13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 4,510 holding rows worth $102,695,310,000.
- Accession
- 0001140361-15-031747
- Filer
- CIK 824468
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,056 entries on the cover page, a total value of $102,695,310,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,695,310,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Technology ETF | 464287721 | SHS | 6,415 | $671,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 34,916 | $671,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 759,000 | $671,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 70,969 | $670,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 48,781 | $670,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 45,326 | $670,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 19,356 | $669,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,185 | $669,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 54,468 | $669,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 31,681 | $667,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 26,011 | $666,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 5,774 | $665,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 27,500 | $665,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 57,170 | $664,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 14,049 | $663,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 245,639 | $663,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 6,188 | $662,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 134,385 | $662,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 29,256 | $659,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 87,250 | $659,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 86,570 | $659,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,025 | $658,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 9,543 | $658,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,425 | $657,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,411 | $656,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 75,237 | $651,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 20,487 | $651,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 17,099 | $650,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 16,914 | $650,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 21,607 | $649,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 82,395 | $646,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 122,850 | $645,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,500 | $644,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,160 | $644,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 31,255 | $640,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 25,163 | $640,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 31,862 | $639,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 25,974 | $639,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 273,866 | $639,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,662 | $638,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 10,601 | $638,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,719 | $637,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 39,211 | $637,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,199 | $635,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 47,250 | $635,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 82,549 | $632,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 24,096 | $631,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,730 | $631,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 611,000 | $630,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 21,790 | $629,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 42,593 | $629,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,222 | $628,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 12,911 | $627,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 33,503 | $627,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 23,853 | $625,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 87,003 | $623,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 47,845 | $623,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 15,731 | $622,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,650 | $621,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 21,364 | $621,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 11,227 | $621,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $620,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 76,871 | $617,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 205,600 | $617,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 143,774 | $617,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,547 | $616,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 53,854 | $616,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,174 | $616,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 97,383 | $614,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 53,953 | $614,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 19,680 | $614,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 645,000 | $614,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,791 | $613,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 37,923 | $612,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 112,394 | $611,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 70,966 | $610,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 33,338 | $610,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 79,255 | $607,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 35,806 | $606,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 23,285 | $605,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 7,534 | $605,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 14,978 | $604,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 87,002 | $604,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 229,598 | $604,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 80,556 | $603,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 77,836 | $603,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 60,241 | $601,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 64,642 | $600,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 8,741 | $599,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 38,648 | $599,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 116,389 | $599,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 51,899 | $599,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,500 | $598,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 16,437 | $598,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 50,306 | $598,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 46,205 | $597,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 84,072 | $592,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 191,952 | $592,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 22,975 | $592,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 196,600 | $590,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 145,094 | $589,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 66,000 | $588,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 91,078 | $588,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 289,445 | $587,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 87,123 | $587,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 180,576 | $586,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 18,398 | $585,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 73,197 | $582,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 85,140 | $581,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 52,330 | $581,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $580,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 27,976 | $580,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 39,276 | $579,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 15,881 | $579,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 626,000 | $578,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 23,839 | $577,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 17,249 | $577,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 320,142 | $577,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 27,812 | $577,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 47,037 | $576,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 283,630 | $576,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 58,475 | $574,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 13,900 | $573,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 23,670 | $573,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 43,368 | $573,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 27,437 | $572,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 82,370 | $572,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 22,131 | $571,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 62,214 | $570,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,866 | $569,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 73,601 | $568,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 149,897 | $568,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 468,000 | $568,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 17,362 | $567,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 35,164 | $566,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 46,518 | $566,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 28,743 | $565,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 42,725 | $563,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 33,723 | $562,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 15,800 | $558,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 155,097 | $557,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,600 | $555,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 37,929 | $555,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 43,925 | $555,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 16,511 | $554,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 38,500 | $554,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,169 | $554,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 18,089 | $554,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 17,827 | $553,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 250,000 | $551,000 | thousands by filing date | principal |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 46,481 | $551,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 15,600 | $550,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 7,007 | $549,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 53,092 | $548,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 500,000 | $548,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 14,900 | $546,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 27,148 | $546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 9,974 | $544,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 29,443 | $544,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 7,386 | $544,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,650 | $543,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 180,545 | $543,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 19,454 | $542,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 28,731 | $542,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 12,458 | $541,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 52,552 | $541,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,300 | $540,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 96,305 | $539,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 13,403 | $538,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 31,127 | $538,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 10,001 | $537,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 26,249 | $537,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 49,155 | $536,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 58,070 | $534,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 22,786 | $534,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 18,843 | $532,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 61,807 | $531,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 649,000 | $530,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,862 | $527,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 27,866 | $527,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 11,895 | $526,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 14,984 | $526,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 11,831 | $526,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 68,945 | $521,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 33,414 | $520,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $520,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 49,423 | $519,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 69,967 | $519,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 18,395 | $519,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 47,994 | $518,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 39,363 | $518,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,957 | $517,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 173,104 | $517,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 16,709 | $517,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,575 | $516,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 76,347 | $516,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 156,583 | $516,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,314 | $515,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 30,509 | $515,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 418,334 | $514,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 22,510 | $513,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 24,938 | $513,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 25,252 | $513,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 26,624 | $513,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 306,000 | $513,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,444 | $512,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 49,853 | $512,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 7,230 | $512,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 7,805 | $512,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 31,121 | $511,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 14,117 | $511,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 30,343 | $510,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 29,069 | $510,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 37,867 | $510,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 29,332 | $509,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 45,107 | $508,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 22,050 | $508,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 9,758 | $508,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 400,000 | $508,000 | thousands by filing date | principal |
| ZULILY INC | 989774104 | CL A | 38,892 | $508,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,804 | $506,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 62,804 | $506,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 18,643 | $505,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 105,353 | $504,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 13,157 | $503,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 47,200 | $503,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,891 | $502,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 40,712 | $502,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 29,022 | $501,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 139 | $500,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 64,380 | $500,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 37,713 | $498,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 77,147 | $498,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 17,655 | $498,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 42,809 | $497,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,100 | $496,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 15,496 | $495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 26,769 | $494,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 25,906 | $493,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,965 | $491,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,848 | $490,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 18,294 | $489,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 75,857 | $489,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,890 | $488,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 12,838 | $486,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,049 | $485,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 18,673 | $485,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,200 | $484,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,684 | $484,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,838 | $484,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 36,057 | $484,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 46,959 | $484,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 23,243 | $484,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 22,918 | $484,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 19,477 | $482,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 81,751 | $482,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 36,008 | $481,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,514 | $480,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 79,756 | $480,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 21,200 | $479,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 29,901 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 9,752 | $477,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 26,491 | $477,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 4,430 | $477,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 13,089 | $475,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 32,847 | $474,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 18,053 | $473,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 340,000 | $472,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 22,743 | $471,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 89,395 | $471,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 5,383 | $470,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 324,724 | $470,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 6,796 | $469,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 32,270 | $468,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,579 | $468,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,094 | $465,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 31,309 | $465,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 49,236 | $465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,635 | $463,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 19,853 | $463,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 15,369 | $463,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 121,670 | $462,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 85,582 | $461,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 72,536 | $459,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 29,777 | $458,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 31,169 | $455,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 18,106 | $455,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6,100 | $453,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 8,479 | $453,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 80,811 | $453,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,008 | $452,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,000 | $452,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 8,272 | $452,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 41,946 | $452,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 123,174 | $447,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 36,146 | $447,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 70,706 | $447,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,079 | $446,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,203 | $446,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 12,428 | $445,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 23,720 | $445,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 36,451 | $445,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 99,030 | $442,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,734 | $441,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 34,613 | $439,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 25,287 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 17,847 | $437,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 15,590 | $436,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 14,000 | $436,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 54,894 | $435,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,180 | $434,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 27,331 | $434,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,634 | $433,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 25,333 | $433,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 23,538 | $432,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 16,494 | $431,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 62,688 | $431,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 12,669 | $430,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,548 | $430,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 145,125 | $430,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 53,283 | $428,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 42,126 | $427,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 23,900 | $427,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,284 | $425,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 42,994 | $424,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,924 | $424,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,830 | $424,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 45,673 | $423,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 30,845 | $422,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 85,500 | $422,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 9,634 | $422,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,692 | $421,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 42,089 | $421,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 26,499 | $421,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 41,202 | $420,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,376 | $420,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,748 | $419,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 13,129 | $419,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 70,149 | $418,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 13,769 | $416,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,000 | $414,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 50,177 | $413,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 29,029 | $413,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 16,494 | $412,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 16,348 | $411,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 14,588 | $411,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,700 | $410,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,652 | $408,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,048 | $408,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,274 | $408,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 12,200 | $407,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 12,716 | $406,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 20,328 | $405,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 85,480 | $405,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 27,171 | $404,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 45,478 | $404,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,215 | $403,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 65,355 | $403,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 25,628 | $402,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 16,428 | $401,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 18,801 | $401,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 13,463 | $401,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 40,304 | $400,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 30,772 | $399,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 99,442 | $398,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 58,853 | $398,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 20,605 | $397,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,541 | $397,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20,051 | $397,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,800 | $395,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 51,183 | $395,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 150,000 | $395,000 | thousands by filing date | put |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 24,576 | $394,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 24,363 | $394,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,707 | $393,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 40,529 | $393,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 15,415 | $392,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 35,308 | $391,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 69,622 | $390,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,828 | $390,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 51,244 | $390,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 158,301 | $387,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 19,382 | $387,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,850 | $387,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 25,757 | $387,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 14,361 | $386,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 54,969 | $385,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 33,656 | $384,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,133 | $384,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 35,074 | $383,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 29,626 | $381,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 37,579 | $380,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 82,927 | $380,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 508,000 | $380,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,050 | $378,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 50,137 | $378,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,769 | $377,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 100,000 | $377,000 | thousands by filing date | put |
| PRESS GANEY HOL | 74113L102 | Common Stock | 13,096 | $375,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 18,139 | $374,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 43,509 | $374,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 45,002 | $372,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 20,569 | $371,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 227,492 | $370,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31,873 | $370,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 61,265 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,195 | $369,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,390 | $369,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 14,844 | $368,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,100 | $367,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,803 | $366,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 24,842 | $366,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 70,484 | $366,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 59,042 | $364,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 34,839 | $363,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 23,697 | $362,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 65,027 | $361,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 51,395 | $361,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 26,517 | $359,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 14,386 | $357,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 39,470 | $357,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 28,359 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,944 | $356,000 | thousands by filing date | |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 330,000 | $355,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,375 | $354,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 40,136 | $354,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,927 | $354,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 16,740 | $353,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 39,232 | $353,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 313,000 | $353,000 | thousands by filing date | principal |
| RENTECH INC COM | 760112102 | COM | 328,321 | $352,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,909 | $351,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 14,358 | $351,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 65,310 | $351,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,954 | $349,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 301,086 | $349,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 26,301 | $348,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 22,450 | $348,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,981 | $347,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $347,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,626 | $347,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,560 | $346,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 51,163 | $346,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 12,596 | $346,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,661 | $345,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,283 | $345,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,726 | $345,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 36,989 | $345,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 52,273 | $343,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 590,000 | $343,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 11,546 | $342,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 14,262 | $341,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 16,918 | $341,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 39,578 | $341,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 37,437 | $340,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 152,188 | $340,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,189 | $339,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,500 | $339,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268209 | COM NEW | 21,596 | $339,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 16,796 | $338,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 30,142 | $338,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 54,775 | $338,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 26,645 | $337,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 37,176 | $337,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 20,969 | $335,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $334,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 14,828 | $334,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 327,000 | $334,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 6,235 | $333,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 27,402 | $333,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 25,491 | $332,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 47,812 | $332,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 43,725 | $330,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,223 | $330,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,744 | $329,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $328,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $328,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,766 | $328,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,394 | $328,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 19,591 | $328,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 25,834 | $327,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 31,149 | $327,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 13,969 | $327,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,666 | $325,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 162,179 | $323,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 25,526 | $323,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 17,672 | $322,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 27,016 | $321,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 36,150 | $321,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 36,259 | $320,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,013 | $319,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 152,904 | $318,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 325,142 | $318,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,132 | $318,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 60,732 | $317,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 96,719 | $315,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 57,397 | $314,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 14,525 | $313,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,200 | $312,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 12,995 | $312,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-031747 | this filing | 2015-08-13 | acceptance time not in the bulk data set |