13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 4,510 holding rows worth $102,695,310,000.
- Accession
- 0001140361-15-031747
- Filer
- CIK 824468
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,056 entries on the cover page, a total value of $102,695,310,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,695,310,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 48,327 | $312,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 37,091 | $310,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 16,724 | $310,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 22,475 | $309,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 24,529 | $308,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,985 | $307,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 11,000 | $306,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,767 | $305,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 164,039 | $305,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 103,245 | $304,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 300,000 | $304,000 | thousands by filing date | principal |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 738,832 | $303,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,921 | $300,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,400 | $300,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 19,700 | $300,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,999 | $299,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,961 | $299,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 30,937 | $298,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 11,424 | $298,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 28,435 | $298,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,750 | $298,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 3,000 | $298,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 230,000 | $297,000 | thousands by filing date | principal |
| CNOVA ORD | N20947102 | COM | 53,578 | $296,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 102,742 | $295,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 9,948 | $295,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,780 | $294,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 36,894 | $294,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,831 | $293,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 57,853 | $293,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 7,794 | $293,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 27,131 | $291,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,798 | $291,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 25,322 | $288,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 85,737 | $288,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 48,749 | $288,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,908 | $287,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,294 | $287,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 20,565 | $287,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,084 | $286,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 92,092 | $285,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,172 | $285,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 9,821 | $284,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 20,964 | $284,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 10,895 | $284,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,600 | $283,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 17,602 | $283,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 28,533 | $283,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,869 | $282,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,187 | $282,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 67,163 | $282,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,882 | $282,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,262 | $281,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 9,649 | $281,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 24,094 | $281,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 54,273 | $281,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 25,874 | $281,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 29,271 | $280,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,428 | $280,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,000 | $279,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 6,300 | $278,000 | thousands by filing date | put |
| NUMEREX CORP -CL A | 67053A102 | CL A | 32,471 | $277,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 36,198 | $276,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 33,956 | $276,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,893 | $272,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 36,337 | $272,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 14,108 | $272,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,935 | $271,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 25,224 | $270,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 14,500 | $270,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 15,682 | $269,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 10,410 | $268,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 14,015 | $268,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 19,667 | $268,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 12,225 | $267,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 6,507 | $266,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 244,000 | $266,000 | thousands by filing date | principal |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,051 | $265,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 35,422 | $265,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 66,383 | $265,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 10,718 | $265,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 25,914 | $264,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 15,527 | $263,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 11,420 | $263,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 265,000 | $263,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 287,000 | $262,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 255,000 | $261,000 | thousands by filing date | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,298 | $260,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 17,280 | $259,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 120,135 | $258,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 20,675 | $258,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,295 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,928 | $256,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 25,718 | $256,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 40,000 | $256,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 19,991 | $256,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 48,551 | $255,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 68,292 | $255,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 92,542 | $254,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 14,000 | $254,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 747,401 | $254,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 10,362 | $254,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 26,244 | $253,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,437 | $253,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,788 | $252,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 21,825 | $252,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 40,039 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 6,289 | $252,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 21,748 | $252,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $251,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 240,000 | $250,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,986 | $248,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 255,000 | $248,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 9,850 | $247,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 15,650 | $247,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 33,414 | $247,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 19,783 | $247,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,500 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,381 | $246,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 66,161 | $246,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 63,870 | $246,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 12,567 | $246,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,000 | $245,000 | thousands by filing date | put |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 35,844 | $245,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 19,637 | $244,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 44,585 | $244,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 9,887 | $244,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50,000 | $243,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 72,933 | $243,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 44,918 | $243,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 35,767 | $242,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 19,842 | $242,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,000 | $241,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,717 | $241,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 9,738 | $240,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 90,360 | $240,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 13,678 | $240,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12,275 | $240,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 15,403 | $240,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,112 | $239,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,811 | $238,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,675 | $237,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,000 | $237,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 12,311 | $237,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,000 | $237,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 780,990 | $236,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 51,091 | $236,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 85,606 | $234,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 14,310 | $234,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,000 | $233,000 | thousands by filing date | call |
| YADKIN FINANCIAL CORP | 984305102 | COM | 11,117 | $233,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,524 | $232,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,185 | $231,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25,093 | $231,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 19,068 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,677 | $229,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,499 | $229,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,574 | $228,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,249 | $227,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 57,581 | $227,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 38,742 | $227,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,574 | $227,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 22,411 | $227,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,840 | $226,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 33,011 | $226,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 9,778 | $226,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 116,106 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,055 | $225,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 25,099 | $225,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 44,197 | $224,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,101 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,395 | $222,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 28,919 | $221,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 47,305 | $221,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 24,114 | $221,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,160 | $220,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 12,202 | $220,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 4,824 | $220,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 6,685 | $220,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 8,096 | $219,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 18,099 | $219,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 30,328 | $219,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 9,690 | $219,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 21,194 | $219,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 34,391 | $218,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 17,963 | $218,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 11,628 | $217,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,837 | $216,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 26,667 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,835 | $215,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,000 | $215,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,128 | $215,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 18,022 | $215,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,674 | $215,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,291 | $214,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 12,011 | $214,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 21,081 | $214,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 8,190 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,000 | $213,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 11,848 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,864 | $211,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 27,416 | $211,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 79,299 | $211,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 27,905 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,000 | $210,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 8,360 | $210,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 13,040 | $209,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 39,373 | $209,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 50,538 | $209,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 39,119 | $209,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,334 | $208,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 26,742 | $208,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,511 | $207,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,855 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,954 | $206,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 146,128 | $205,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 31,284 | $205,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,931 | $204,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 7,355 | $203,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 27,705 | $203,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 9,548 | $203,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,215 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,000 | $201,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 13,950 | $201,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 9,067 | $201,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 3,500 | $201,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,650 | $200,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 50,094 | $200,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 14,283 | $200,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $199,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 12,861 | $199,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 42,765 | $198,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $197,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,275 | $197,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 51,608 | $197,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 29,149 | $196,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 80,505 | $196,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 187,189 | $195,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 185,682 | $195,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,778 | $194,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 91,366 | $194,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 69,896 | $193,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,528 | $192,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 17,519 | $192,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 16,690 | $192,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 26,346 | $191,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 18,162 | $191,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 18,661 | $191,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 16,467 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $190,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 11,844 | $189,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 21,556 | $188,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 30,262 | $186,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 85,649 | $185,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 19,298 | $184,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 26,883 | $184,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,302 | $183,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 13,234 | $183,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 36,119 | $183,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 243,356 | $182,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $182,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,727 | $181,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 169,046 | $181,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 30,691 | $180,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,833 | $179,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 18,467 | $178,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 15,119 | $178,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,555 | $177,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 89,173 | $177,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 55,211 | $177,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 53,391 | $177,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 26,100 | $175,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $173,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,319 | $171,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,311 | $171,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 75,489 | $171,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 10,480 | $171,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,920 | $169,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 23,885 | $167,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 12,041 | $167,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 14,333 | $165,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,425 | $165,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 47,913 | $165,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 23,992 | $165,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 28,490 | $165,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 31,216 | $164,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,265 | $164,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 19,387 | $164,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 58,451 | $164,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 39,099 | $162,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 12,678 | $162,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 12,899 | $161,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 13,992 | $160,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,543 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $159,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,256 | $158,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 12,584 | $158,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 21,135 | $157,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 30,656 | $157,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,617 | $156,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,822 | $156,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,938 | $156,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,122 | $155,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 17,272 | $154,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 12,903 | $154,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 52,460 | $154,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 36,234 | $154,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 132,766 | $153,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 10,588 | $153,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 42,544 | $152,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 40,843 | $152,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 250,095 | $150,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,175 | $150,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 55,848 | $149,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 64,731 | $149,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 37,641 | $147,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,316 | $146,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 27,803 | $146,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 16,492 | $144,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 10,693 | $144,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,068 | $142,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 46,845 | $142,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 19,930 | $142,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,335 | $142,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,100 | $141,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 44,998 | $141,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 58,761 | $139,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 61,198 | $139,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 12,199 | $137,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 31,251 | $137,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,766 | $136,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 17,590 | $134,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 38,185 | $134,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 63,504 | $133,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,267 | $133,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,512 | $132,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 21,907 | $132,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 24,220 | $131,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 82,836 | $131,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,289 | $130,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 11,000 | $130,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 24,490 | $130,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,460 | $129,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 100,686 | $129,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,937 | $129,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $128,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,920 | $128,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 64,777 | $128,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 25,327 | $127,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 53,663 | $127,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 15,958 | $125,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,545 | $124,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 527,584 | $123,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 18,511 | $122,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,829 | $120,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,138 | $119,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 24,863 | $119,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 85,512 | $119,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 14,528 | $118,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,290 | $117,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 100,000 | $116,000 | thousands by filing date | call |
| STATE NATIONAL. | 85711T305 | Common Stock | 10,674 | $116,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,359 | $115,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 172,524 | $115,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 16,654 | $114,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 37,144 | $114,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 35,643 | $113,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 25,638 | $112,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 13,888 | $112,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 12,996 | $110,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 66,850 | $109,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 22,156 | $108,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 10,360 | $108,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 61,978 | $108,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 16,963 | $108,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 45,053 | $107,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 14,800 | $107,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,778 | $106,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 351,600 | $106,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 22,906 | $106,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 10,120 | $105,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 41,832 | $105,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 18,494 | $105,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,536 | $104,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,019 | $104,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 23,929 | $104,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,704 | $103,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 15,168 | $102,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 300,000 | $102,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 52,319 | $102,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,257 | $101,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,029 | $100,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 11,260 | $100,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 100,000 | $100,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 121,077 | $99,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,694 | $99,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,800 | $98,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 29,716 | $98,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 111,466 | $98,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,922 | $97,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 14,225 | $97,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,909 | $96,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 29,328 | $96,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 13,153 | $94,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,517 | $92,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 11,841 | $89,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,015 | $87,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 14,180 | $86,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 25,655 | $85,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 49,718 | $85,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 12,400 | $84,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 48,476 | $84,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 62,782 | $83,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 26,474 | $79,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 32,237 | $79,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 22,361 | $78,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 27,731 | $78,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 30,499 | $77,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 11,262 | $77,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,674 | $76,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 11,890 | $76,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 19,122 | $75,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,290 | $75,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 16,715 | $75,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 17,920 | $75,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 135,093 | $75,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 47,137 | $75,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 33,300 | $75,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 25,419 | $74,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 20,516 | $72,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,231 | $72,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,148 | $71,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 17,239 | $70,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 31,462 | $69,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 60,133 | $69,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 96,918 | $69,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,472 | $67,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,474 | $67,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 49,087 | $67,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 174,500 | $65,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 16,552 | $64,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 67,472 | $63,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 22,289 | $63,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 43,485 | $62,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,679 | $61,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,700 | $61,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 54,047 | $61,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 12,083 | $61,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 16,605 | $60,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,501 | $59,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 18,783 | $59,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 50,608 | $59,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 29,437 | $58,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 13,755 | $58,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,587 | $57,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $57,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 35,522 | $56,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,800 | $54,000 | thousands by filing date | put |
| Female Health Company | 314462102 | COM | 30,246 | $54,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 11,755 | $54,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 13,873 | $54,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 15,040 | $53,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 19,820 | $53,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 93,197 | $52,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 15,377 | $52,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 227,142 | $49,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 51,692 | $49,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 18,253 | $49,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 11,969 | $47,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 15,159 | $46,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 239,520 | $46,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 22,375 | $46,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 33,967 | $46,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 26,354 | $45,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 72,612 | $45,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 92,078 | $43,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 13,218 | $43,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 21,873 | $43,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 27,240 | $39,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 43,923 | $39,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,527 | $37,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 13,212 | $37,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 76,261 | $37,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 10,183 | $36,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 41,791 | $35,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 13,976 | $33,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 16,000 | $32,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 17,208 | $32,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 25,601 | $31,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 33,044 | $31,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 13,754 | $31,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 24,861 | $31,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 13,790 | $31,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 16,052 | $30,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 11,130 | $29,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 17,876 | $28,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,229 | $26,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 21,603 | $26,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,900 | $25,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,449 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-031747 | this filing | 2015-08-13 | acceptance time not in the bulk data set |