13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,569 holding rows worth $112,344,337,000.
- Accession
- 0001140361-15-006122
- Filer
- CIK 824468
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 17,872 entries on the cover page, a total value of $112,344,337,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,344,337,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 27,959 | $662,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,235 | $660,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 50,974 | $659,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,552 | $659,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 33,716 | $659,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 47,532 | $657,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 620,000 | $657,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 15,609 | $655,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 16,531 | $653,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 24,648 | $653,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 79,833 | $652,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 11,281 | $652,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 625,000 | $652,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,890 | $651,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 85,996 | $651,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 135,858 | $650,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNERS LLC | 79971A106 | COM UNIT RP CL B ADDED | 464,438 | $650,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 6,235 | $649,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 28,015 | $649,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 659,000 | $648,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 25,132 | $646,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,796 | $646,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 25,928 | $646,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 24,307 | $645,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 24,044 | $644,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 9,840 | $642,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 384,473 | $641,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 20,389 | $639,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 442,377 | $638,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 66,737 | $638,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 26,250 | $638,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 700,000 | $638,000 | thousands by filing date | principal |
| TCW CONV SECS FD INC | 872340104 | COM | 118,174 | $637,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28,626 | $637,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 21,305 | $635,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 37,408 | $633,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 94,091 | $633,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 14,771 | $631,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 34,987 | $631,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,816 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 30,060 | $629,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 62,037 | $629,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 34,102 | $625,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 12,296 | $622,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 22,369 | $622,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 15,330 | $620,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 46,615 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 26,522 | $617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,983 | $617,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 563,000 | $617,000 | thousands by filing date | principal |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 37,649 | $617,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 46,784 | $614,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 60,890 | $613,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,705 | $610,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 18,386 | $610,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,184 | $609,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 626,000 | $609,000 | thousands by filing date | principal |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 25,195 | $608,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 63,469 | $607,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 16,963 | $607,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 46,151 | $607,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 132,569 | $605,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 14,721 | $604,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 30,336 | $602,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 14,315 | $601,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 21,795 | $600,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 7,272 | $600,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 65,804 | $600,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 30,174 | $599,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 35,129 | $597,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 38,375 | $596,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,976 | $595,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 51,102 | $595,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 14,250 | $594,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $593,000 | thousands by filing date | put |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $593,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 27,080 | $592,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 28,652 | $591,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,825 | $591,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 38,707 | $591,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 16,481 | $591,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 788,000 | $589,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 17,693 | $587,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 19,100 | $587,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 351,600 | $587,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 14,817 | $586,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 11,002 | $585,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 30,425 | $584,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 30,000 | $582,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 69,438 | $581,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 26,348 | $580,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 18,430 | $578,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 39,739 | $578,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 15,400 | $577,000 | thousands by filing date | put |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 15,165 | $577,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 25,198 | $576,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 73,335 | $575,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 5,000 | $575,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 500,000 | $575,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 15,080 | $574,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 175,947 | $573,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 43,418 | $573,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 53,732 | $571,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 38,519 | $570,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 22,270 | $570,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 85,143 | $569,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 565,000 | $569,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 11,169 | $568,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 41,325 | $568,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 22,464 | $568,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 61,083 | $568,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 20,368 | $568,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,731 | $568,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,520 | $567,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 44,890 | $566,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 317,400 | $565,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 98,333 | $565,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 41,914 | $564,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 15,870 | $564,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 14,125 | $563,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 43,141 | $563,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 24,088 | $560,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 60,925 | $559,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 35,428 | $558,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 8,095 | $558,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 17,777 | $558,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 82,283 | $557,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 30,932 | $557,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 29,123 | $557,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,283 | $556,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 66,484 | $556,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 40,000 | $556,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 115,365 | $555,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 132,592 | $555,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 80,767 | $555,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 33,719 | $554,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 24,014 | $553,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,155 | $553,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,200 | $552,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 35,945 | $552,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 117,661 | $551,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 72,872 | $550,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 19,601 | $550,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $550,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 15,703 | $549,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 23,252 | $548,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 47,994 | $547,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 43,436 | $547,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 132,773 | $546,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 10,665 | $545,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 48,465 | $544,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 39,298 | $543,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 15,817 | $543,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 86,221 | $542,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 29,090 | $541,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 41,213 | $538,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 47,232 | $537,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 62,505 | $536,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 540,000 | $535,000 | thousands by filing date | principal |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,918 | $533,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,103 | $533,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,484 | $532,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 35,949 | $532,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 56,931 | $530,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 8,166 | $530,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 31,155 | $530,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 18,600 | $530,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 182,000 | $530,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,925 | $529,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 64,130 | $529,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 71,527 | $529,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 80,649 | $529,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 65,000 | $528,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 23,533 | $527,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 37,614 | $527,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 33,217 | $526,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 62,216 | $526,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,200 | $525,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 52,582 | $525,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 22,752 | $524,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,240 | $523,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 19,514 | $523,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 65,046 | $523,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 44,837 | $522,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 34,980 | $521,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 20,223 | $520,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 33,500 | $520,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,405 | $519,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,838 | $518,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 13,615 | $516,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 51,633 | $516,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 37,853 | $515,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 34,033 | $514,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 17,567 | $514,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 19,037 | $514,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 104,153 | $512,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 20,823 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,681 | $511,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 207,631 | $511,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 30,008 | $510,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,616 | $510,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 7,198 | $510,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 20,903 | $509,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 43,435 | $509,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 100,172 | $509,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 540,000 | $509,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 35,131 | $508,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 72,346 | $507,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 37,492 | $506,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 57,864 | $506,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 24,282 | $505,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 20,000 | $505,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 5,000 | $505,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 104,598 | $504,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,439 | $503,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 20,001 | $503,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 500,000 | $500,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 24,641 | $499,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 23,716 | $498,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,476 | $497,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 161,769 | $497,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 26,469 | $496,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 91,905 | $496,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,352 | $495,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,718 | $494,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 151,942 | $494,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 16,105 | $493,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 53,277 | $493,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 21,146 | $493,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 211,579 | $491,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 33,746 | $490,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 150,000 | $489,000 | thousands by filing date | put |
| RENTECH INC COM | 760112102 | COM | 385,153 | $486,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 310,000 | $486,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 26,195 | $484,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 30,089 | $484,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,558 | $483,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 25,429 | $482,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 270,414 | $481,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 20,630 | $481,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 10,005 | $479,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 46,151 | $479,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 500,000 | $478,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 6,263 | $477,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 51,780 | $477,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 34,029 | $477,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 56,219 | $476,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 14,034 | $475,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 50,709 | $475,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 23,432 | $474,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 29,051 | $473,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,586 | $473,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 178,328 | $472,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 39,726 | $471,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 36,731 | $471,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,953 | $471,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,007 | $471,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 33,800 | $470,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 22,865 | $470,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 28,264 | $470,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 78,221 | $470,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 17,089 | $469,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 250,000 | $469,000 | thousands by filing date | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 28,400 | $468,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,434 | $468,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 29,328 | $468,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 7,331 | $468,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 74,539 | $467,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 39,951 | $467,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 39,186 | $466,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 14,748 | $462,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 19,142 | $462,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 19,502 | $461,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 15,165 | $460,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 7,721 | $458,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 331,900 | $458,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 26,089 | $458,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 207,414 | $458,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 13,615 | $458,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 11,302 | $457,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 83,835 | $457,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 60,362 | $457,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 639,000 | $456,000 | thousands by filing date | principal |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,718 | $455,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 5,891 | $455,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,480 | $454,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 3,226 | $452,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,801 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,894 | $451,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 88,250 | $451,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 20,746 | $451,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 447,000 | $449,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 8,952 | $446,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 43,449 | $444,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 82,026 | $444,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 80,803 | $443,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 16,230 | $442,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 16,274 | $442,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,147 | $441,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,862 | $441,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 200,810 | $441,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 79,567 | $441,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 18,503 | $439,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,064 | $439,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 47,978 | $438,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 158,610 | $437,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 60,659 | $437,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 29,192 | $436,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 12,467 | $436,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,760 | $436,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 35,150 | $435,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 31,957 | $435,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 18,259 | $432,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 50,332 | $431,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 51,415 | $431,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,847 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,635 | $428,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 41,344 | $428,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 403,589 | $428,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 36,476 | $428,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,020 | $426,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,953 | $426,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 23,363 | $425,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 80,851 | $425,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 28,874 | $425,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 60,800 | $424,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,000 | $423,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 159,616 | $423,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 23,637 | $422,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,300 | $421,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 26,780 | $421,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 9,571 | $421,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 25,431 | $421,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 30,164 | $420,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 30,530 | $420,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 12,413 | $419,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 15,283 | $418,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 173,464 | $418,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 29,187 | $418,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 10,935 | $417,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 50,554 | $416,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 27,531 | $416,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,581 | $416,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 17,381 | $416,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,652 | $415,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 41,556 | $415,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,534 | $414,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,557 | $413,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 43,252 | $413,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 23,275 | $413,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 23,768 | $412,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 163,141 | $412,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 93,934 | $408,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 16,363 | $408,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 24,150 | $407,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 430,000 | $407,000 | thousands by filing date | principal |
| ZEP INC | 98944B108 | COMMON STOCK | 26,745 | $406,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 23,809 | $406,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 60,306 | $405,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 25,318 | $405,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 5,900 | $403,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 132,059 | $403,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,096 | $401,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 8,168 | $401,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 15,427 | $401,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 20,127 | $399,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 49,062 | $399,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 17,143 | $398,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 27,188 | $398,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 71,927 | $398,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,772 | $397,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 288,054 | $397,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,241 | $396,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 15,779 | $396,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 37,281 | $395,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 221,949 | $395,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 56,261 | $395,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 23,763 | $394,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 5,838 | $394,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,926 | $394,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 445,937 | $394,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $392,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 16,843 | $392,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 17,493 | $392,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 22,819 | $391,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 17,964 | $391,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 21,074 | $391,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 190,001 | $391,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,106 | $391,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 49,894 | $390,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 233,885 | $390,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 37,375 | $389,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 14,122 | $389,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 27,739 | $389,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,579 | $387,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 17,265 | $385,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 33,644 | $385,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 217,669 | $384,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 53,321 | $384,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10,485 | $383,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,689 | $383,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 8,887 | $381,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,583 | $381,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 31,083 | $381,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,818 | $380,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 20,000 | $380,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 79,194 | $379,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 60,067 | $379,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 14,400 | $378,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 90,534 | $378,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 17,450 | $378,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,703 | $377,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 25,132 | $377,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 38,342 | $377,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,084 | $377,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 12,215 | $377,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 8,142 | $376,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 33,327 | $376,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 7,271 | $375,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 24,310 | $375,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 67,715 | $374,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,962 | $374,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 83,965 | $374,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 300,000 | $373,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 84,378 | $372,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 12,469 | $371,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,379 | $371,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 27,655 | $371,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 59,195 | $371,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 76,637 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,706 | $370,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,188 | $369,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 6,070 | $369,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 32,414 | $368,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 14,850 | $368,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 21,444 | $367,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,277 | $365,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 33,333 | $365,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 168,625 | $364,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 60,000 | $364,000 | thousands by filing date | call |
| EPIQ SYSTEMS INC | 26882D109 | COM | 21,307 | $364,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,548 | $362,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 23,809 | $362,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 51,350 | $361,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 17,416 | $359,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 5,258 | $358,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 28,504 | $357,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,012 | $357,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 56,090 | $357,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 62,640 | $356,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 300,000 | $356,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,721 | $355,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 38,864 | $355,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 12,849 | $352,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 117,228 | $351,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 10,705 | $351,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,307 | $351,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 61,451 | $351,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,423 | $350,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 44,756 | $348,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 46,945 | $348,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,572 | $347,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,975 | $345,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 24,597 | $345,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 82 | $344,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 35,539 | $344,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 42,978 | $344,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 67,007 | $344,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 87,748 | $343,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $342,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,668 | $342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 12,524 | $342,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,926 | $341,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 31,405 | $341,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 373,562 | $340,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 11,546 | $339,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 81,913 | $339,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 37,015 | $338,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 327,000 | $338,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 12,901 | $337,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $336,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 33,000 | $336,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 12,236 | $335,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 9,871 | $335,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 20,000 | $335,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 11,537 | $334,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,879 | $333,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,759 | $333,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 13,087 | $332,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 6,109 | $332,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,665 | $331,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 44,673 | $331,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 30,988 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,539 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 12,948 | $331,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 111,661 | $329,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 24,659 | $329,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 12,059 | $329,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,312 | $328,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 48,111 | $328,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006122 | this filing | 2015-02-13 | acceptance time not in the bulk data set |