13F-HR filed by Clearbridge Investments, LLC
Clearbridge Investments, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 1,173 holding rows worth $83,538,291,000.
- Accession
- 0001140361-15-041423
- Filer
- CIK 1348883
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,173 entries on the cover page, a total value of $83,538,291,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,538,291,000 with VALUE read as thousands by filing date, 13F file number 028-11611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLEGG MASON, INC.028-01700
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $31,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 765 | $30,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,391 | $30,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,000 | $30,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 400 | $29,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 908 | $28,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 721 | $28,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 286 | $27,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,000 | $27,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 315 | $26,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,022 | $26,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,000 | $26,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,012 | $26,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,300 | $25,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 600 | $24,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,188 | $23,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,000 | $23,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 960 | $22,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,320 | $22,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 345 | $22,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $22,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 779 | $21,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 635 | $20,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 430 | $20,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 711 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 142 | $19,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 450 | $19,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 982 | $19,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $18,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 399 | $18,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,817 | $18,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,806 | $18,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 416 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $17,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,189 | $17,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,600 | $17,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 2,330 | $17,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 205 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,250 | $16,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 125 | $16,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,355 | $16,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,000 | $15,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 202 | $14,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,500 | $14,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 223 | $14,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 520 | $14,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,748 | $14,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 250 | $13,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 100 | $13,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,200 | $13,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 500 | $13,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,500 | $13,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 900 | $13,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 980 | $13,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 356 | $13,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 213 | $13,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 400 | $13,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 400 | $13,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 820 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $12,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 344 | $12,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 683 | $12,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 212 | $11,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 204 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 214 | $11,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 260 | $11,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,860 | $10,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 300 | $10,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 452 | $10,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 516 | $10,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 407 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 104 | $10,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 549 | $10,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,001 | $10,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 598 | $10,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $10,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 190 | $10,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,200 | $10,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 400 | $10,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 250 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $9,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 560 | $9,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 932 | $9,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 372 | $9,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 215 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $8,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 600 | $8,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 335 | $8,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 366 | $8,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 362 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,000 | $8,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 150 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 321 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 398 | $7,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 354 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 312 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 180 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $7,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 548 | $7,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,135 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,438 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,500 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $7,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 420 | $7,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $6,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 428 | $6,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 187 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 170 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 320 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 170 | $6,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 200 | $6,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 330 | $6,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 172 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 200 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 380 | $5,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 183 | $4,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $4,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 500 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principal |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 250 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $4,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 681 | $4,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 152 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,912 | $4,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $4,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $4,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 4,000 | $4,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 3,000 | $4,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 435 | $3,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 130 | $3,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 108 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 284 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| Hugoton Royalty Trust | 444717102 | COM | 1,000 | $3,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 266 | $3,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $3,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,000 | $3,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 189 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 112 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 108 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 120 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 247 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,000 | $2,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 234 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 220 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 103 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 222 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 101 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 100 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 200 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 160 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041423 | this filing | 2015-11-16 | acceptance time not in the bulk data set |