13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,569 holding rows worth $112,344,337,000.
- Accession
- 0001140361-15-006122
- Filer
- CIK 824468
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 17,872 entries on the cover page, a total value of $112,344,337,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,344,337,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 19,105 | $328,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 85,147 | $327,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 29,096 | $326,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 27,869 | $324,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 14,014 | $324,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 52,884 | $324,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,754 | $323,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,678 | $323,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 13,388 | $323,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,867 | $323,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,237 | $323,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,133 | $321,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 77,499 | $321,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 94,449 | $321,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,750 | $321,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,456 | $321,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 55,510 | $320,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 12,425 | $319,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 90,797 | $319,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 16,448 | $318,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,296 | $318,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,254 | $317,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 124,421 | $317,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 19,606 | $317,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,739 | $317,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 91,215 | $316,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,461 | $315,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 23,554 | $314,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,463 | $313,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,368 | $312,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,340 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,128 | $311,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,771 | $311,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 21,283 | $311,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 10,940 | $311,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 8,679 | $311,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 12,300 | $310,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,405 | $310,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 14,655 | $310,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,194 | $308,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 20,641 | $308,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,648 | $307,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 27,009 | $307,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 901 | $307,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 203,713 | $307,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 46,949 | $306,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 16,189 | $305,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,275 | $304,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 11,638 | $302,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,667 | $301,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 56,096 | $301,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 12,613 | $301,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,800 | $300,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 24,329 | $300,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 8,254 | $300,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 15,590 | $300,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 18,416 | $299,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,493 | $299,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 270,300 | $299,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,796 | $298,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 89,200 | $298,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 43,025 | $298,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 9,526 | $297,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 45,903 | $297,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,969 | $296,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,707 | $294,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 8,647 | $294,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,477 | $294,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 19,567 | $294,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 60,000 | $293,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,492 | $292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 11,669 | $292,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 7,602 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,589 | $290,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 33,149 | $290,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 3,600 | $290,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,979 | $289,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,343 | $288,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 62,812 | $288,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 19,663 | $288,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 16,278 | $287,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 41,967 | $286,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 11,073 | $286,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,269 | $285,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 36,724 | $285,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 31,620 | $284,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,058 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,737 | $282,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 31,492 | $282,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 103,442 | $281,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 19,797 | $281,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 25,000 | $281,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,242 | $280,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 40,470 | $280,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 20,274 | $280,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 7,192 | $278,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 40,225 | $277,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 10,952 | $277,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,599 | $276,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,547 | $276,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 260,000 | $276,000 | thousands by filing date | put |
| EMERALD OIL INC | 29101U209 | COM NEW | 229,797 | $276,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 16,666 | $276,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,159 | $275,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 38,260 | $275,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 46,173 | $275,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 69,466 | $275,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 8,933 | $275,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 34,185 | $274,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 81,146 | $274,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 29,914 | $274,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 8,700 | $274,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 62,147 | $274,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 14,658 | $273,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 35,575 | $273,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 79,618 | $273,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 108,810 | $273,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 22,925 | $272,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 34,005 | $272,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 21,357 | $272,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 31,489 | $272,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 5,630 | $272,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,905 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,002 | $271,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 19,586 | $271,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,375 | $269,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,000 | $269,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 26,353 | $269,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 33,085 | $269,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 19,588 | $267,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,476 | $267,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 27,977 | $266,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,622 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,309 | $265,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 23,129 | $265,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,555 | $264,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,194 | $264,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 13,696 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 11,979 | $264,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,304 | $264,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,735 | $264,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 39,673 | $264,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 28,593 | $264,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,075 | $262,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 101,121 | $261,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 255,000 | $261,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,493 | $260,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 88,251 | $260,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,612 | $259,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,243 | $259,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 69,376 | $259,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 25,769 | $259,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18,121 | $258,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,472 | $258,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 48,470 | $258,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 10,362 | $258,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 17,563 | $257,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,410 | $256,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,151 | $256,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 30,707 | $256,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 24,637 | $254,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 11,124 | $253,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,500 | $253,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 9,583 | $252,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 12,943 | $252,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,810 | $252,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,200 | $251,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 12,750 | $251,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,155 | $251,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,882 | $249,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 23,488 | $249,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 39,603 | $249,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 265,000 | $249,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,054 | $248,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,476 | $248,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 30,867 | $248,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,047 | $247,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 415,000 | $247,000 | thousands by filing date | principal |
| PIXELWORKS INC | 72581M305 | COM NEW | 53,963 | $246,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 20,555 | $246,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,857 | $245,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 30,716 | $245,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,715 | $244,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 40,000 | $244,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 21,871 | $243,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 235,000 | $243,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,698 | $242,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 94,209 | $242,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 21,835 | $241,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 6,678 | $241,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 23,575 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,636 | $240,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 239,800 | $240,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 26,294 | $239,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 37,649 | $238,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 7,030 | $237,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 13,389 | $236,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 22,730 | $236,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 99,941 | $236,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 145,014 | $236,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,371 | $235,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,116 | $235,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,944 | $233,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 3,994 | $233,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,000 | $232,000 | thousands by filing date | call |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 265,000 | $232,000 | thousands by filing date | principal |
| TITAN MACHY INC | 88830R101 | COM | 16,446 | $229,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,695 | $229,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 13,628 | $229,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17,590 | $229,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 72,408 | $228,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 18,602 | $228,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,000 | $227,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,023 | $227,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 26,667 | $227,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,140,398 | $226,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,103 | $224,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,544 | $224,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12,023 | $223,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 22,924 | $223,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,792 | $222,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,675 | $222,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 13,950 | $222,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 21,412 | $222,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,200 | $221,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,788 | $221,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,418 | $221,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 9,082 | $221,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,720 | $220,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 13,558 | $220,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 223,335 | $219,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 7,736 | $219,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 14,680 | $218,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 18,275 | $218,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 14,782 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,368 | $217,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 7,017 | $217,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,447 | $216,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 13,312 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,000 | $215,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 16,991 | $215,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 32,807 | $215,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 19,122 | $214,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,545 | $213,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,270 | $213,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 22,956 | $213,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 155,549 | $213,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 13,560 | $213,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,819 | $212,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 18,749 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,000 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 9,600 | $212,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 13,321 | $210,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,248 | $209,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,600 | $208,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,050,000 | $208,000 | thousands by filing date | call |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,056 | $208,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 11,986 | $207,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,883 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,282 | $206,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 17,806 | $206,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 156,043 | $206,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,893 | $204,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,798 | $204,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,810 | $204,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 21,295 | $204,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,836 | $203,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 13,603 | $203,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 11,738 | $203,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,260 | $202,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 229,300 | $202,000 | thousands by filing date | put |
| CIMATRON LTD | M23798107 | ORD | 22,712 | $201,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 20,961 | $200,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 15,145 | $199,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 22,415 | $197,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 23,059 | $197,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 26,450 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $196,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 15,147 | $196,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 22,172 | $195,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $193,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 64,909 | $193,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 43,962 | $192,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,900 | $192,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 19,500 | $192,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 45,688 | $192,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 23,140 | $192,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,887 | $191,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 10,605 | $191,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 39,771 | $191,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $190,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 22,522 | $190,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 10,625 | $189,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 18,463 | $189,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 16,780 | $189,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,727 | $188,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 28,369 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,260 | $186,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,730 | $186,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 27,426 | $186,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,000 | $185,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 11,258 | $184,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 16,906 | $183,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,907 | $181,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,290 | $180,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,228 | $180,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 42,907 | $180,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 47,709 | $180,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 22,679 | $179,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $178,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,966 | $177,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 14,779 | $177,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 12,742 | $177,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,392 | $176,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 23,030 | $176,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 44,307 | $176,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 34,424 | $175,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,370 | $175,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 17,011 | $174,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 49,022 | $174,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 46,685 | $172,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,786 | $171,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 11,711 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,014 | $170,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 46,508 | $170,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,801 | $169,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18,337 | $168,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 77,036 | $168,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,400 | $165,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 21,572 | $165,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 30,914 | $165,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 43,352 | $164,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,370 | $162,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 13,662 | $162,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 11,942 | $162,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 17,152 | $160,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 55,000 | $160,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 43,555 | $160,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 23,963 | $159,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 27,966 | $159,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 75,745 | $159,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 19,410 | $158,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 41,479 | $158,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 99,496 | $157,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 25,840 | $156,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,004 | $156,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,446 | $155,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 225,000 | $154,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 43,502 | $154,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 14,436 | $153,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 14,022 | $152,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,069 | $151,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,454 | $151,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,348 | $150,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 23,926 | $150,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,240 | $149,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 39,338 | $149,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 21,237 | $149,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,192 | $148,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 29,600 | $148,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,737 | $146,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,939 | $146,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 55,529 | $146,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 197,034 | $145,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,000 | $141,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 56,062 | $141,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 12,598 | $141,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 13,223 | $141,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 18,371 | $140,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 160,341 | $140,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 19,926 | $139,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 106,987 | $139,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,000 | $138,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 11,000 | $137,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 170,800 | $137,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,913 | $136,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 49,725 | $136,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 18,506 | $136,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,422 | $135,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,169 | $134,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 52,223 | $134,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 12,531 | $134,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 107,091 | $133,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 17,880 | $132,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $131,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,800 | $130,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 18,869 | $130,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,987 | $130,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 24,105 | $129,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 68,231 | $129,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 59,269 | $129,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 80,361 | $129,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 17,349 | $127,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,783 | $125,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 27,651 | $125,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,387 | $124,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,446 | $123,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 10,464 | $123,000 | thousands by filing date | |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 236,732 | $123,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 19,559 | $121,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 12,048 | $121,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,713 | $120,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,071 | $120,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 18,335 | $120,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 18,671 | $119,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 70,670 | $118,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 102,048 | $118,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,400 | $117,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 12,714 | $117,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,276 | $116,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 43,997 | $116,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 57,894 | $115,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,386 | $115,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,414 | $115,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 73,886 | $114,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 18,571 | $112,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 14,212 | $112,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 49,678 | $112,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 12,187 | $111,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 11,029 | $110,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 38,417 | $110,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 15,668 | $110,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,098 | $108,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 20,702 | $108,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,796 | $107,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,800 | $106,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 65,200 | $106,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 19,926 | $104,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 95,839 | $104,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 54,307 | $103,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 102,176 | $102,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,100 | $101,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 18,876 | $101,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 19,405 | $101,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 11,138 | $101,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 10,000 | $101,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,374 | $99,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 31,342 | $99,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,041 | $98,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 43,297 | $98,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 108,562 | $98,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,540,854 | $97,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 58,669 | $97,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,614 | $97,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 31,384 | $97,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 29,604 | $95,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 32,850 | $95,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 30,329 | $94,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,092 | $94,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,178 | $92,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 34,462 | $92,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 16,390 | $91,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 28,186 | $91,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 95,752 | $89,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,975 | $89,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 22,099 | $89,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,000 | $89,000 | thousands by filing date | call |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 10,766 | $89,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 40,222 | $87,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 10,016 | $87,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 48,800 | $87,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,476 | $86,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 26,707 | $86,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 14,421 | $86,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 18,772 | $85,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 21,170 | $84,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 31,945 | $84,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 11,705 | $83,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 21,223 | $83,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 12,834 | $83,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,200 | $82,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,905 | $82,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 11,178 | $82,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 39,665 | $80,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,329 | $80,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 13,369 | $79,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 52,294 | $79,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 26,190 | $78,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10,789 | $78,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,984 | $76,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,131 | $76,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 18,930 | $75,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 72,664 | $74,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 20,476 | $74,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 76,071 | $74,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 16,775 | $73,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 16,432 | $73,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 88,246 | $73,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,983 | $72,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 11,416 | $72,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 18,628 | $71,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,760 | $70,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,300 | $69,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,013 | $69,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 35,000 | $69,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 122,332 | $68,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,400 | $67,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 13,370 | $66,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 12,107 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006122 | this filing | 2015-02-13 | acceptance time not in the bulk data set |