13F-HR/A filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-03-09, with 122 holding rows worth $264,601,000.
- Accession
- 0001140361-15-010967
- Filer
- CIK 1555170
- Filed
- 2015-03-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, amendment of type restatement, 122 entries on the cover page, a total value of $264,601,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,355,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 1,380,161 | $146,297,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 538,764 | $21,561,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 96,874 | $10,668,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 31,342 | $5,906,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 115,562 | $5,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 210,795 | $5,053,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 137,902 | $4,646,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 53,904 | $4,280,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 96,399 | $3,498,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 90,370 | $3,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 27,155 | $2,997,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 31,371 | $2,961,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,266 | $2,498,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 49,351 | $1,869,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,151 | $1,629,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 17,153 | $1,611,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,537 | $1,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 34,564 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 27,716 | $1,476,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 21,298 | $1,464,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,937 | $1,381,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,859 | $969,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,330 | $963,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,780 | $925,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,579 | $914,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $904,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,504 | $889,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 15,905 | $833,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,373 | $826,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 28,073 | $812,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 31,650 | $800,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 16,852 | $780,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,697 | $761,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,637 | $748,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 18,397 | $738,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,952 | $687,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14,421 | $674,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,266 | $658,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,990 | $654,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,919 | $630,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 11,718 | $624,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,884 | $603,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,901 | $584,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,009 | $547,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 7,120 | $514,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 13,520 | $513,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,154 | $504,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,265 | $496,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,633 | $473,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,373 | $438,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,468 | $412,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,035 | $408,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,776 | $394,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,830 | $392,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,485 | $376,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,906 | $375,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,813 | $366,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,829 | $362,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,313 | $352,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,184 | $339,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,125 | $338,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,336 | $330,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,309 | $327,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,461 | $322,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,755 | $322,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,780 | $319,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 20,000 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,811 | $310,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,998 | $294,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,388 | $294,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,492 | $292,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,809 | $290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,996 | $266,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,427 | $260,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,219 | $256,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,457 | $254,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,512 | $248,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,676 | $233,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,462 | $213,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,789 | $209,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,382 | $202,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,807 | $191,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,163 | $190,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,531 | $180,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,113 | $176,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,902 | $152,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 703 | $130,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 17,800 | $130,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 9,052 | $126,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,129 | $103,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,025 | $94,000 | thousands by filing date | |
| TIER REIT NSA | 87399G100 | Unit | 20,921 | $94,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,952 | $78,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 5,325 | $76,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,495 | $71,000 | thousands by filing date | |
| INLAND AMERICAN REAL ESTATE TR NSA | 457281988 | COM | 9,399 | $65,000 | thousands by filing date | |
| REDWOOD MORTGAGE INVESTORS VII-UNITS LP INT NSA | 758059208 | Unit | 62,916 | $63,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,133 | $62,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,128 | $60,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 4,911 | $58,000 | thousands by filing date | |
| KBS STRATEGIC OPPORTUNITY COM | 48242N106 | REIT | 4,610 | $56,000 | thousands by filing date | |
| DIVIDEND CAP DIVERSIFIED PROPFD CL E NSA | 255997108 | Unit | 7,824 | $56,000 | thousands by filing date | |
| Hines Real Estate Invest Trust Nsa | 433995511 | COM | 8,121 | $53,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,115 | $49,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,000 | $47,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 637 | $46,000 | thousands by filing date | |
| Sierra Vista Bank | 82651b105 | COM | 10,000 | $45,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 4,000 | $43,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 7,000 | $37,000 | thousands by filing date | |
| REDWOOD MORTGAGE INVESTORS VIII | 758059307 | COMMON STOCK | 35,197 | $35,000 | thousands by filing date | |
| KBS REIT I NSA | 48299T105 | COM | 7,783 | $35,000 | thousands by filing date | |
| COMMUNITY 1ST BK ROSEVILLE CA | 203658109 | COM | 7,400 | $26,000 | thousands by filing date | |
| SUMMIT HEALTHCARE REIT INC NSA | 21999F105 | COM | 9,797 | $20,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,778 | $19,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 5,025 | $18,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 54,539 | $16,000 | thousands by filing date | |
| REDWOOD MORTGAGE INVESTORS VI LTD PARTNERSHIP | 758059109 | Unit | 13,154 | $13,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 51,963 | $7,000 | thousands by filing date | |
| CALLIANCE RLTY FD LLC MTG INSTL DIVISION SHS LP | 13123W104 | Unit | 5,745 | $7,000 | thousands by filing date | |
| NANOTECH ENTMT IN COM NEW | 63009Y104 | Stock | 113,600 | $5,000 | thousands by filing date | |
| Access Worldwide Communication | 004319109 | COM | 7,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 45,985 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-001156 | superseded | 2015-01-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-006775 | superseded | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-010967 | this filing | 2015-03-09 | acceptance time not in the bulk data set |