15,388,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 300,000 | $15,231,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,107,300 | $15,218,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 301,400 | $15,192,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 164,314 | $14,868,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 173,000 | $14,598,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 142,875 | $14,482,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 412,539 | $14,431,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 379,100 | $14,385,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 305,000 | $14,354,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 475,000 | $14,340,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 13,614,000 | $14,090,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 440,400 | $14,023,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 13,845,000 | $13,965,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 2,396,100 | $13,947,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 205,000 | $13,849,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 436,576 | $13,831,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,561,300 | $13,770,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 119,000 | $13,686,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 145,000 | $13,614,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 3,483,021 | $13,582,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 390,000 | $13,338,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 216,800 | $13,246,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 434,033 | $13,171,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 158,563 | $13,128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 300,000 | $13,010,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 300,000 | $12,838,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 389,412 | $12,537,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 377,238 | $12,181,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 236,015 | $12,159,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 270,515 | $12,157,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 320,285 | $12,153,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 205,734 | $12,108,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 334,148 | $12,103,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,045,800 | $12,101,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 395,300 | $12,050,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 180,000 | $11,877,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 300,000 | $11,841,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 2,300,000 | $11,763,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 180,800 | $11,737,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 270,000 | $11,685,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,000,000 | $11,571,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 292,697 | $11,553,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 212,070 | $11,547,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,943,000 | $11,547,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 250,000 | $11,527,000 | thousands by filing date | put |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 10,621,000 | $11,424,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 468,811 | $11,347,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 527,500 | $11,322,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,119,386 | $11,304,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100,000 | $11,187,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 202,763 | $10,957,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 255,499 | $10,781,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 329,300 | $10,769,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 250,000 | $10,731,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 405,194 | $10,711,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 81,100 | $10,698,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 81,100 | $10,698,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 2,086,000 | $10,668,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 211,604 | $10,625,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 859,124 | $10,623,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,550,000 | $10,594,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704105 | COM | 194,516 | $10,550,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 74,000 | $10,479,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 300,000 | $10,432,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 144,100 | $10,421,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 153,992 | $10,403,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 300,000 | $10,384,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 240,800 | $10,336,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 100,000 | $10,254,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 70,000 | $10,253,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 279,000 | $10,235,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 100,000 | $10,136,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150,000 | $10,133,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 135,000 | $10,131,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 69,141 | $9,792,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 286,634 | $9,767,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 525,000 | $9,697,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 113,900 | $9,637,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 445,287 | $9,558,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,204,922 | $9,455,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 107,761 | $9,328,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 5,075,000 | $9,294,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 116,700 | $9,145,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 180,606 | $9,013,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 112,000 | $8,922,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 757,000 | $8,761,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 125,000 | $8,741,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 90,493 | $8,654,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250,000 | $8,550,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 55,500 | $8,509,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 174,068 | $8,496,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 569,264 | $8,484,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 182,000 | $8,377,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 32,500 | $8,336,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 105,363 | $8,336,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 500,000 | $8,320,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,847,165 | $8,318,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 163,200 | $8,286,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 145,400 | $8,165,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 8,865,000 | $8,123,000 | thousands by filing date | principal |
| ISHARES | 464286848 | EXCHANGE TRADED | 670,000 | $8,122,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 296,612 | $8,073,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 481,611 | $8,014,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 550,000 | $8,011,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 38,416 | $7,947,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 42,811 | $7,941,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 115,000 | $7,920,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 75,000 | $7,882,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 6,139,000 | $7,881,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 43,673 | $7,876,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 648,800 | $7,865,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 130,961 | $7,864,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 92,900 | $7,860,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 149,800 | $7,855,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 149,800 | $7,855,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 107,867 | $7,855,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 152,300 | $7,846,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 170,200 | $7,845,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 40,000 | $7,794,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 83,200 | $7,623,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 29,664 | $7,609,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 70,100 | $7,582,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 507,929 | $7,548,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 166,750 | $7,519,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 60,100 | $7,511,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 250,000 | $7,419,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 346,109 | $7,413,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 280,000 | $7,402,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 330,000 | $7,399,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 92,911 | $7,358,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 71,487 | $7,331,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100,000 | $7,282,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 100,000 | $7,282,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 122,725 | $7,261,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 190,800 | $7,261,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 110,000 | $7,258,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 224,000 | $7,237,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 128,324 | $7,218,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 283,500 | $7,188,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 83,987 | $7,107,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 77,694 | $7,066,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 53,877 | $7,020,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 74,710 | $7,015,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 92,533 | $7,000,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 113,719 | $6,948,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 150,000 | $6,914,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 69,400 | $6,912,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 22,518 | $6,904,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 112,800 | $6,892,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 225,000 | $6,858,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 160,024 | $6,855,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 5,076,000 | $6,815,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 418,961 | $6,759,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 350,000 | $6,750,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 69,200 | $6,713,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 71,400 | $6,704,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 200,000 | $6,704,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 159,591 | $6,701,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 50,000 | $6,591,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 181,800 | $6,585,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 90,000 | $6,584,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 40,000 | $6,561,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 45,000 | $6,520,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 35,336 | $6,451,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 212,000 | $6,380,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 91,072 | $6,368,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 270,000 | $6,304,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 78,854 | $6,282,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 113,790 | $6,280,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 134,802 | $6,213,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 160,000 | $6,193,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 156,770 | $6,142,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100,000 | $6,126,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 212,000 | $6,072,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 265,200 | $6,059,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 85,344 | $6,035,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 4,575,000 | $6,030,000 | thousands by filing date | principal |
| STARZ | 85571Q102 | COM SER A | 179,841 | $6,028,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 500,000 | $5,990,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 480,000 | $5,971,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 254,781 | $5,948,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 420,858 | $5,933,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 488,973 | $5,931,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 75,000 | $5,869,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 290,880 | $5,830,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 129,600 | $5,824,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 5,668 | $5,815,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 108,155 | $5,789,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 59,300 | $5,781,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 107,700 | $5,765,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 83,100 | $5,746,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 182,566 | $5,705,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 508,202 | $5,693,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 40,727 | $5,690,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 111,600 | $5,625,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 300,000 | $5,611,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 113,449 | $5,609,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 130,888 | $5,601,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 303,097 | $5,599,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 66,100 | $5,578,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 521,556 | $5,565,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 8,337,000 | $5,534,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,913,000 | $5,513,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 39,041 | $5,490,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 510,000 | $5,442,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 170,294 | $5,422,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125,000 | $5,411,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125,000 | $5,411,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 75,000 | $5,392,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 126,021 | $5,391,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 36,649 | $5,369,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 95,000 | $5,361,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 129,627 | $5,337,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 5,151,000 | $5,335,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 153,233 | $5,260,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 80,000 | $5,256,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 103,880 | $5,134,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 83,000 | $5,084,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 96,390 | $5,076,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 150,000 | $5,072,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 45,000 | $5,067,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 122,291 | $5,018,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 68,800 | $4,970,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 100,000 | $4,964,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 112,733 | $4,925,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,685 | $4,848,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 401,183 | $4,806,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 92,765 | $4,785,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 88,758 | $4,779,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 187,733 | $4,760,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 150,000 | $4,752,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 90,000 | $4,731,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 287,000 | $4,722,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 85,500 | $4,655,000 | thousands by filing date | call |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,455,000 | $4,633,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 42,664 | $4,614,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 5,510,000 | $4,604,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 832,000 | $4,592,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 139,962 | $4,580,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 223,800 | $4,577,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,857 | $4,567,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 315,100 | $4,556,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 150,000 | $4,552,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 83,700 | $4,550,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 86,164 | $4,518,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200,000 | $4,498,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 37,500 | $4,495,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 73,500 | $4,435,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 311,400 | $4,416,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 65,900 | $4,416,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 134,827 | $4,413,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 48,100 | $4,408,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 192,697 | $4,403,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 164,141 | $4,399,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 340,000 | $4,390,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 111,600 | $4,373,000 | thousands by filing date | call |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 4,053,000 | $4,324,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 59,199 | $4,308,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,000,000 | $4,280,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100,000 | $4,278,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 86,178 | $4,278,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 23,034 | $4,273,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 50,000 | $4,267,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 153,600 | $4,154,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 605,200 | $4,144,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 79,700 | $4,111,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,994,000 | $4,085,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 46,581 | $4,074,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 479,128 | $4,060,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 468,616 | $4,047,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 52,800 | $4,032,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 475,600 | $4,030,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 58,245 | $4,011,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 134,697 | $3,998,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 31,777 | $3,972,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 150,000 | $3,953,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 150,000 | $3,953,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,095,000 | $3,952,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 430,569 | $3,947,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50,215 | $3,930,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30,000 | $3,909,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 425,000 | $3,886,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 358,790 | $3,852,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 130,000 | $3,832,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 140,000 | $3,805,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 80,423 | $3,753,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 75,000 | $3,751,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 50,000 | $3,728,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 167,627 | $3,721,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,972 | $3,717,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 20,000 | $3,710,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 228,391 | $3,694,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 124,076 | $3,693,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 69,106 | $3,687,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 3,034,000 | $3,672,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 100,000 | $3,665,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,600 | $3,660,000 | thousands by filing date | put |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 3,510,000 | $3,613,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 106,100 | $3,601,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 21,945 | $3,600,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 31,200 | $3,576,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 45,000 | $3,573,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,955,000 | $3,537,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 65,000 | $3,528,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 40,579 | $3,518,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 150,533 | $3,478,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 99,000 | $3,468,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 280,000 | $3,462,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 75,000 | $3,458,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 54,224 | $3,429,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 76,500 | $3,410,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 581,600 | $3,385,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 64,425 | $3,371,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 49,800 | $3,345,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 360,593 | $3,296,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 50,549 | $3,282,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 3,325,000 | $3,278,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 88,769 | $3,254,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,129,372 | $3,252,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 52,229 | $3,250,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 87,000 | $3,237,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052133 | this filing | 2016-02-12 | acceptance time not in the bulk data set |