13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 118 holding rows worth $1,950,268,000.
- Accession
- 0001140361-15-041159
- Filer
- CIK 1222765
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 126 entries on the cover page, a total value of $1,950,268,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,950,268,592 with VALUE read as dollars, detected, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARTNERRE LTD | G6852T105 | COM | 1,234,713 | $171,625,107 | dollars, detected | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 682,805 | $157,598,222 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 932,512 | $120,620,427 | dollars, detected | |
| CYTEC INDS INC | 232820100 | COM | 1,329,898 | $98,971,009 | dollars, detected | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,022,314 | $80,251,649 | dollars, detected | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,376,436 | $75,404,314 | dollars, detected | |
| CON-WAY INC | 205944101 | COM | 1,535,210 | $73,075,996 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 490,600 | $68,546,632 | dollars, detected | |
| Lowes Companies Inc | 42222G108 | LOW | 1,034,602 | $66,483,525 | dollars, detected | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 825,868 | $56,167,283 | dollars, detected | |
| ALTERA CORP | 021441100 | COM | 983,180 | $51,666,109 | dollars, detected | |
| STRATEGIC HTL 8.25% C | 86272T502 | PREFERR | 3,591,300 | $50,637,330 | dollars, detected | |
| STANCORP FINL GROUP INC | 852891100 | COM | 406,809 | $46,669,128 | dollars, detected | |
| XOOM CORP | 98419Q101 | COM | 1,736,652 | $43,312,101 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,096,366 | $43,240,675 | dollars, detected | |
| BROADCOM CORP | 111320107 | CL A | 809,719 | $41,619,557 | dollars, detected | |
| PMC-SIERRA INC | 69344F106 | COM | 3,079,713 | $36,710,179 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 191,311 | $36,234,303 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 915,932 | $32,625,498 | dollars, detected | |
| Audatex North America Inc | 05070GAG3 | Equity | 582,586 | $31,844,151 | dollars, detected | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 1,317,134 | $30,834,107 | dollars, detected | |
| Bresnan Broadband Holdings LLC | 107342AA5 | Exch Traded Option | 879,357 | $28,658,245 | dollars, detected | |
| KLA CORP | 482480100 | COM | 391,732 | $26,293,052 | dollars, detected | |
| LIN Television Corp | 532776AX9 | Equity | 1,701,021 | $25,277,172 | dollars, detected | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 746,690 | $25,238,122 | dollars, detected | |
| 0 | 000000000 | 0 | 392,765 | $24,885,590 | dollars, detected | |
| AGL RES INC | 001204106 | COM | 398,100 | $24,881,250 | dollars, detected | |
| REMY INTL INC NEW | 75971M108 | COM | 822,317 | $24,250,128 | dollars, detected | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,977,212 | $23,805,632 | dollars, detected | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,525,702 | $22,946,558 | dollars, detected | |
| VMWARE, INC. | 928563402 | CL A COM | 288,482 | $17,352,192 | dollars, detected | |
| SOLARWINDS INC | 83416B109 | COM | 296,900 | $17,229,107 | dollars, detected | |
| HP INC COM | 40434L105 | Stock | 588,831 | $15,874,884 | dollars, detected | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 618,606 | $15,100,172 | dollars, detected | |
| HARRIS CORP INC | 413875105 | COM | 185,120 | $14,648,546 | dollars, detected | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 969,960 | $13,269,053 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 196,723 | $12,318,794 | dollars, detected | |
| MYLAN NV | N59465109 | SHS EURO | 272,521 | $12,015,451 | dollars, detected | |
| Frontier Communications Corp | 35906AAX6 | Equity | 2,319,136 | $11,920,359 | dollars, detected | |
| VISTEON CORP | 92839U206 | COM NEW | 108,992 | $11,887,757 | dollars, detected | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 950,861 | $11,638,539 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 167,151 | $10,525,498 | dollars, detected | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 960,000 | $9,936,000 | dollars, detected | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 172,000 | $9,857,320 | dollars, detected | |
| INFRAREIT INC | 45685L100 | COM | 412,142 | $9,841,951 | dollars, detected | |
| DIAMOND FOODS INC | 252603105 | COM | 220,337 | $8,729,752 | dollars, detected | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 53,581 | $8,451,867 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 61,790 | $7,608,203 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 243,325 | $6,379,982 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 123,879 | $6,315,351 | dollars, detected | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 142,103 | $6,207,059 | dollars, detected | |
| SPX CORP | 784635104 | COMMON STOCK | 463,831 | $5,681,930 | dollars, detected | |
| KLX INC | 482539103 | COM | 124,942 | $4,886,482 | dollars, detected | |
| WAUSAU PAPER CORP | 943315101 | COM | 468,473 | $4,783,109 | dollars, detected | |
| SanDisk Corporation | 80004C101 | COM | 59,800 | $4,604,600 | dollars, detected | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 350,128 | $4,530,656 | dollars, detected | |
| HC2 HLDGS INC | 404139107 | COM | 590,026 | $4,460,597 | dollars, detected | |
| NII Capital Corp | 67021BAD1 | Equity | 570,339 | $4,003,780 | dollars, detected | |
| OFFICE DEPOT INC | 676220106 | COM | 420,403 | $3,203,471 | dollars, detected | |
| Dynegy Inc | 26817R109 | Exch Traded Option | 152,799 | $2,968,885 | dollars, detected | |
| Rite Aid Corp | 767754CD4 | Exch Traded Option | 375,000 | $2,955,000 | dollars, detected | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 102,806 | $2,734,640 | dollars, detected | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 154,060 | $2,688,347 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 344,364 | $2,293,464 | dollars, detected | |
| ATMEL CORP | 049513104 | COM | 276,600 | $2,102,160 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 50,364 | $1,932,970 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 100,000 | $1,750,000 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 34,802 | $1,735,924 | dollars, detected | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 108,000 | $1,723,680 | dollars, detected | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 37,299 | $1,571,407 | dollars, detected | |
| Exterran Holdings Inc | 30225XAC7 | Equity | 64,694 | $1,406,448 | dollars, detected | |
| SPY | 78462F103 | SHS | 6,592 | $1,370,675 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 98,800 | $1,289,340 | dollars, detected | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 301,392 | $895,134 | dollars, detected | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,105 | $728,510 | dollars, detected | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 498,700 | $672,355 | dollars, detected | put |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,700 | $598,367 | dollars, detected | |
| ACE LTD | H0023R105 | SHS | 189,500 | $504,788 | dollars, detected | call |
| KLA CORP | 482480100 | COM | 199,300 | $447,168 | dollars, detected | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 300 | $436,272 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 4,800 | $381,840 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,714 | $376,377 | dollars, detected | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,700 | $371,817 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 99,600 | $361,540 | dollars, detected | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 100,000 | $355,000 | dollars, detected | put |
| STAPLES INC | 855030102 | COM | 466,400 | $279,840 | dollars, detected | call |
| OFFICE DEPOT INC | 676220106 | COM | 365,200 | $255,640 | dollars, detected | put |
| CCO Holdings LLC / CCO Holdings Capital Corp | 1248EPAS2 | Exch Traded Option | 13,500 | $180,225 | dollars, detected | put |
| B/E Aerospace Inc | 055381AR8 | Exch Traded Option | 344,900 | $156,563 | dollars, detected | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 49,000 | $134,750 | dollars, detected | call |
| SanDisk Corporation | 80004C101 | COM | 59,800 | $134,550 | dollars, detected | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 24,600 | $130,380 | dollars, detected | call |
| ALTERA CORP | 021441100 | COM | 223,200 | $128,340 | dollars, detected | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 162,200 | $81,100 | dollars, detected | put |
| Kraft Heinz Foods Co | 423074AR4 | Exch Traded Option | 54,300 | $76,020 | dollars, detected | put |
| BOB EVANS FARMS | 096761101 | COM | 45,300 | $65,685 | dollars, detected | call |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 2,442 | $53,968 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 49,200 | $45,510 | dollars, detected | put |
| AbbVie,Inc. | 00287Y109 | COM | 98,600 | $44,370 | dollars, detected | call |
| MACYS INC COM | 55616P104 | Stock | 98,800 | $40,508 | dollars, detected | call |
| VISTEON CORP | 92839U206 | COM NEW | 98,700 | $27,143 | dollars, detected | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 700 | $23,450 | dollars, detected | |
| Frontier Communications Corp | 35906AAX6 | Equity | 246,300 | $18,473 | dollars, detected | call |
| SOLARWINDS INC | 83416B109 | COM | 99,700 | $17,448 | dollars, detected | call |
| Dynegy Inc | 26817R109 | Exch Traded Option | 98,100 | $17,168 | dollars, detected | call |
| E M C CORP MASS | 268648102 | COM | 231,000 | $13,125 | dollars, detected | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 382 | $10,811 | dollars, detected | |
| Bresnan Broadband Holdings LLC | 107342AA5 | Exch Traded Option | 6,800 | $10,540 | dollars, detected | call |
| B/E Aerospace Inc | 055381AR8 | Exch Traded Option | 201 | $9,437 | dollars, detected | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 82,800 | $8,280 | dollars, detected | call |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $5,622 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 729,400 | $3,647 | dollars, detected | call |
| PMC-SIERRA INC | 69344F106 | COM | 19,900 | $3,483 | dollars, detected | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,300 | $1,725 | dollars, detected | put |
| OUTERWALL INC | 690070107 | COM | 500 | $1,088 | dollars, detected | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,000 | $1,000 | dollars, detected | call |
| APPLIED MATLS INC | 038222905 | CALL | 98,200 | $982 | dollars, detected | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 500 | $100 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041159 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-046276 | base | 2016-01-04 | acceptance time not in the bulk data set |