13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-06, with 4,340 holding rows worth $99,038,371,000.
- Accession
- 0001140361-15-017954
- Filer
- CIK 824468
- Filed
- 2015-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 16,707 entries on the cover page, a total value of $99,038,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,038,371,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,354 | $235,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,837 | $234,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,596 | $234,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,161 | $234,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 64,197 | $233,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 9,635 | $233,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 34,102 | $232,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,177 | $231,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,937 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 8,548 | $229,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,834 | $228,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,474 | $228,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $227,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 29,459 | $227,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 33,579 | $227,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 4,527 | $227,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 24,353 | $226,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 67,037 | $226,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 8,676 | $226,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 26,667 | $226,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,850 | $225,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,266 | $225,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 14,647 | $225,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 10,226 | $225,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,392 | $225,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 225,388 | $225,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,000 | $224,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,376 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 5,200 | $223,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 61,544 | $223,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 9,163 | $222,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7,984 | $222,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 231,000 | $221,000 | thousands by filing date | principal |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 100,500 | $221,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 27,544 | $220,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 20,218 | $219,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,075 | $219,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 16,099 | $218,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,085 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,000 | $218,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 14,286 | $218,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 55,441 | $218,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,368 | $217,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,392 | $217,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,967 | $217,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,778 | $216,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 14,824 | $216,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,116 | $216,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,650 | $215,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 41,802 | $214,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 15,517 | $214,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 10,120 | $214,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,336 | $213,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 12,206 | $213,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 97,092 | $213,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 7,646 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,170 | $212,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,179 | $212,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 13,735 | $211,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 13,950 | $211,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 6,891 | $211,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 7,000 | $211,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 29,799 | $211,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 17,868 | $210,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 9,584 | $209,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 16,069 | $209,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 28,120 | $208,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,355 | $208,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,142 | $208,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,644 | $208,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,324 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,000 | $207,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,246 | $206,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 58,202 | $206,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 86,856 | $206,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,995 | $205,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 4,000 | $205,000 | thousands by filing date | call |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 9,811 | $205,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 490,000 | $205,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 23,046 | $204,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 23,400 | $204,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 7,166 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,794 | $203,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 26,985 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,108 | $203,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 12,045 | $202,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,590 | $201,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 40,456 | $201,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 19,762 | $201,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 93,090 | $201,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 21,689 | $201,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,176 | $200,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,568 | $199,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $198,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 20,057 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $197,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,428 | $196,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 15,206 | $196,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 467,095 | $196,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 20,038 | $196,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 10,433 | $195,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 28,277 | $192,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 73,334 | $192,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 12,500 | $192,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 42,516 | $192,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $191,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,727 | $191,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 77,098 | $190,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 26,700 | $189,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 45,695 | $188,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 133,241 | $187,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 24,720 | $187,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,969 | $186,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,695 | $184,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 57,286 | $182,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,810 | $181,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 38,690 | $180,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 24,879 | $180,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,590 | $177,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,698 | $176,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 14,132 | $176,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 55,458 | $175,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 10,807 | $175,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 28,646 | $175,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 18,904 | $174,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,450 | $171,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 52,138 | $170,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,245 | $170,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 20,000 | $168,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 14,819 | $168,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 21,245 | $166,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 49,923 | $165,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 223,417 | $165,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,088 | $164,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,599 | $164,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 12,387 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $163,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,918 | $163,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 40,503 | $163,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 89,776 | $163,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,063 | $161,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 411,687 | $160,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 11,579 | $160,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,064 | $159,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,930 | $159,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 21,159 | $158,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 39,627 | $155,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 12,180 | $155,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 18,932 | $154,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 16,397 | $154,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,288 | $153,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 14,067 | $153,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 30,546 | $153,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 19,698 | $152,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,459 | $151,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 26,705 | $150,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,508 | $150,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,711 | $149,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 23,706 | $149,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 45,496 | $148,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 13,939 | $148,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,923 | $147,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 11,295 | $146,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,000 | $144,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,865 | $144,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 12,108 | $144,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 10,900 | $144,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 10,195 | $143,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,775 | $142,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 20,013 | $142,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 67,483 | $141,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 58,669 | $140,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,000 | $139,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 13,269 | $138,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 18,739 | $137,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 37,596 | $134,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 30,393 | $134,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,341 | $134,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 22,474 | $133,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,500 | $133,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 54,025 | $133,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 50,078 | $133,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $132,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 10,000 | $132,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 16,737 | $131,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 10,302 | $131,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,554 | $130,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,640 | $129,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 66,513 | $129,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,421 | $128,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 96,137 | $127,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 32,783 | $126,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 18,842 | $125,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 23,574 | $125,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 68,754 | $123,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 10,302 | $122,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 45,412 | $122,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 21,534 | $122,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,362 | $121,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 14,454 | $121,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,290 | $119,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 149,710 | $118,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 13,517 | $118,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 19,638 | $118,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,597 | $117,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 15,752 | $117,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 106,300 | $117,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 10,000 | $116,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 14,045 | $115,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 20,310 | $113,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 17,318 | $113,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 173,798 | $113,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 40,858 | $113,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,572 | $111,000 | thousands by filing date | |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 150,000 | $111,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 18,958 | $110,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,632 | $110,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,578 | $110,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,327 | $109,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,743 | $108,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 16,070 | $108,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,819 | $106,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,800 | $105,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,200 | $105,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 22,024 | $105,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 10,546 | $105,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,766 | $102,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,509 | $102,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 19,626 | $100,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,452 | $99,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,491 | $96,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 31,337 | $96,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 13,735 | $96,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,796 | $94,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,302 | $93,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 35,282 | $92,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 21,427 | $92,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 89,087 | $91,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 14,477 | $89,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 24,975 | $89,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 24,017 | $87,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,825 | $86,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 14,643 | $86,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 25,225 | $86,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 62,155 | $86,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,719 | $85,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 79,939 | $85,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 22,783 | $85,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 17,244 | $84,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 71,201 | $83,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 31,748 | $82,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 27,596 | $82,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 59,626 | $82,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 24,946 | $81,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,204 | $79,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 112,797 | $79,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 34,169 | $78,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 11,458 | $78,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,453 | $77,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 18,290 | $77,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,389 | $75,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,012 | $74,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,442 | $72,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 33,447 | $72,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 10,502 | $70,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 26,767 | $68,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,156 | $68,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,283 | $66,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 20,388 | $65,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 11,808 | $64,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 15,234 | $61,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 15,255 | $60,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 24,678 | $59,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 89,829 | $58,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 25,448 | $57,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 24,432 | $57,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 34,280 | $56,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,130 | $55,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 13,841 | $55,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 76,261 | $55,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,320 | $54,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 21,762 | $53,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 12,589 | $52,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 61,300 | $50,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 10,596 | $50,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 11,969 | $49,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,547 | $48,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 75,405 | $47,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,142 | $46,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 22,562 | $46,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,149 | $44,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 10,700 | $44,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 31,716 | $43,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 14,244 | $42,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 25,476 | $42,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 18,164 | $42,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 49,761 | $40,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 16,728 | $40,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 19,730 | $40,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,831 | $39,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 18,816 | $36,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 30,650 | $36,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 17,744 | $36,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,700 | $35,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 17,129 | $35,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 31,748 | $35,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 13,716 | $35,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 17,480 | $35,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 21,516 | $35,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 17,192 | $31,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 26,404 | $29,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 18,567 | $29,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 11,611 | $28,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 14,030 | $27,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 33,687 | $27,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 15,152 | $27,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,829 | $25,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 18,289 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 12,148 | $23,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 10,065 | $23,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 26,671 | $22,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 17,038 | $22,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,400 | $21,000 | thousands by filing date | put |
| VIGGLE INC | 92672V204 | COM NEW | 12,800 | $18,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,020 | $17,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 14,083 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,324 | $15,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 16,271 | $14,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 11,000 | $14,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 13,400 | $14,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 23,447 | $13,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 31,946 | $12,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 15,055 | $10,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 14,417 | $9,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 42,238 | $8,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 12,533 | $7,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 10,047 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,000 | $5,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 15,373 | $5,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 50,515 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-017954 | this filing | 2015-05-06 | acceptance time not in the bulk data set |