13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-06, with 4,340 holding rows worth $99,038,371,000.
- Accession
- 0001140361-15-017954
- Filer
- CIK 824468
- Filed
- 2015-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 16,707 entries on the cover page, a total value of $99,038,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,038,371,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATI INC COM | 01741R102 | Stock | 110,210 | $3,307,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 50,000 | $3,306,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 126,783 | $3,301,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 67,326 | $3,299,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,900 | $3,292,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $3,291,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 61,538 | $3,279,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 122,847 | $3,278,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 56,379 | $3,255,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 173,516 | $3,245,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 65,630 | $3,237,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 3,323,000 | $3,227,000 | thousands by filing date | principal |
| AXIALL CORP | 05463D100 | COM | 68,623 | $3,222,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 81,269 | $3,220,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 34,380 | $3,217,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 63,705 | $3,214,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 52,545 | $3,213,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 288,079 | $3,210,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 166,384 | $3,205,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 53,232 | $3,202,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 170,274 | $3,196,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 58,380 | $3,191,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 277,376 | $3,187,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 53,574 | $3,176,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 104,776 | $3,175,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 18,651 | $3,170,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 126,063 | $3,170,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 90,419 | $3,163,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 147,202 | $3,163,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 267,500 | $3,159,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 225,839 | $3,158,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 218,310 | $3,155,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 88,762 | $3,149,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 132,544 | $3,147,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 94,825 | $3,143,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 71,100 | $3,143,000 | thousands by filing date | call |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,825,130 | $3,140,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 32,156 | $3,137,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 75,767 | $3,135,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100,000 | $3,127,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 83,300 | $3,127,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,993,130 | $3,112,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 332,868 | $3,103,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 91,000 | $3,096,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 168,752 | $3,095,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 59,885 | $3,093,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 174,866 | $3,092,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 95,480 | $3,082,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 87,241 | $3,077,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 104,177 | $3,074,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 62,912 | $3,073,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 19,159 | $3,065,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 37,683 | $3,054,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 635,146 | $3,054,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 73,736 | $3,052,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 51,342 | $3,051,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 69,400 | $3,045,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 279,171 | $3,043,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 72,973 | $3,036,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 98,074 | $3,031,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 33,700 | $3,023,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 200,468 | $3,019,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 133,273 | $3,012,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 192,263 | $3,011,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 93,527 | $3,009,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 36,927 | $3,009,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,921,000 | $3,004,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 63,571 | $2,998,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 68,331 | $2,986,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 226,043 | $2,972,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 373,263 | $2,971,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 175,320 | $2,969,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,200 | $2,964,000 | thousands by filing date | call |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 2,540,000 | $2,962,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,662,366 | $2,959,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 30,503 | $2,955,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 669,962 | $2,955,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 108,300 | $2,943,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 90,115 | $2,937,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,533 | $2,930,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 118,246 | $2,924,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 111,249 | $2,920,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 96,318 | $2,913,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $2,911,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 72,210 | $2,908,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 101,862 | $2,907,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 207,429 | $2,906,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 59,514 | $2,904,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 265,718 | $2,891,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 101,783 | $2,880,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 130,833 | $2,874,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,802,000 | $2,872,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,820,000 | $2,866,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 346,457 | $2,865,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 796,600 | $2,860,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 86,100 | $2,855,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 801,292 | $2,853,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,000 | $2,848,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 107,900 | $2,847,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 85,497 | $2,844,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 57,286 | $2,841,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,838,000 | $2,834,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 60,363 | $2,830,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 189,870 | $2,829,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 90,218 | $2,825,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 106,012 | $2,820,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 108,576 | $2,820,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 79,741 | $2,815,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 39,277 | $2,812,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 95,613 | $2,809,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 3,094,000 | $2,808,000 | thousands by filing date | principal |
| CON-WAY INC | 205944101 | COM | 63,584 | $2,806,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 15,470 | $2,803,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 40,000 | $2,802,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 183,614 | $2,802,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 43,338 | $2,800,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 177,256 | $2,798,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 35,115 | $2,798,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 60,149 | $2,795,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 48,766 | $2,790,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 213,754 | $2,787,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 69,985 | $2,786,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 72,360 | $2,785,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 160,511 | $2,784,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,050,000 | $2,783,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 57,085 | $2,782,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 100,267 | $2,771,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,143,000 | $2,771,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 52,090 | $2,758,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 65,129 | $2,756,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 215,168 | $2,754,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 47,673 | $2,753,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 83,829 | $2,751,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 774,051 | $2,747,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 557,902 | $2,746,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 242,788 | $2,744,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 5,000 | $2,740,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 80,742 | $2,739,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 63,042 | $2,729,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 345,874 | $2,726,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 32,781 | $2,721,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 126,128 | $2,719,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,000 | $2,710,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 118,836 | $2,709,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 160,000 | $2,702,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 39,851 | $2,698,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 30,064 | $2,696,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 192,709 | $2,694,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 415,499 | $2,693,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 30,330 | $2,691,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 21,185 | $2,690,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 226,080 | $2,690,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 117,030 | $2,686,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,360,000 | $2,677,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 133,587 | $2,676,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 164,777 | $2,667,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 46,237 | $2,667,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 61,586 | $2,662,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 992,800 | $2,661,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 51,913 | $2,661,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 29,919 | $2,658,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 63,105 | $2,657,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56,719 | $2,656,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 377,591 | $2,655,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 62,167 | $2,647,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 63,190 | $2,647,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $2,639,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 110,478 | $2,637,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 108,304 | $2,635,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 56,589 | $2,635,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 48,900 | $2,633,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 37,720 | $2,631,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 76,267 | $2,629,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 44,249 | $2,620,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 135,828 | $2,618,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 81,583 | $2,618,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 23,732 | $2,614,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 74,460 | $2,611,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 105,274 | $2,608,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 19,898 | $2,606,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 89,267 | $2,606,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,001,903 | $2,603,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 248,311 | $2,600,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,135,000 | $2,600,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 129,176 | $2,599,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 110,384 | $2,596,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 282,580 | $2,586,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 71,026 | $2,584,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25,542 | $2,581,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,232,000 | $2,578,000 | thousands by filing date | principal |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 25,543 | $2,562,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 572,666 | $2,560,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 41,048 | $2,559,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 116,044 | $2,556,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 95,379 | $2,553,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 73,662 | $2,544,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 116,815 | $2,542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 136,919 | $2,540,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 109,451 | $2,538,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 69,474 | $2,535,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300,000 | $2,523,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 124,614 | $2,522,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 44,547 | $2,516,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 49,737 | $2,515,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 23,212 | $2,507,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 41,607 | $2,505,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 48,734 | $2,502,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 45,293 | $2,499,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 282,484 | $2,496,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 212,678 | $2,492,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 367,059 | $2,492,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 2,632,000 | $2,492,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 174,096 | $2,491,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 234,753 | $2,491,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 40,000 | $2,490,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 65,579 | $2,490,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 384,146 | $2,486,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 117,001 | $2,477,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,351,674 | $2,475,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 3,199,000 | $2,475,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 235,989 | $2,473,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 20,222 | $2,472,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 59,619 | $2,467,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 27,419 | $2,466,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 94,769 | $2,465,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 20,310 | $2,460,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,055,000 | $2,455,000 | thousands by filing date | principal |
| MILLERKNOLL INC | 600544100 | COM | 88,340 | $2,452,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,850,000 | $2,446,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 65,862 | $2,439,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 100,656 | $2,436,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 205,495 | $2,436,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 104,978 | $2,430,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 59,700 | $2,427,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 107,813 | $2,417,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 71,504 | $2,411,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 128,152 | $2,411,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 51,457 | $2,411,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 80,727 | $2,410,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 48,900 | $2,409,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,498,000 | $2,403,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 30,000 | $2,401,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 39,144 | $2,399,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 219,080 | $2,399,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 56,770 | $2,394,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 82,403 | $2,392,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 76,285 | $2,391,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,200 | $2,389,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 47,240 | $2,382,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 104,018 | $2,379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 55,877 | $2,375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 74,728 | $2,375,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 47,514 | $2,374,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 251,257 | $2,372,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 127,559 | $2,372,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 83,208 | $2,372,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 120,600 | $2,371,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 599,624 | $2,369,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 58,000 | $2,364,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 116,666 | $2,361,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 51,244 | $2,356,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 73,011 | $2,346,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 166,135 | $2,337,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 17,858 | $2,335,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 37,901 | $2,332,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 103,787 | $2,328,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 33,883 | $2,325,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 45,663 | $2,324,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 65,396 | $2,316,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 53,699 | $2,303,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,845,000 | $2,302,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 71,520 | $2,301,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 40,784 | $2,301,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 25,000 | $2,292,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 25,000 | $2,292,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 33,507 | $2,292,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 65,997 | $2,292,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 132,845 | $2,287,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 99,021 | $2,284,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 68,285 | $2,280,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,940 | $2,279,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 24,471 | $2,276,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 131,777 | $2,274,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 87,840 | $2,274,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 190,818 | $2,273,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,920,000 | $2,273,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 101,224 | $2,272,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 215,000 | $2,270,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 91,916 | $2,267,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 287,758 | $2,262,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 44,080 | $2,261,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 129,451 | $2,257,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 48,074 | $2,248,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 124,000 | $2,247,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 89,835 | $2,245,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 43,927 | $2,241,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 545,639 | $2,238,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 63,744 | $2,236,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 197,017 | $2,234,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 64,900 | $2,233,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 33,295 | $2,223,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 58,470 | $2,221,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 165,651 | $2,220,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 47,961 | $2,219,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 84,470 | $2,211,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 42,765 | $2,210,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 92,725 | $2,206,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 54,275 | $2,206,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 95,804 | $2,203,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 43,357 | $2,200,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 365,253 | $2,196,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 41,164 | $2,196,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,845,000 | $2,196,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100,085 | $2,195,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 177,490 | $2,190,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 65,793 | $2,190,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 139,147 | $2,187,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 127,135 | $2,185,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 6,210 | $2,185,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 52,333 | $2,180,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 49,697 | $2,179,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 164,600 | $2,179,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 25,000 | $2,178,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 402,428 | $2,177,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 198,526 | $2,176,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 39,005 | $2,175,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 240,167 | $2,173,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 241,052 | $2,170,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 36,290 | $2,167,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 57,645 | $2,166,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 31,003 | $2,166,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 39,661 | $2,163,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 136,366 | $2,163,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 79,940 | $2,163,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 36,860 | $2,161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 43,461 | $2,160,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 42,202 | $2,157,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 88,944 | $2,153,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 17,824 | $2,148,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 75,106 | $2,144,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 40,691 | $2,135,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 48,736 | $2,135,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 124,845 | $2,133,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 797,811 | $2,130,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 70,840 | $2,128,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 39,367 | $2,127,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 438,170 | $2,127,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 83,371 | $2,122,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 88,622 | $2,121,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 146,504 | $2,120,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 369,253 | $2,120,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 33,703 | $2,119,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 46,718 | $2,118,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 201,621 | $2,113,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 774,201 | $2,113,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 152,310 | $2,108,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 81,791 | $2,107,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 44,751 | $2,104,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 188,915 | $2,100,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 170,136 | $2,099,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 19,324 | $2,098,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 38,495 | $2,096,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 140,498 | $2,093,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 73,160 | $2,092,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 33,677 | $2,091,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 141,916 | $2,084,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,165,000 | $2,084,000 | thousands by filing date | principal |
| ANN INC | 035623107 | COM | 50,700 | $2,080,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 51,193 | $2,076,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 44,140 | $2,076,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 22,433 | $2,075,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 27,466 | $2,072,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 147,331 | $2,066,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 55,050 | $2,061,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 192,853 | $2,061,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 119,110 | $2,058,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 108,636 | $2,058,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 160,189 | $2,050,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,093,101 | $2,045,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 828,264 | $2,045,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 161,379 | $2,044,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 7,104,000 | $2,042,000 | thousands by filing date | principal |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 117,155 | $2,040,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 82,034 | $2,036,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 177,130 | $2,035,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 135,900 | $2,033,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 34,888 | $2,028,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 19,619 | $2,023,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 126,546 | $2,022,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 16,485 | $2,019,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,441,000 | $2,013,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 28,601 | $2,012,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 116,003 | $2,012,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 129,727 | $2,004,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 38,602 | $1,999,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 58,942 | $1,999,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 105,389 | $1,999,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 34,793 | $1,997,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 73,203 | $1,997,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,651,000 | $1,995,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 77,842 | $1,992,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 60,608 | $1,986,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 150,000 | $1,986,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 36,166 | $1,979,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 81,351 | $1,977,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 21,606 | $1,969,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 101,492 | $1,969,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 240,094 | $1,963,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 89,112 | $1,953,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 34,277 | $1,953,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 81,309 | $1,952,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 38,543 | $1,951,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 50,767 | $1,949,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 234,296 | $1,947,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 90,839 | $1,943,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 57,840 | $1,941,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,750,000 | $1,941,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 36,982 | $1,940,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 39,409 | $1,939,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 14,866 | $1,935,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 35,359 | $1,935,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 25,255 | $1,929,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 561,401 | $1,926,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 136,341 | $1,923,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 79,928 | $1,920,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 73,974 | $1,919,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 1,900,000 | $1,919,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 150,254 | $1,913,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 78,800 | $1,912,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19,426 | $1,911,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 53,835 | $1,905,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 250,428 | $1,905,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 129,800 | $1,904,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 50,605 | $1,904,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 123,075 | $1,899,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 45,358 | $1,894,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 73,736 | $1,893,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 36,572 | $1,893,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,763 | $1,891,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 27,279 | $1,891,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 268,000 | $1,886,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 32,434 | $1,886,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 472,641 | $1,886,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 149,337 | $1,876,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 38,857 | $1,868,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 112,892 | $1,867,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 56,205 | $1,866,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 64,048 | $1,866,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 182,404 | $1,864,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 86,861 | $1,864,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 293,693 | $1,862,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 35,991 | $1,861,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 21,574 | $1,860,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 36,122 | $1,860,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 69,610 | $1,858,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 65,195 | $1,855,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 18,772 | $1,851,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 71,359 | $1,851,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 152,321 | $1,850,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 48,047 | $1,847,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 120,755 | $1,846,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 36,337 | $1,845,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 55,974 | $1,839,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 515,021 | $1,839,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,551 | $1,836,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 27,794 | $1,836,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 35,796 | $1,833,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13,884 | $1,830,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 78,675 | $1,827,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 44,457 | $1,823,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 153,550 | $1,820,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 28,316 | $1,820,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 155,307 | $1,816,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 21,763 | $1,814,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 140,504 | $1,814,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 77,710 | $1,807,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 26,855 | $1,807,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 96,585 | $1,806,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 97,748 | $1,805,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 142,629 | $1,799,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 52,614 | $1,798,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 126,505 | $1,797,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 32,844 | $1,797,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 120,324 | $1,797,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 190,722 | $1,796,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 100,000 | $1,796,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 112,210 | $1,795,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 44,811 | $1,794,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 132,771 | $1,790,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 14,585 | $1,787,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,000 | $1,787,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 60,773 | $1,786,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 81,782 | $1,783,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 57,926 | $1,783,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 124,407 | $1,782,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 341,877 | $1,778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 40,897 | $1,776,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 121,844 | $1,775,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 128,371 | $1,774,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 109,544 | $1,772,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-017954 | this filing | 2015-05-06 | acceptance time not in the bulk data set |