13F-HR/A filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-02-17, with 123 holding rows worth $264,601,000.
- Accession
- 0001140361-15-006775
- Filer
- CIK 1555170
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, amendment of type restatement, 123 entries on the cover page, a total value of $264,601,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,600,000 with VALUE read as thousands by filing date, 13F file number 028-15046. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 1,380,161 | $146,297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 538,764 | $21,561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 96,874 | $10,668,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 31,342 | $5,906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FDS | 921909768 | COM | 115,562 | $5,586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 210,795 | $5,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 137,902 | $4,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 53,904 | $4,280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 96,399 | $3,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 90,370 | $3,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 27,155 | $2,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 31,371 | $2,961,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 22,266 | $2,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 49,351 | $1,869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 10,151 | $1,629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 17,153 | $1,611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 10,537 | $1,582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 34,564 | $1,492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 27,716 | $1,476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 21,298 | $1,464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 14,937 | $1,381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 20,859 | $969,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,330 | $963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 19,780 | $925,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,579 | $914,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 8,504 | $889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 15,905 | $833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,373 | $826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 28,073 | $812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 31,650 | $800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 16,852 | $780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,697 | $761,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 3,637 | $748,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD CO | 428236103 | COM | 18,397 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 13,952 | $687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14,421 | $674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 6,266 | $658,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 9,990 | $654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 6,919 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 11,718 | $624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,884 | $603,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 11,901 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,009 | $547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 7,120 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 13,520 | $513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 28,154 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 5,265 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 8,633 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 10,373 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 10,468 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 5,035 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 3,776 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 9,830 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 6,485 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US TIPS ETF | 808524870 | SHS | 6,906 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 2,813 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 3,829 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,313 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,184 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 2,125 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 7,336 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 2,309 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,461 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 3,755 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,780 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817101 | COM | 20,000 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,811 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 18,998 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,388 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 10,492 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,809 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,996 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,427 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 8,219 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Corporation | 171232101 | Equity | 2,457 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,512 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIS BIOTECHNOLOGY INC COM | 46269V100 | Common Stock | 918,330 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,676 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,462 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUS MEDICAL INC | 639050103 | COM | 5,789 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,382 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,807 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,163 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,531 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,113 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 3,902 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 703 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PAC CORP NEW | 85375C101 | COM | 17,800 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 9,052 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 4,129 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 1,025 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIER REIT NSA | 87399G100 | Unit | 20,921 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,952 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 5,325 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,495 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INLAND AMERICAN REAL ESTATE TR NSA | 457281988 | COM | 9,399 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD MORTGAGE INVESTORS VII-UNITS LP INT NSA | 758059208 | Unit | 62,916 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 4,133 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,128 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 4,911 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBS STRATEGIC OPPORTUNITY COM | 48242N106 | REIT | 4,610 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVIDEND CAP DIVERSIFIED PROPFD CL E NSA | 255997108 | Unit | 7,824 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hines Real Estate Invest Trust Nsa | 433995511 | COM | 8,121 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 4,115 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 637 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sierra Vista Bank | 82651b105 | COM | 10,000 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 4,000 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 7,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD MORTGAGE INVESTORS VIII | 758059307 | COMMON STOCK | 35,197 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBS REIT I NSA | 48299T105 | COM | 7,783 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY 1ST BK ROSEVILLE CA | 203658109 | COM | 7,400 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT HEALTHCARE REIT INC NSA | 21999F105 | COM | 9,797 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,778 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 5,025 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 54,539 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD MORTGAGE INVESTORS VI LTD PARTNERSHIP | 758059109 | Unit | 13,154 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 51,963 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLIANCE RLTY FD LLC MTG INSTL DIVISION SHS LP | 13123W104 | Unit | 5,745 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOTECH ENTMT IN COM NEW | 63009Y104 | Stock | 113,600 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Access Worldwide Communication | 004319109 | COM | 7,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AIG Fractional CUSIP | ACG874152 | Com | 45,985 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-001156 | superseded | 2015-01-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-006775 | this filing | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-010967 | base | 2015-03-09 | acceptance time not in the bulk data set |